Hedge Fund Database

EDWARD JONES

EDWARD D. JONES & CO., L.P. Legal Name

Adviser information for EDWARD JONES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 29309
Investment Advisory/Research 21219
Registered Broker-Dealer Representatives 21406
Registered State Investment Advisers 20845
Licensed Agents of an Insurance Company 19181
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1.3M $289.7B
Non-Discretionary 3.5M $402.6B
Total 4.7M $692.2B

Clients

Type Number RAUM
Individuals 3.1M $401.4B
HNW Individuals 450,746 $277.4B
Banking or thrift institutions <5 $3.3M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12,742 $4.1B
Charitable organizations 1,727 $623.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8,962 $5.8B
Other 3,825 $2.9B
Type Number
No. of Non-RAUM Clients 27362
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMSEE SCHEDULE D - MISCELLANEOUS
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 432.0B
Portfolio Manager 0
Both for Same 260.2B
Portfolio Manager to Program Sponsor
ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT (UMA) MODELS (RESEARCH MODELS) EDWARD JONES
ADVISORY SOLUTIONS FUND MODELS (RESEARCH MODELS) EDWARD JONES

Identifiers

SEC RIA File Number 801-3297
SEC ERA File Number 801-3297
SEC CIK Numbers 53903, 810417, 1130371, 1512995
SEC CRD Numbers 250
Legal Entity Identifier None

Principal Office

12555 MANCHESTER RD
ST. LOUIS
MO
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 314-515-2000, Fax: 314-515-9700

Websites

www.twitter.com/edwardjones www.facebook.com/edwardjones www.facebook.com/edwardjonescareers www.vimeo.com/edwardjones www.edwardjones.com www.instagram.com/edwardjones www.bridgebuildermutualfunds.com/ www.linkedin.com/company/3677/ careers.edwardjones.com www.vimeo.com/user/85868545 www.youtube.com/user/edwardjonesvideo accountaccess.edwardjones.com/ www.youtube.com/channel/uczta10n-kcsigyu-te9ub_q www.edwardjonesbenefits.com www.edwardjonescreditcard.com centennial.edwardjones.com www.edwardjones.ca wisdom.edwardjones.com/us-en/edwow

Chief Compliance Officer

JOE KLOCKE
CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY SERVICES
12555 MANCHESTER ROAD
ST. LOUIS
MO
United States
Tel: 314-515-8049
(Full email address available in API data)

Regulatory Contact

ROBERT TONER
PRINCIPAL - FIDUCIARY, RETIREMENT AND INSURANCE
12555 MANCHESTER ROAD
ST. LOUIS
MO
United States
Tel: 314-515-4986
Fax: 314-515-5299
(Full email address available in API data)

Industry Affiliates

EDJ INSURANCE COMPANY, INC. Insurance company or agency
EDWARD JONES Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
EDWARD JONES INSURANCE AGENCY OF CALIFORNIA, L.L.C. Insurance company or agency
EDWARD JONES INSURANCE AGENCY OF MASSACHUSETTS, L.L.C. Insurance company or agency
EDWARD JONES INSURANCE AGENCY OF NEW MEXICO, L.L.C. Insurance company or agency
EDWARD JONES TRUST COMPANY Banking or thrift institutionTrust company
OLIVE STREET INVESTMENT ADVISERS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EDJ HOLDING COMPANY, INC. Domestic Entity – GENERAL PARTNER 08/1987 < 5%
THE JONES FINANCIAL COMPANIES, L.L.L.P. Domestic Entity JFC HOLDING COMPANY, INC. SOLE SHAREHOLDER 11/2020 > 75%
THE JONES FINANCIAL COMPANIES, L.L.L.P. Domestic Entity – LIMITED PARTNER 08/1987 > 75%
PENNINGTON, PENELOPE Individual – CHIEF EXECUTIVE OFFICER 01/2019 < 5%
CELLA, KENNETH RAY JR Individual – HEAD OF EXTERNAL AFFAIRS AND COMMUNITY ENGAGEMENT 10/2023 < 5%
LINK, RICHARD DAVID Individual – CHIEF COMPLIANCE OFFICER 12/2015 < 5%
JOHNSON, KRISTIN MICHELE Individual – CHIEF TRANSFORMATION OFFICER 11/2019 < 5%
DOLAN, LISA MARIE Individual – HEAD OF BRANCH OPERATIONS AND SHARED SERVICES 10/2023 < 5%
JFC HOLDING COMPANY, INC. Domestic Entity EDJ HOLDING COMPANY, INC. SOLE SHAREHOLDER 11/2020 > 75%
HREVUS, TINA MARIE Individual – CHIEF OF STAFF TO THE MANAGING PARTNER 09/2021 < 5%
REA, TIMOTHY ANDREW Individual – CHIEF EXPERIENCE, BRAND AND MARKETING OFFICER 09/2021 < 5%
LAQUINTA, FRANCIS T Individual – HEAD OF DIGITAL, DATA AND OPERATIONS 10/2023 < 5%
ROBERTS, WAYNE A. Individual – HEAD OF NEW MARKET OPPORTUNITIES 09/2021 < 5%
MIEDLER, ANDREW TIMOTHY Individual – CHIEF FINANCIAL OFFICER 11/2021 < 5%
GUNN, DAVID ALEXANDER Individual – PRESIDENT OF EDWARD JONES (AN ONTARIO LIMITED PARTNERSHIP) 09/2022 < 5%
CHUBAK, DAVID Individual – HEAD OF U.S. BUSINESS UNIT 09/2022 < 5%
MCDANIEL, SUZAN L Individual – CHIEF HUMAN RESOURCES OFFICER 09/2022 < 5%
HAAS, LENA Individual – HEAD OF WEALTH MANAGEMENT ADVICE AND SOLUTIONS 09/2022 < 5%
MALIK, HASAN A Individual – CHIEF STRATEGY OFFICER 12/2022 < 5%
GUMBS, KEIR DEVON Individual – GENERAL COUNSEL 11/2023 < 5%
PURDY, TODD JUDSON Individual – HEAD OF OPERATIONS 01/2024 < 5%

No. Employees, Historic

30,00015,0000201920202021202220232024202523408 on 4/30/201923408 on 5/24/201923408 on 6/28/201923408 on 7/17/201923408 on 8/27/201923408 on 9/30/201923408 on 10/31/201923408 on 11/1/201923408 on 11/22/201923408 on 12/18/201923408 on 1/21/202023408 on 2/11/202025919 on 3/27/202025919 on 4/30/202025919 on 6/19/202025919 on 6/30/202025919 on 7/15/202025919 on 7/31/202025919 on 8/20/202025919 on 9/9/202025919 on 11/27/202025919 on 12/18/202025919 on 1/25/202125434 on 3/31/202125434 on 5/21/202125434 on 7/30/202125434 on 8/25/202125434 on 9/30/202125434 on 11/16/202125434 on 12/21/202125434 on 1/26/202225434 on 2/28/202226014 on 3/30/202226014 on 4/21/202226014 on 6/3/202226014 on 6/24/202226014 on 6/28/202226014 on 7/14/202226014 on 8/25/202226014 on 10/13/202226014 on 10/21/202226014 on 12/9/202226014 on 12/14/202226014 on 1/12/202326014 on 1/17/202326014 on 2/1/202326014 on 2/28/202328607 on 3/30/202328607 on 10/30/202328607 on 11/6/202328607 on 11/13/202328607 on 11/16/202328607 on 12/14/202328607 on 1/19/202428607 on 2/15/202429309 on 3/28/2024

RAUM, Historic

700B350B02019202020212022202320242025328988570418 on 4/30/2019328988570418 on 5/24/2019328988570418 on 6/28/2019328988570418 on 7/17/2019328988570418 on 8/27/2019328988570418 on 9/30/2019328988570418 on 10/31/2019328988570418 on 11/1/2019328988570418 on 11/22/2019328988570418 on 12/18/2019328988570418 on 1/21/2020328988570418 on 2/11/2020423236579906 on 3/27/2020423236579906 on 4/30/2020423236579906 on 6/19/2020423236579906 on 6/30/2020423236579906 on 7/15/2020423236579906 on 7/31/2020423236579906 on 8/20/2020423236579906 on 9/9/2020423236579906 on 11/27/2020423236579906 on 12/18/2020423236579906 on 1/25/2021519780123422 on 3/31/2021519780123422 on 5/21/2021519780123422 on 7/30/2021519780123422 on 8/25/2021519780123422 on 9/30/2021519780123422 on 11/16/2021519780123422 on 12/21/2021519780123422 on 1/26/2022519780123422 on 2/28/2022654235011481 on 3/30/2022654235011481 on 4/21/2022654235011481 on 6/3/2022654235011481 on 6/24/2022654235011481 on 6/28/2022654235011481 on 7/14/2022654235011481 on 8/25/2022654235011481 on 10/13/2022654235011481 on 10/21/2022654235011481 on 12/9/2022654235011481 on 12/14/2022654235011481 on 1/12/2023654235011481 on 1/17/2023654235011481 on 2/1/2023654235011481 on 2/28/2023593126816828 on 3/30/2023593126816828 on 10/30/2023593126816828 on 11/6/2023593126816828 on 11/13/2023593126816828 on 11/16/2023593126816828 on 12/14/2023593126816828 on 1/19/2024593126816828 on 2/15/2024692248248508 on 3/28/2024

No. Clients, Historic

4M2M020192020202120222023202420252433890 on 4/30/20192433890 on 5/24/20192433890 on 6/28/20192433890 on 7/17/20192433890 on 8/27/20192433890 on 9/30/20192433890 on 10/31/20192433890 on 11/1/20192433890 on 11/22/20192433890 on 12/18/20192433890 on 1/21/20202433890 on 2/11/20202640912 on 3/27/20202640912 on 4/30/20202640912 on 6/19/20202640912 on 6/30/20202640912 on 7/15/20202640912 on 7/31/20202640912 on 8/20/20202640912 on 9/9/20202640912 on 11/27/20202640912 on 12/18/20202640912 on 1/25/20212886461 on 3/31/20212886461 on 5/21/20212886461 on 7/30/20212886461 on 8/25/20212886461 on 9/30/20212886461 on 11/16/20212886461 on 12/21/20212886461 on 1/26/20222886461 on 2/28/20223267688 on 3/30/20223267688 on 4/21/20223267688 on 6/3/20223267688 on 6/24/20223267688 on 6/28/20223267688 on 7/14/20223267688 on 8/25/20223267688 on 10/13/20223267688 on 10/21/20223267688 on 12/9/20223267688 on 12/14/20223267688 on 1/12/20233267688 on 1/17/20233267688 on 2/1/20233267688 on 2/28/20233425617 on 3/30/20233425617 on 10/30/20233425617 on 11/6/20233425617 on 11/13/20233425617 on 11/16/20233425617 on 12/14/20233425617 on 1/19/20243425617 on 2/15/20243542669 on 3/28/2024