Hedge Fund Database

HALBERT HARGROVE

HALBERT HARGROVE GLOBAL ADVISORS, LLC Legal Name

Adviser information for HALBERT HARGROVE last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 49
Investment Advisory/Research 36
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 37
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,422 $3.0B
Non-Discretionary 12 $151.7M
Total 4,434 $3.2B

Clients

Type Number RAUM
Individuals 617 $262.9M
HNW Individuals 693 $2.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 28 $366.1M
Charitable organizations 28 $94.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $57.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsINVESTMENT CONSULTING
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-33048
SEC ERA File Number 801-33048
SEC CIK Numbers 1484205
SEC CRD Numbers 105515
Legal Entity Identifier None

Principal Office

111 WEST OCEAN BOULEVARD
SUITE 2300
LONG BEACH
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 562-435-5657, Fax: 562-435-0774

Websites

www.linkedin.com/company/halbert-hargrove/ www.facebook.com/halberthargrove/ www.youtube.com/channel/ucospepccg7yqzbb-guv12kg www.instagram.com/halberthargrove twitter.com/hhadvisor www.halberthargrove.com

Chief Compliance Officer

BRENDEN P. MELROSE
101 W. BROADWAY
SUITE 1460
SAN DIEGO
CA
United States
Tel: (619) 232-9600
Fax: 562-435-0774
(Full email address available in API data)

Regulatory Contact

CECILIA T. WILLIAMS
CHIEF OPERATING OFFICER
111 WEST OCEAN BOULEVARD
SUITE 2300
LONG BEACH
CA
United States
Tel: (562) 435-5657
Fax: 562-435-0774

Industry Affiliates

HOOPER, LANGLEY & ASSOCIATES Accountant or accounting firm
HOOPER, LANGLEY & ASSOCIATES Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HALBERT HARGROVE HOLDINGS, INC. Domestic Entity – MANAGING MEMBER 12/1998 25-50%
ABUSAID, JOHN, CARLOS Individual – CHIEF EXECUTIVE OFFICER 01/2011 10-25%
CROSS, CRAIG, TRAVIS Individual – MANAGING DIRECTOR 12/1998 < 5%
HILL, RUSSELL, THOMAS Individual – CHAIRMAN / CO-FOUNDER 12/1998 < 5%
HILL, RUSSELL, THOMAS Individual HALBERT HARGROVE HOLDINGS, INC. PRESIDENT 12/1998 > 75%
ANDERSON, TIMOTHY, JON Individual – MANAGING DIRECTOR 10/2006 < 5%
WILLIAMS, CECILIA, TOWNSLEY Individual – CHIEF OPERATING OFFICER 07/2012 < 5%
MELROSE, BRENDEN, PATRICK Individual – CHIEF COMPLIANCE OFFICER 12/2023 < 5%

No. Employees, Historic

50250201920202021202220232024202544 on 5/13/201944 on 9/3/201944 on 9/24/201944 on 1/28/202044 on 3/30/202044 on 4/22/202044 on 6/29/202044 on 1/11/202143 on 3/30/202143 on 4/20/202143 on 8/23/202143 on 9/16/202143 on 1/14/202243 on 2/22/202244 on 3/29/202244 on 3/29/202244 on 4/22/202244 on 9/19/202244 on 11/8/202247 on 3/22/202347 on 4/17/202347 on 8/14/202347 on 1/5/202447 on 2/9/202449 on 3/25/2024

RAUM, Historic

4B2B020192020202120222023202420252343318818 on 5/13/20192343318818 on 9/3/20192343318818 on 9/24/20192343318818 on 1/28/20202539396972 on 3/30/20202539396972 on 4/22/20202539396972 on 6/29/20202539396972 on 1/11/20212762891021 on 3/30/20212762891021 on 4/20/20212762891021 on 8/23/20212762891021 on 9/16/20212762891021 on 1/14/20222762891021 on 2/22/20223030982898 on 3/29/20223030982898 on 3/29/20223030982898 on 4/22/20223030982898 on 9/19/20223030982898 on 11/8/20222735028599 on 3/22/20232735028599 on 4/17/20232735028599 on 8/14/20232735028599 on 1/5/20242735028599 on 2/9/20243162314796 on 3/25/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251213 on 5/13/20191213 on 9/3/20191213 on 9/24/20191213 on 1/28/20201190 on 3/30/20201190 on 4/22/20201190 on 6/29/20201190 on 1/11/20211267 on 3/30/20211267 on 4/20/20211267 on 8/23/20211267 on 9/16/20211267 on 1/14/20221267 on 2/22/20221323 on 3/29/20221323 on 3/29/20221323 on 4/22/20221323 on 9/19/20221323 on 11/8/20221356 on 3/22/20231356 on 4/17/20231356 on 8/14/20231356 on 1/5/20241356 on 2/9/20241376 on 3/25/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIRBNB INC COM CL A 6M 42K MAI Capital Management
AIRBNB INC COM CL A 6M – MAI Capital Management
ALPHABET INC CAP STK CL A 1M 7K MAI Capital Management
ALPHABET INC CAP STK CL A 157K 861 –
ALPHABET INC CAP STK CL A 1M – MAI Capital Management
ALPHABET INC CAP STK CL C 735K 4K MAI Capital Management
ALPHABET INC CAP STK CL C 205K 1K –
ALPHABET INC CAP STK CL C 734K – MAI Capital Management
APPLE INC COM 2M 11K MAI Capital Management
APPLE INC COM 1M 5K –
APPLE INC COM 2M – MAI Capital Management
ARK ETF TR FINTECH INNOVA 260K 9K –
BALL CORP COM 538K 9K MAI Capital Management
BERKSHIRE HATHAWAY INC DEL CL B NEW 243K 598 –
COGNIZANT TECHNOLOGY SOLUTIO CL A 372K 5K MAI Capital Management
COGNIZANT TECHNOLOGY SOLUTIO CL A 367K – MAI Capital Management
CROWDSTRIKE HLDGS INC CL A 230K 600 –
DROPBOX INC CL A 146K 7K MAI Capital Management
DROPBOX INC CL A 146K – MAI Capital Management
ELI LILLY & CO COM 2M 2K MAI Capital Management
ELI LILLY & CO COM 20K 22 –
ELI LILLY & CO COM 2M – MAI Capital Management
FIRST FNDTN INC COM 75K 11K –
GLOBAL X FDS GENOMIC BIOTECH 133K 13K –
INGERSOLL RAND INC COM 6K 64 –
INGERSOLL RAND INC COM 363K 4K MAI Capital Management
INGERSOLL RAND INC COM 363K – MAI Capital Management
INTUITIVE SURGICAL INC COM NEW 823K 2K –
INTUITIVE SURGICAL INC COM NEW 2M 4K MAI Capital Management
INTUITIVE SURGICAL INC COM NEW 2M – MAI Capital Management
INVESCO QQQ TR UNIT SER 1 910K 2K –
ISHARES INC CORE MSCI EMKT 116M 2M –
ISHARES INC ESG AWR MSCI EM 1M 35K –
ISHARES TR AGGRES ALLOC ETF 282K 4K –
ISHARES TR CORE MSCI EAFE 126M 2M –
ISHARES TR CORE S&P500 ETF 277M 506K –
ISHARES TR CORE US AGGBD ET 447K 5K –
ISHARES TR CRE U S REIT ETF 1M 23K –
ISHARES TR EAFE SML CP ETF 33M 539K –
ISHARES TR ESG AW MSCI EAFE 2M 23K –
ISHARES TR ESG AWR MSCI USA 6M 53K –
ISHARES TR ESG AWRE 1 5 YR 2M 87K –
ISHARES TR ESG AWRE USD ETF 776K 34K –
ISHARES TR ESG EAFE ETF 1M 19K –
ISHARES TR ESG MSCI USA ETF 1M 29K –
ISHARES TR INTL EQTY FACTOR 80M 3M –
ISHARES TR MICRO-CAP ETF 12M 104K –
ISHARES TR MSCI EAFE ETF 117M 1M –
ISHARES TR MSCI EMG MKT ETF 61M 1M –
ISHARES TR MSCI GBL SUS DEV 926K 12K –
ISHARES TR MSCI LW CRB TG 288K 2K –
ISHARES TR RUS 1000 ETF 137M 460K –
ISHARES TR RUS 1000 GRW ETF 454K 1K –
ISHARES TR RUSSELL 2000 ETF 70M 346K –
ISHARES TR RUSSELL 3000 ETF 7M 21K –
ISHARES TR U S EQUITY FACTR 179M 3M –
ISHARES TR USD GRN BOND ETF 211K 5K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 7M 158K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 5M 116K –
KELLANOVA COM 379K 7K –
MEDALIST DIVERSIFIED REIT IN COM NEW 58K 10K –
MICROSOFT CORP COM 9M 21K MAI Capital Management
MICROSOFT CORP COM 405K 907 –
MICROSOFT CORP COM 1M – MAI Capital Management
PIMCO ETF TR ACTIVE BD ETF 7M 77K –
PIMCO ETF TR ENHAN SHRT MA AC 5M 51K –
PIMCO ETF TR ENHNCD LW DUR AC 830K 9K –
SELECT SECTOR SPDR TR SBI CONS DISCR 9K 50 –
SELECT SECTOR SPDR TR SBI CONS DISCR 281K 2K MAI Capital Management
SNOWFLAKE INC CL A 304K 2K MAI Capital Management
SNOWFLAKE INC CL A 270K – MAI Capital Management
SPDR S&P 500 ETF TR TR UNIT 581K 1K –
TESLA INC COM 91K 461 –
TESLA INC COM 406K 2K MAI Capital Management
TESLA INC COM 396K – MAI Capital Management
TRANE TECHNOLOGIES PLC SHS 22K 66 –
TRANE TECHNOLOGIES PLC SHS 2M 7K MAI Capital Management
TRANE TECHNOLOGIES PLC SHS 2M – MAI Capital Management
UNITEDHEALTH GROUP INC COM 264K 518 MAI Capital Management
UNITEDHEALTH GROUP INC COM 65K 128 –
UNITEDHEALTH GROUP INC COM 255K – MAI Capital Management
UNITY SOFTWARE INC COM 405K 25K MAI Capital Management
UNITY SOFTWARE INC COM 369K – MAI Capital Management
VANGUARD INDEX FDS GROWTH ETF 450K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 225K 450 –
VANGUARD INDEX FDS VALUE ETF 722K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 530K 12K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 1M 10K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 11M 45K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 3M 36K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 13M 259K –
VANGUARD WORLD FD ESG INTL STK ETF 219K 4K –
VANGUARD WORLD FD ESG US STK ETF 991K 10K –
VISA INC COM CL A 303K 1K –
WALGREENS BOOTS ALLIANCE INC COM 311K 26K MAI Capital Management
WISDOMTREE TR ARTIFICIAL INTEL 205K 10K –
WISDOMTREE TR CYBERSECURITY FD 233K 9K –
WISDOMTREE TR EMERGING MARKETS 1M 36K –
WISDOMTREE TR INTERNATIONL EFI 109M 3M –
WISDOMTREE TR US EFFICIENT COR 268M 6M –
WISDOMTREE TR US QTLY DIV GRT 248K 3K –
WISDOMTREE TR US QUALITY GROW 345K 8K –
WISDOMTREE TR US SMALLCAP DIVD 1M 36K –
ZIONS BANCORPORATION N A COM 829K 19K MAI Capital Management