LEE FINANCIAL GROUP HAWAII, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Hawaii, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	7
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,247	$226.3M
Non-Discretionary	0	$0
Total	1,247	$226.3M

Clients

Type	Number	RAUM
Individuals	555	$99.1M
HNW Individuals	56	$120.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	7	$5.6M
Other	<5	$1.6M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation	% of AUMFixed feesCommissions
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-33016
SEC ERA File Number	801-33016
SEC CIK Numbers	837980
SEC CRD Numbers	104781
Legal Entity Identifier	549300J165C0QJS28M37

Principal Office

3113 OLU STREET
HONOLULU
HI
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic