Hedge Fund Database

BUDROS, RUHLIN & ROE

BRR OPCO, LLC Legal Name

Adviser information for BUDROS, RUHLIN & ROE last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 43
Investment Advisory/Research 27
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 27
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7,275 $3.3B
Non-Discretionary 261 $98.5M
Total 7,536 $3.4B

Clients

Type Number RAUM
Individuals 205 $104.7M
HNW Individuals 595 $3.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $16.5M
Charitable organizations 17 $136.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPERCENTAGE OF ASSETS UNDER ADVISEMENT

Identifiers

SEC RIA File Number 801-32884
SEC ERA File Number 801-32884
SEC CIK Numbers 1468685
SEC CRD Numbers 106536
Legal Entity Identifier None

Principal Office

1801 WATERMARK DRIVE, SUITE 300
COLUMBUS
OH
United States
Monday - Friday, 8-5 M-TH, 8-1:30 F
Tel: 614-481-6900, Fax: 614-481-6919

Websites

twitter.com/budrosruhlinroe www.linkedin.com/company/budros-ruhlin-&-roe-inc-/ growwithbrr.com/ www.facebook.com/budrosruhlinandroe/ www.b-r-r.com

Chief Compliance Officer

LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE, CI FINANCIAL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel: 3057813040
(Full email address available in API data)

Regulatory Contact

SCOTT AKINS
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel: 2148937131
(Full email address available in API data)

Industry Affiliates

ASSANTE CAPITAL MANAGEMENT LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ASSANTE FINANCIAL MANAGEMENT LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CI PRIVATE COUNSEL LP Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
CI PRIVATE WEALTH Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROE, DANIEL, BEALE Individual – CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 04/1996 < 5%
SCHUMAN, JOHN, DAVID Individual – CO-CHIEF EXECUTIVE OFFICER 06/2001 < 5%
MARCINICK, GARY, JOHN Individual – EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT 06/2006 < 5%
SHISLER, ERIC, GERHARD Individual – VICE PRESIDENT & DIRECTOR OF RESEARCH 11/2013 < 5%
ARMSTRONG, AARON, TIMOTHY Individual – SR. WEALTH MANAGER 05/2014 < 5%
JACK, BRIAN, ROCCO Individual – VICE PRESIDENT, DIRECTOR OF OPERATIONS 06/2015 < 5%
THOMPSON, KAREN, MARIE Individual – DIRECTOR OF HUMAN RESOURCES 10/2014 < 5%
DUE, DANIEL, LAWRENCE Individual – SR. WEALTH MANAGER, CHIEF PLANNING OFFICER 05/2003 < 5%
PATTEN, TRACIE, CHRISTINE Individual – SR. DIRECTOR OF MARKETING 07/2019 < 5%
CI FINANCIAL CORP. Foreign Entity CI US HOLDINGS INC. OWNER 01/2022 > 75%
CI PRIVATE WEALTH, LLC Domestic Entity – OWNER 01/2022 > 75%
CIPW HOLDINGS, LLC Domestic Entity CI PRIVATE WEALTH, LLC OWNER 01/2022 > 75%
CI US HOLDINGS INC. Domestic Entity CIPW HOLDINGS, LLC OWNER 01/2022 > 75%
NAKAMURA, LARRY, TRISTON Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%

No. Employees, Historic

5025020192020202120222023202444 on 5/24/201944 on 7/11/201944 on 7/22/201940 on 3/30/202040 on 6/30/202040 on 7/1/202040 on 9/10/202040 on 9/25/202040 on 11/10/202036 on 3/31/202136 on 10/28/202136 on 2/8/202236 on 2/16/202243 on 3/31/202243 on 4/21/202243 on 11/17/202243 on 3/1/2023

RAUM, Historic

4B2B02019202020212022202320242296442266 on 5/24/20192296442266 on 7/11/20192296442266 on 7/22/20192732675367 on 3/30/20202732675367 on 6/30/20202732675367 on 7/1/20202732675367 on 9/10/20202732675367 on 9/25/20202732675367 on 11/10/20203019512614 on 3/31/20213019512614 on 10/28/20213019512614 on 2/8/20223019512614 on 2/16/20223399072487 on 3/31/20223399072487 on 4/21/20223399072487 on 11/17/20223399072487 on 3/1/2023

No. Clients, Historic

9004500201920202021202220232024729 on 5/24/2019729 on 7/11/2019729 on 7/22/2019760 on 3/30/2020760 on 6/30/2020760 on 7/1/2020760 on 9/10/2020760 on 9/25/2020760 on 11/10/2020791 on 3/31/2021791 on 10/28/2021791 on 2/8/2022791 on 2/16/2022817 on 3/31/2022817 on 4/21/2022817 on 11/17/2022817 on 3/1/2023

Holdings

From latest 13F, filed November 8th, 2022 for period ending September 30th, 2022
Name Class Value $USD # Shares Private Fund
3M Company COM 966 9K –
Abbott Laboratories COM 403 4K –
AbbVie Inc. COM 4K 27K –
Accenture Ltd Cl A SHS CLASS A 224 871 –
Adtalem Global Education Inc. COM 4K 96K –
Advanced Drainage Systems, Inc. COM 30K 237K –
Advanced Micro Devices Inc COM 1K 18K –
AGL Res Inc COM 1K 44K –
Alphabet Inc. Cl A CAP STK CL A 1K 11K –
Alphabet Inc. Cl C CAP STK CL C 846 9K –
ALPS Equal Sector Weight ETF EQUAL SEC ETF 309 4K –
Altria Group Inc COM 2K 48K –
Amazon.com Inc COM 3K 24K –
American Electric Power COM 286 3K –
American Express COM 1K 11K –
American Intl Group Inc COM NEW 231 5K –
American Tower Corp Cl A COM 2K 8K –
Amgen Inc COM 469 2K –
Apple Computer Inc COM 21K 150K –
Arthur J. Gallagher & Co. COM 219 1K –
AstraZeneca Plc ADR F SPONSORED ADR 211 4K –
AT&T Inc COM 2K 142K –
Automatic Data Processing COM 240 1K –
Avery Dennison Corp COM 1K 7K –
Baker Hughes Co, CL A 1K 57K –
Bank of America Corp COM 339 11K –
Berkshire Hathaway CL A 50K 123 –
Berkshire Hathaway Cl B CL B NEW 154K 578K –
BlackRock Inc COM 2K 3K –
BP PLC ADR SPONSORED ADR 687 24K –
Bristol-Myers Squibb COM 4K 56K –
Cardinal Health Inc COM 293 4K –
Carmax Inc COM 1K 22K –
CDW Corporation COM 2K 12K –
ChevronTexaco Corp COM 2K 14K –
CHURCHILL CAPITAL CORP VII UNIT 99/99/9999 99 10K –
Cincinnati Financial Corporation COM 577 6K –
Cisco Systems COM 3K 63K –
Citigroup Inc COM NEW 204 5K –
Coca-Cola Co COM 1K 25K –
Communication Services Sel Sect SPDRETF COMMUNICATION 2K 50K –
Costco Whsl Corp New COM 3K 6K –
Cummins Inc COM 260 1K –
Danaher Corp COM 310 1K –
Davis Select US Equity ETF SELECT US EQTY 304 12K –
Deere & Company COM 221 662 –
DFA Tax-Managed U.S. Marketwide Value Portfolio II US MKTWIDE VALUE 3K 94K –
Diageo Plc New F 1 ADR Reps 4 Ord SPON ADR NEW 403 2K –
Dimensional ETF Trust Dimension US SMALL CAP VAL 3K 130K –
Douglas Elliman Inc. COM 114 28K –
Drive Shack Inc. COM 15 24K –
Duke Energy New COM NEW 238 3K –
Elements Rogers Intl Commodity ETN ROG TTL ETN 22 14K 2M –
Emerson Electric COM 6K 78K –
Energy Transfer LP COM UT 195 18K –
Exxon Mobil Corporation COM 4K 46K –
Ferroglobe PLC SHS 63 12K –
First Financial Bancorp COM 271 13K –
First Merchants Corp COM 3K 69K –
Fortinet Inc COM 261 5K –
Goldman Sachs BDC, Inc. SHS 170 12K –
Greif Inc Cl A CL A 3K 58K –
Greif Inc Cl B CL B 522 9K –
Guggenheim S&P 500 Pure Growth ETF S&P500 PUR GWT 749 5K –
Harbor Long Term Growers LONG TERM GROWER 16K 1M –
Hewlett Packard Company COM 345 14K –
Hewlett Packard Enterprise Comp COM 186 16K –
Home Bancshares, Inc. Conway, AR COM 215 10K –
Home Depot Inc COM 3K 11K –
Huntington Bancshares COM 1K 78K –
Illinois Tool Works Inc COM 2K 10K –
Intel Corp COM 1K 41K –
International Business Machines COM 2K 14K –
Interpublic Group of Companies Inc COM 949 37K –
Intuit Inc COM 2K 6K –
Invesco FTSE RAFI Dev Mkts ex-US ETF FTSE RAFI DEV 21K 596K –
Invesco QQQ Trust UNIT SER 1 256 957 –
Iron Mountain Inc New COM 928 21K –
iShares Barclays TIPS Bond ETF TIPS BD ETF 929 9K –
iShares Core Dividend Growth ETF CORE DIV GRWTH 526 12K –
iShares Core MSCI Emerging Mkt ETF CORE MSCI EMKT 468 11K –
iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 949 11K –
iShares DJ US Healthcare ETF US HLTHCARE ETF 3K 10K –
iShares ESG MSCI EAFE ETF ESG AW MSCI EAFE 500 9K –
iShares ESG MSCI EM ETF ESG AWR MSCI EM 270 10K –
iShares High Dividend Equity ETF CORE HIGH DV ETF 899 10K –
iShares iBonds Dec 2026 Term Corporate ETF IBONDS DEC2026 6K 268K –
iShares iBonds Dec 2026 Term Muni Bond ETF IBONDS DEC 26 4K 161K –
iShares iBonds Dec 2027 Term Corporate ETF IBONDS 27 ETF 6K 275K –
iShares iBonds Dec 2027 Term Muni Bond ETF IBONDS DEC 27 4K 154K –
iShares iBoxx USD Invest Grade Corp Bond ETF IBOXX INV CP ETF 260 3K –
iShares MSCI EAFE Index ETF MSCI EAFE ETF 688 12K –
iShares MSCI EAFE Value Index ETF EAFE VALUE ETF 2K 42K –
iShares MSCI Emerging Markets ex China ETF MSCI EMRG CHN 329 7K –
iShares MSCI Emerging Markets Index ETF MSCI EMG MKT ETF 255 7K –
iShares MSCI Intl Quality Factor ETF MSCI INTL QUALTY 40K 1M –
iShares M-Star Small Growth Index ETF MRGSTR SM CP GR 413 12K –
iShares Russell 1000 Growth Index ETF RUS 1000 GRW ETF 1K 5K –
iShares Russell 1000 Index ETF RUS 1000 ETF 8K 41K –
iShares Russell 1000 Value Index ETF RUS 1000 VAL ETF 251 2K –
iShares Russell 2000 Growth Index ETF RUS 2000 GRW ETF 271 1K –
iShares Russell 2000 Index ETF RUSSELL 2000 ETF 2K 12K –
iShares Russell 3000 Index ETF RUSSELL 3000 ETF 269 1K –
iShares S&P 500 Growth Index ETF S&P 500 GRWT ETF 391 7K –
iShares S&P 500 Index ETF CORE S&P500 ETF 3K 9K –
ISHARES TR INTL EQTY FACTOR 34K 2M –
Johnson & Johnson COM 2K 13K –
JP Morgan Chase & Co. COM 4K 39K –
JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 16K 312K –
Kimberly-Clark COM 224 2K –
KLA-Tencor Corp COM NEW 2K 7K –
Kroger Co COM 506 12K –
Lauder Estee Co Inc Cl A CL A 218 1K –
Lilly Eli & Company COM 8K 26K –
Linde PLC SHS 828 3K –
Litchfield Financial Corp COM 19 20K –
Lockheed Martin Corp COM 2K 5K –
Louisiana Pacific Corp COM 1K 24K –
Lumen Technologies, Inc. COM 355 49K –
McDonald's Corp COM 2K 8K –
Merck & Co COM 4K 44K –
Meta Platforms, Inc. CL A 310 2K –
Mettler-Toledo International Inc COM 1K 942 –
Microsoft Corp COM 10K 43K –
Mondelez Intl Inc CL A 1K 27K –
MSCI Inc. COM 1K 3K –
National Fuel Gas Co. COM 2K 33K –
Netflix Inc COM 239 1K –
Nexstar Media Group, Inc. CL A 2K 11K –
NextEra Energy Inc COM 2K 20K –
Nike Inc Cl B CL B 266 3K –
Norfolk Southern Corp COM 241 1K –
Northern Trust Corp COM 308 4K –
NRG Inc. Minnesota COM NEW 1K 35K –
Nucor Corp COM 996 9K –
NUSTAR ENERGY LP UNIT COM 459 34K –
Nvidia Corp COM 588 5K –
Ohio Valley Banc COM 860 31K –
Old Dominion Freight Lns COM 1K 5K –
Oracle Sys Corp COM 2K 31K –
Park National Corp COM 2K 19K –
PepsiCo Inc COM 4K 22K –
Perkinelmer Inc COM 228 2K –
Pfizer Inc COM 2K 39K –
Philip Morris International COM 610 7K –
Phillips 66 Common Stock COM 2K 21K –
PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 1K 10K –
PIMCO RAFI Dyn Mlt-Fctr Emrg Mkts Eq ETF RAFI DYN EMERG 251 15K –
PowerShares FTSE RAFI US 1000 ETF FTSE RAFI 1000 807 6K –
Premier Financial Corp. COM 778 30K –
Procter & Gamble COM 5K 42K –
ProShares Ultra S&P ETF PSHS ULT S&P 500 211 5K –
Public Storage Inc COM 1K 5K –
Qualcomm Inc COM 2K 14K –
Raytheon Technologies Corporation COM 668 8K –
Repligen Corporation COM 374 2K –
Sarepta Therapeutics COM 418 4K –
Schwab Emerging Mkts Equity ETF EMRG MKTEQ ETF 390 17K –
Schwab Fundamental Intl Lg Co ETF SCHWB FDT INT LG 79K 3M –
Schwab Fundamental U.S. Large Company Index ETF SCHWAB FDT US LG 632 13K –
Schwab International Equity ETF INTL EQTY ETF 222 8K –
Schwab US Large Cap ETF US LRG CAP ETF 31K 731K –
Schwab US Large Cap Value ETF US LCAP VA ETF 323 6K –
Schwab US Small Cap ETF US SML CAP ETF 465 12K –
Scotts Miracle-Gro Co CL A 616 14K –
Sea Limited ADR SPONSORED ADS 359 6K –
SPDR Consumer Disc Select Sec ETF SBI CONS DISCR 4K 27K –
SPDR Consumer Staples Select Sec ETF SBI CONS STPLS 2K 27K –
SPDR Energy Select Sec ETF ENERGY 1K 14K –
SPDR Financial Select Sec ETF SBI INT-FINL 2K 58K –
SPDR Gold Shares ETF GOLD SHS 624 4K –
SPDR Health Care Select Sec ETF SBI HEALTHCARE 4K 30K –
SPDR Industrial Select Sec ETF SBI INT-INDS 2K 25K –
SPDR Materials Select Sec ETF SBI MATERIALS 245 4K –
SPDR Portfolio S&P 500 Value ETF PRTFLO S&P500 VL 219 6K –
SPDR Portfolio World ex-US ETF PORTFOLIO DEVLPD 263 10K –
SPDR Real Estate Select Sec ETF RL EST SEL SEC 699 19K –
SPDR S&P 500 Index ETF TR UNIT 3K 9K –
SPDR S&P Dividend ETF S&P DIVID ETF 227 2K –
SPDR Technology Select Sec ETF TECHNOLOGY 6K 54K –
SPDR Utilities Select Sec ETF SBI INT-UTILS 701 11K –
Starbucks Corp COM 2K 21K –
Stryker Corp COM 226 1K –
T Rowe Price Group Inc COM 898 9K –
Target Corp. COM 248 2K –
Texas Instruments Inc COM 2K 14K –
The Blackstone Group LP COM UNIT LTD 808 10K –
The Travelers Companies Inc COM 244 2K –
Transocean Sedco Forex F REG SHS 25 10K –
Union Pacific Corp COM 312 2K –
United Healthcare Corp COM 4K 7K –
United Parcel Service Cl B CL B 1K 8K –
UpHealth, Inc. COM 71 133K –
Valero Energy Corp COM 230 2K –
Vanguard Dividend Appreciation ETF DIV APP ETF 39K 287K –
Vanguard Emerging Markets Stock ETF FTSE EMR MKT ETF 396 11K –
Vanguard Energy ETF ENERGY ETF 336 3K –
Vanguard FTSE All-Wld ex-US SmCp ETF FTSE SMCAP ETF 220 2K –
Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 312 9K –
Vanguard S&P 500 ETF New S&P 500 ETF SHS 982 3K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 306 4K –
Vanguard Small Cap Value ETF SM CP VAL ETF 744 5K –
Vanguard Total World Stock ETF TT WRLD ST ETF 502 6K –
Vanguard Value ETF VALUE ETF 433 4K –
Vector Group Ltd COM 488 55K –
Verizon Communications COM 438 12K –
Visa Inc. COM CL A 674 4K –
Wal-Mart Stores Inc COM 2K 14K –
Walt Disney Holding Co COM DISNEY 1K 14K –
Warner Bros. Discovery, Inc. COM SER A 394 34K –
Waste Management Inc Del COM 236 1K –
Wells Fargo & Co New COM 853 21K –
Wendy's Company COM 430 23K –
Weyerhaeuser Co COM 1K 45K –
Wheels Up Experience I COM CL A 34 30K –
Wisconsin Egy Cp Hldg Co COM 1K 14K –
Wisdom Tree MidCap Dividend ETF US MIDCAP DIVID 214 6K –
Worthington Industries COM 529 14K –
Yum Brands Inc. COM 412 4K –