Hedge Fund Database

EAGLE STRATEGIES LLC

Adviser information for EAGLE STRATEGIES LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2567
Investment Advisory/Research 1982
Registered Broker-Dealer Representatives 1998
Registered State Investment Advisers 1878
Licensed Agents of an Insurance Company 1534
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,652 $1.0B
Non-Discretionary 92,635 $19.3B
Total 95,287 $20.4B

Clients

Type Number RAUM
Individuals 77,336 $11.7B
HNW Individuals 17,247 $8.5B
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations 195 $30.7M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 509 $140.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 6070
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 3000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 11.1B
Portfolio Manager 0
Both for Same 9.2B
Portfolio Manager to Program Sponsor
REPRESENTATIVE DIRECTED PROGRAM EAGLE STRATEGIES LLC
UNIFIED MANAGED ACCOUNT (UMA) EAGLE STRATEGIES LLC

Identifiers

SEC RIA File Number 801-32987
SEC ERA File Number 801-32987
SEC CIK Numbers 1907666
SEC CRD Numbers 110826
Legal Entity Identifier None

Principal Office

51 MADISON AVENUE
12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: (888) 695-3245, Fax: (646) 348-7720

Websites

www.linkedin.com/company/770585/ www.facebook.com/pages/eagle-strategies/1671533713068102 www.eaglestrategies.com

Chief Compliance Officer

SCOTT WEINSTEIN
VP & CCO
51 MADISON AVENUE
ROOM 713
NEW YORK
NY
United States
Tel: 212-576-3831
Fax: 646-348-7422
(Full email address available in API data)

Regulatory Contact

EDWARD CHIHA
CORPORATE VICE PRESIDENT
51 MADISON AVENUE
ROOM 713
NEW YORK
NY
United States
Tel: 212-576-6044
Fax: 646-348-7422
(Full email address available in API data)

Industry Affiliates

APOGEM CAPITAL LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
ATLANTIC PLANNING GROUP LLC Other investment adviser, including financial planners
AUSBIL INVESTMENT MANAGEMENT LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BOW RIVER ADVISERS, LLC Other investment adviser, including financial planners
BRYANT SHEFTICK CPA P.C. Accountant or accounting firm
CANDRIAM S.C.A. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CMCD LLC Accountant or accounting firm
FLATIRON RR LLC, MANAGER SERIES Other investment adviser, including financial planners
INDEXIQ ADVISORS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
JEFFREY J CHAHINE CPA INC Accountant or accounting firm
KARTESIA MANAGEMENT S.A. Other investment adviser, including financial planners
LIFE INSURANCE COMPANY OF NORTH AMERICA Insurance company or agency
LINA BENEFIT PAYMENTS, INC. (DOING BUSINESS AS NEW YORK LIFE GROUP BENEFIT SOLUTIONS) Insurance company or agency
MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED Other investment adviser, including financial planners
MACKAY SHIELDS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
MACKAY SHIELDS UK LLP Other investment adviser, including financial planners
NEW YORK LIFE ENTERPRISES LLC Insurance company or agency
NEW YORK LIFE GROUP INSURANCE COMPANY OF NY Insurance company or agency
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION Commodity pool operator or commodity trading advisorInsurance company or agency
NEW YORK LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency
NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED Other investment adviser, including financial planners
NEW YORK LIFE INVESTMENT MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NEW YORK LIFE TRUST COMPANY Commodity pool operator or commodity trading advisorTrust companySponsor, GP, manager of pooled investment vehicles
NYL INVESTORS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
NYLIFE DISTRIBUTORS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
NYLIFE INSURANCE COMPANY OF ARIZONA Insurance company or agency
NYLIFE SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
NYLINK INSURANCE AGENCY INCORPORATED Insurance company or agency
PARAMOUNT FINANCIAL SERVICE LLC Accountant or accounting firm
RDH FINANCIAL GROUP, LTD Accountant or accounting firm
ROBERT WESTBERG CPA Accountant or accounting firm
SHEFTICK & ASSOCIATES CPA PLLC Accountant or accounting firm
TRISTAN CAPITAL PARTNERS Sponsor, GP, manager of pooled investment vehicles
WEINSTEIN & ENGLER CPAS PC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NYLIFE LLC Domestic Entity – MEMBER 07/1988 > 75%
NEW YORK LIFE INSURANCE COMPANY Domestic Entity NYLIFE LLC INDIRECT MANAGER 07/1988 > 75%
GARDNER, ROBERT, MICHAEL Individual – ELECTED MANAGER 01/2013 < 5%
LOFTUS, PATRICIA, ELIZABETH Individual – CORPORATE VICE PRESIDENT & CHIEF FINANCIAL OFFICER 06/2014 < 5%
DUARTE, DEBORAH, LYNN Individual – ELECTED MANAGER 06/2015 < 5%
ASCIONE, MITCHELL, PARY Individual – VICE PRESIDENT AND CHIEF OPERATING OFFICER 04/2016 < 5%
WEBSTER, GREGORY, HAROLD Individual – PRESIDENT & CHIEF EXECUTIVE OFFICER 04/2016 < 5%
WEINSTEIN, SCOTT, WILLIAM Individual – VICE PRESIDENT & CHIEF COMPLIANCE OFFICER 03/2018 < 5%
HUANG, DYLAN, WEI Individual – CHAIRMAN 06/2021 < 5%
Tillotson, Sandra Individual – ELECTED MANAGER 08/2022 < 5%
Wei, Helen Individual – ELECTED MANAGER 07/2023 < 5%
ROSH, ROBERT, M Individual – SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER 07/2023 < 5%

No. Employees, Historic

3,0001,500020192020202120222023202420251965 on 7/1/20191965 on 1/31/20202030 on 3/30/20202030 on 4/20/20202030 on 5/21/20202030 on 6/23/20202030 on 12/10/20202114 on 3/26/20212114 on 5/20/20212114 on 8/2/20212114 on 11/1/20212114 on 11/22/20212114 on 2/10/20222277 on 3/30/20222277 on 5/2/20222277 on 7/14/20222277 on 1/30/20232392 on 3/31/20232392 on 5/1/20232392 on 5/22/20232392 on 7/12/20232392 on 8/14/20232392 on 12/18/20232392 on 1/12/20242392 on 1/22/20242392 on 2/15/20242567 on 3/29/2024

RAUM, Historic

30B15B020192020202120222023202420258546118534 on 7/1/20198546118534 on 1/31/202011273733918 on 3/30/202011273733918 on 4/20/202011273733918 on 5/21/202011273733918 on 6/23/202011273733918 on 12/10/202013987252112 on 3/26/202113987252112 on 5/20/202113987252112 on 8/2/202113987252112 on 11/1/202113987252112 on 11/22/202113987252112 on 2/10/202218109526631 on 3/30/202218109526631 on 5/2/202218109526631 on 7/14/202218109526631 on 1/30/202316667263900 on 3/31/202316667263900 on 5/1/202316667263900 on 5/22/202316667263900 on 7/12/202316667263900 on 8/14/202316667263900 on 12/18/202316667263900 on 1/12/202416667263900 on 1/22/202416667263900 on 2/15/202420357746578 on 3/29/2024

No. Clients, Historic

100,00050,0000201920202021202220232024202550776 on 7/1/201950776 on 1/31/202059486 on 3/30/202059486 on 4/20/202059486 on 5/21/202059486 on 6/23/202059486 on 12/10/202066451 on 3/26/202166451 on 5/20/202166451 on 8/2/202166451 on 11/1/202166451 on 11/22/202166451 on 2/10/202284457 on 3/30/202284457 on 5/2/202284457 on 7/14/202284457 on 1/30/202387580 on 3/31/202387580 on 5/1/202387580 on 5/22/202387580 on 7/12/202387580 on 8/14/202387580 on 12/18/202387580 on 1/12/202487580 on 1/22/202487580 on 2/15/202495287 on 3/29/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 324K 2K –
ADVANCED MICRO DEVICES INC COM 222K 1K –
ALBEMARLE CORP COM 992K 10K –
ALPHABET INC CAP STK CL A 851K 5K –
ALPHABET INC CAP STK CL C 2M 9K –
ALPS ETF TR ALERIAN MLP 5M 115K –
AMAZON COM INC COM 5M 26K –
AMERICAN ELEC PWR CO INC COM 452K 5K –
AMPLIFY ETF TR BLOCKCHAIN LDR 1M 38K –
ANALOG DEVICES INC COM 212K 928 –
APPLE INC COM 8M 38K –
APPLIED MATLS INC COM 306K 1K –
ASTRAZENECA PLC SPONSORED ADR 796K 10K –
BANCO SANTANDER S.A. ADR 101K 22K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 594K 1K –
BROADCOM INC COM 512K 319 –
CHEVRON CORP NEW COM 266K 2K –
COCA COLA CO COM 832K 13K –
CSX CORP COM 1M 35K –
DANAHER CORPORATION COM 415K 2K –
DEERE & CO COM 521K 1K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 21K –
DUKE ENERGY CORP NEW COM NEW 481K 5K –
ELI LILLY & CO COM 973K 1K –
EXXON MOBIL CORP COM 3M 29K –
FAIR ISAAC CORP COM 289K 194 –
FEDEX CORP COM 258K 860 –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 444K 5K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 3M 26K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 352K 2K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 1M 11K –
FIRST TR MORNINGSTAR DIVID L SHS 285K 8K –
FREEPORT-MCMORAN INC CL B 3M 56K –
GENERAL DYNAMICS CORP COM 200K 691 –
GENUINE PARTS CO COM 711K 5K –
GILEAD SCIENCES INC COM 209K 3K –
GLOBAL X FDS CONSCIOUS COS 224K 6K –
GLOBAL X FDS CYBRSCURTY ETF 600K 20K –
GLOBAL X FDS FINTECH ETF 1M 57K –
GLOBAL X FDS GLBL X MLP ETF 326K 7K –
GLOBAL X FDS GLOBAL X URANIUM 7M 253K –
GLOBAL X FDS GLOBX SUPDV US 344K 20K –
GLOBAL X FDS LITHIUM BTRY ETF 1M 28K –
GLOBAL X FDS NASDAQ 100 COVER 593K 34K –
GLOBAL X FDS RBTCS ARTFL INTE 1M 47K –
GLOBAL X FDS SUPERDIVIDEND 574K 26K –
GLOBAL X FDS US INFR DEV ETF 10M 263K –
GLOBAL X FDS US PFD ETF 732K 37K –
HOME DEPOT INC COM 236K 687 –
HONEYWELL INTL INC COM 298K 1K –
HOST HOTELS & RESORTS INC COM 418K 23K –
ILLINOIS TOOL WKS INC COM 274K 1K –
INTERNATIONAL BUSINESS MACHS COM 415K 2K –
INTUIT COM 314K 478 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 8K –
INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 4M 38K –
INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 430K 10K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 338K 8K –
INVESCO EXCH TRADED FD TR II SR LN ETF 245K 12K –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 418K 21K –
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 2M 139K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 9M 90K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 248K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 12M 184K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
ISHARES GOLD TR ISHARES NEW 3M 63K –
ISHARES INC CORE MSCI EMKT 739K 14K –
ISHARES INC EM MKTS DIV ETF 827K 30K –
ISHARES INC MSCI MEXICO ETF 2M 35K –
ISHARES SILVER TR ISHARES 4M 152K –
ISHARES TR 1 3 YR TREAS BD 557K 7K –
ISHARES TR 10-20 YR TRS ETF 2M 19K –
ISHARES TR CORE DIV GRWTH 14M 248K –
ISHARES TR CORE HIGH DV ETF 442K 4K –
ISHARES TR CORE MSCI EAFE 5M 64K –
ISHARES TR CORE S&P MCP ETF 314K 5K –
ISHARES TR CORE S&P SCP ETF 956K 9K –
ISHARES TR CORE S&P US GWT 2M 19K –
ISHARES TR CORE S&P US VLU 2M 26K –
ISHARES TR CORE S&P500 ETF 8M 14K –
ISHARES TR CORE US AGGBD ET 8M 82K –
ISHARES TR EAFE GRWTH ETF 228K 2K –
ISHARES TR EAFE SML CP ETF 2M 32K –
ISHARES TR EAFE VALUE ETF 225K 4K –
ISHARES TR IBONDS DEC2026 323K 14K –
ISHARES TR IBONDS DEC24 ETF 236K 9K –
ISHARES TR IBONDS DEC25 ETF 260K 10K –
ISHARES TR IBOXX INV CP ETF 214K 2K –
ISHARES TR INTERNATIONAL SL 3M 101K –
ISHARES TR INTL SEL DIV ETF 524K 19K –
ISHARES TR ISHARES BIOTECH 2M 12K –
ISHARES TR MRGSTR MD CP GRW 7M 109K –
ISHARES TR MSCI ACWI ETF 249K 2K –
ISHARES TR MSCI ACWI EX US 368K 7K –
ISHARES TR MSCI INDIA ETF 3M 55K –
ISHARES TR MSCI INTL QUALTY 6M 146K –
ISHARES TR MSCI USA ESG SLC 219K 2K –
ISHARES TR MSCI USA MMENTM 574K 3K –
ISHARES TR MSCI USA VALUE 2M 18K –
ISHARES TR PFD AND INCM SEC 4M 130K –
ISHARES TR RUS 1000 ETF 1M 4K –
ISHARES TR RUS 1000 GRW ETF 5M 12K –
ISHARES TR RUS 1000 VAL ETF 1M 8K –
ISHARES TR RUS 2000 GRW ETF 1M 5K –
ISHARES TR RUS 2000 VAL ETF 446K 3K –
ISHARES TR RUS MD CP GR ETF 3M 28K –
ISHARES TR RUS MDCP VAL ETF 2M 13K –
ISHARES TR S&P 500 GRWT ETF 1M 15K –
ISHARES TR S&P 500 VAL ETF 574K 3K –
ISHARES TR S&P MC 400VL ETF 414K 4K –
ISHARES TR S&P SML 600 GWT 358K 3K –
ISHARES TR SELECT DIVID ETF 2M 15K –
ISHARES TR SHRT NAT MUN ETF 235K 2K –
ISHARES TR U.S. FINLS ETF 2M 24K –
ISHARES TR U.S. INSRNCE ETF 2M 14K –
ISHARES TR U.S. TECH ETF 729K 5K –
ISHARES U S ETF TR IT RT HDG HGYL 535K 6K –
JOHNSON & JOHNSON COM 537K 4K –
JPMORGAN CHASE & CO. COM 1M 6K –
KROGER CO COM 496K 10K –
LATTICE STRATEGIES TR HARTFORD MLT ETF 523K 19K –
LOWES COS INC COM 261K 1K –
LULULEMON ATHLETICA INC COM 456K 2K –
MARATHON PETE CORP COM 2M 11K –
MASTERCARD INCORPORATED CL A 225K 510 –
MERCK & CO INC COM 2M 17K –
META PLATFORMS INC CL A 590K 1K –
MICROSOFT CORP COM 6M 13K –
MOOG INC CL A 236K 1K –
MORGAN STANLEY COM NEW 276K 3K –
NETFLIX INC COM 253K 375 –
NEXTERA ENERGY INC COM 473K 7K –
NIKE INC CL B 214K 3K –
NOVARTIS AG SPONSORED ADR 274K 3K –
NVIDIA CORPORATION COM 9M 75K –
PALO ALTO NETWORKS INC COM 2M 6K –
PFIZER INC COM 374K 13K –
PROCTER AND GAMBLE CO COM 890K 5K –
QUALCOMM INC COM 683K 3K –
RIO TINTO PLC SPONSORED ADR 399K 6K –
RTX CORPORATION COM 204K 2K –
SALESFORCE INC COM 2M 7K –
SCHWAB CHARLES CORP COM 943K 13K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1M 45K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 1M 43K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 11M 167K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 11M 141K –
SELECT SECTOR SPDR TR ENERGY 277K 3K –
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 17K –
SELECT SECTOR SPDR TR TECHNOLOGY 467K 2K –
SERVICENOW INC COM 233K 296 –
SOUTHERN CO COM 729K 9K –
SPDR DOW JONES INDL AVERAGE UT SER 1 370K 945 –
SPDR GOLD TR GOLD SHS 4M 21K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 7M 96K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 31K –
SPDR S&P 500 ETF TR TR UNIT 10M 18K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 449K 839 –
SPDR SER TR BLOOMBERG 1-3 MO 733K 8K –
SPDR SER TR BLOOMBERG SHT TE 296K 12K –
SPDR SER TR DJ REIT ETF 363K 4K –
SPDR SER TR MSCI USA STRTGIC 9M 64K –
SPDR SER TR NUVEEN BLMBRG MU 1M 24K –
SPDR SER TR NUVEEN BLMBRG SH 4M 83K –
SPDR SER TR PORTFOLIO S&P500 43M 665K –
SPDR SER TR PRTFLO S&P500 GW 20M 250K –
SPDR SER TR S&P 600 SMCP GRW 631K 7K –
SPDR SER TR S&P DIVID ETF 2M 16K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 3M 17K –
TESLA INC COM 949K 5K –
TEXAS INSTRS INC COM 230K 1K –
TJX COS INC NEW COM 209K 2K –
TRACTOR SUPPLY CO COM 227K 840 –
TRUIST FINL CORP COM 343K 9K –
UNITED RENTALS INC COM 240K 372 –
UNITEDHEALTH GROUP INC COM 284K 557 –
VANECK ETF TRUST MRNGSTR WDE MOAT 16M 182K –
VANGUARD BD INDEX FDS SHORT TRM BOND 532K 7K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 244K 5K –
VANGUARD INDEX FDS EXTEND MKT ETF 316K 2K –
VANGUARD INDEX FDS GROWTH ETF 8M 22K –
VANGUARD INDEX FDS LARGE CAP ETF 1M 5K –
VANGUARD INDEX FDS MCAP GR IDXVIP 6M 27K –
VANGUARD INDEX FDS MCAP VL IDXVIP 10M 66K –
VANGUARD INDEX FDS MID CAP ETF 4M 16K –
VANGUARD INDEX FDS REAL ESTATE ETF 463K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 9K –
VANGUARD INDEX FDS SM CP VAL ETF 6M 34K –
VANGUARD INDEX FDS SMALL CP ETF 665K 3K –
VANGUARD INDEX FDS SML CP GRW ETF 247K 988 –
VANGUARD INDEX FDS TOTAL STK MKT 891K 3K –
VANGUARD INDEX FDS VALUE ETF 5M 29K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 540K 5K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2M 28K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 805K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 428K 9K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 6M 50K –
VANGUARD WHITEHALL FDS INTL DVD ETF 1M 17K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 4M 61K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 6K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VANGUARD WORLD FD MEGA GRWTH IND 2M 7K –
VERIZON COMMUNICATIONS INC COM 1M 29K –
VICTORY PORTFOLIOS II VCSHS US SMCP HG 5M 103K –
WALMART INC COM 327K 5K –
WISDOMTREE TR EMER MKT HIGH FD 11M 252K –
WISDOMTREE TR FLOATNG RAT TREA 11M 223K –
WISDOMTREE TR ITL HDG QTLY DIV 24M 536K –