Hedge Fund Database

CONDOR CAPITAL WEALTH MANAGEMENT

CONDOR CAPITAL MANAGEMENT Legal Name

Adviser information for CONDOR CAPITAL WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 26
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,972 $1.4B
Non-Discretionary 1,009 $263.1M
Total 3,981 $1.7B

Clients

Type Number RAUM
Individuals 436 $153.8M
HNW Individuals 353 $1.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $62.3M
Charitable organizations 5 $5.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $1.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $536,552
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-33145
SEC ERA File Number 801-33145
SEC CIK Numbers 1082491
SEC CRD Numbers 104920
Legal Entity Identifier None

Principal Office

1973 WASHINGTON VALLEY ROAD
MARTINSVILLE
NJ
United States
FRIDAY 8:30-4:00, M-TH 8:30AM - 5:30PM
Tel: 732-356-7323, Fax: 732-356-5875

Websites

www.linkedin.com/company/theroboreport/ www.twitter.com/condorcapital www.condorcapital.com www.facebook.com/condorcapitalmanagement/ www.linkedin.com/company/condor-capital-management www.linkedin.com/in/kenschapiro www.theroboreport.com/ twitter.com/theroboreport www.facebook.com/theroboreport www.instagram.com/condorcapitalwm/

Chief Compliance Officer

MICHAEL WALLISER
PRESIDENT
1973 WASHINGTON VALLEY ROAD
MARTINSVILLE
NJ
United States
Tel: 732-356-7323
Fax: 732-356-5875
(Full email address available in API data)

Regulatory Contact

KENNETH PAUL SCHAPIRO
CEO
1973 WASHINGTON VALLEY ROAD
MARTINSVILLE
NJ
United States
Tel: 732-356-7323
Fax: 732-356-5875
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHAPIRO, KENNETH, PAUL Individual – CHIEF EXECUTIVE OFFICER 08/1988 25-50%
WALLISER, MICHAEL, ROBERT Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 09/2013 < 5%
CONDOR CAPITAL MANAGEMENT EMPLOYEE STOCK OPTION PLAN Domestic Entity – SHAREHOLDER 11/2009 50-75%
SCHAPIRO, KENNETH, PAUL Individual CONDOR CAPITAL MANAGEMENT EMPLOYEE STOCK OPTION PLAN TRUSTEE 11/2009 50-75%
Walliser, Tanya, Shivdat Individual – PARTNER, SENIOR FINANCIAL ADVISOR 04/2018 < 5%
LUCAS, JEANETTE Individual – PARTNER, SENIOR FINANCIAL ADVISOR 12/2021 < 5%

No. Employees, Historic

30150201920202021202220232024202516 on 6/24/201916 on 10/8/201917 on 3/17/202017 on 6/8/202017 on 6/8/202017 on 10/16/202017 on 11/25/202018 on 3/19/202118 on 3/22/202118 on 9/27/202118 on 11/30/202122 on 3/29/202222 on 4/1/202222 on 10/24/202224 on 3/15/202324 on 3/16/202324 on 9/21/202324 on 9/22/202324 on 11/7/202326 on 3/20/202426 on 3/21/2024

RAUM, Historic

2B1B02019202020212022202320242025960676360 on 6/24/2019960676360 on 10/8/20191166805379 on 3/17/20201166805379 on 6/8/20201166805379 on 6/8/20201166805379 on 10/16/20201166805379 on 11/25/20201350922750 on 3/19/20211350922750 on 3/22/20211350922750 on 9/27/20211350922750 on 11/30/20211675855361 on 3/29/20221675855361 on 4/1/20221675855361 on 10/24/20221429531648 on 3/15/20231429531648 on 3/16/20231429531648 on 9/21/20231429531648 on 9/22/20231429531648 on 11/7/20231704721506 on 3/20/20241704721506 on 3/21/2024

No. Clients, Historic

80040002019202020212022202320242025725 on 6/24/2019725 on 10/8/2019700 on 3/17/2020700 on 6/8/2020700 on 6/8/2020700 on 10/16/2020700 on 11/25/2020714 on 3/19/2021714 on 3/22/2021714 on 9/27/2021714 on 11/30/2021777 on 3/29/2022777 on 4/1/2022777 on 10/24/2022723 on 3/15/2023723 on 3/16/2023723 on 9/21/2023723 on 9/22/2023723 on 11/7/2023800 on 3/20/2024800 on 3/21/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
99 ACQUISITION GROUP INC CL A 114K 11K 1
ADOBE INC COM 4M 7K –
AGILENT TECHNOLOGIES INC COM 3M 21K –
AGRICULTURE & NAT SOL ACQ CO SHS CL A 337K 33K 1
ALCHEMY INVTS ACQUISITN CORP SHS CL A 204K 19K 1
ALPHABET INC CAP STK CL A 17M 94K –
ALPHABET INC CAP STK CL C 3M 18K –
AMAZON COM INC COM 14M 75K –
AMERICAN CENTY ETF TR DIVERSIFIED MU 7M 144K –
AMERICAN CENTY ETF TR MULTISECTOR 15M 342K –
AMERICAN EXPRESS CO COM 4M 17K –
APPLE INC COM 33M 156K –
APPLOVIN CORP COM CL A 1M 16K –
ARES ACQUISITION CORP II SHS CLASS A 530K 50K 1
ARES CAPITAL CORP COM 4M 196K –
AUTOMATIC DATA PROCESSING IN COM 1M 4K –
AVERY DENNISON CORP COM 3M 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K –
BLACKROCK TCP CAPITAL CORP COM 190K 18K –
BLUE OWL CAPITAL CORPORATION COM 7M 436K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 14M 641K –
CARLYLE SECURED LENDING INC COM 5M 264K –
CARTESIAN GROWTH CORP II CLASS A ORD 199K 18K 1
CENTURION ACQUISITION CORP UNIT 05/31/2032 249K 25K 1
COLUMBIA ETF TR I MULTI SEC MUNI 1M 50K –
CONSTELLATION BRANDS INC CL A 2M 7K –
COSTCO WHSL CORP NEW COM 4M 5K –
CRESCENT CAP BDC INC COM 5M 252K –
D R HORTON INC COM 1M 9K –
DANAHER CORPORATION COM 5M 19K –
DIGITAL RLTY TR INC COM 2M 11K –
DIMENSIONAL ETF TRUST US EQUITY ETF 594K 10K –
DISNEY WALT CO COM 3M 30K –
EA SERIES TRUST ALPHA ARCH 1-3 346K 3K –
ESH ACQUISITION CORP COM 183K 18K 1
ESH ACQUISITION CORP RIGHT 99/99/9999 2K 14K 1
FIDELITY COVINGTON TRUST VLU FACTOR ETF 6M 96K –
FIDELITY WISE ORIGIN BITCOIN SHS 905K 17K –
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 4M 204K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 2M 27K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 14M 299K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 219K 4K –
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 258K 4K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 967K 22K –
FIRST TR MID CAP CORE ALPHAD COM SHS 438K 4K –
FISERV INC COM 675K 5K –
FS KKR CAP CORP COM 2M 92K –
GENERAC HLDGS INC COM 1M 11K –
GENERAL DYNAMICS CORP COM 3M 10K –
GLOBAL PMTS INC COM 2M 20K –
GOLDMAN SACHS GROUP INC COM 3M 6K –
GOLUB CAP BDC INC COM 5M 299K –
GP-ACT III ACQUISITION CORP UNIT 99/99/9999 196K 20K 1
GRAF GLOBAL CORP UNIT 05/31/2032 176K 18K 1
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 11M 327K –
HAYMAKER ACQUISITION CORP IV CLASS A 279K 27K 1
HCA HEALTHCARE INC COM 5M 15K –
HOME DEPOT INC COM 5M 16K –
HUBBELL INC COM 2M 5K –
IB ACQUISITION CORP COM SHS 422K 42K 1
IB ACQUISITION CORP RIGHT 09/28/2025 3K 42K 1
INCYTE CORP COM 1M 23K –
INFLECTION PT ACQUISITN CRP CL A ORD SHS 229K 22K 1
INVESCO EXCHANGE TRADED FD T LARGE CAP VALUE 999K 18K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 9M 246K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 450K 12K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 2M 22K –
INVESCO QQQ TR UNIT SER 1 998K 2K –
ISHARES INC CORE MSCI EMKT 14M 264K –
ISHARES TR BLACKROCK ULTRA 347K 7K –
ISHARES TR BROAD USD HIGH 833K 23K –
ISHARES TR CORE MSCI EAFE 19M 260K –
ISHARES TR CORE S&P MCP ETF 2M 28K –
ISHARES TR CORE S&P SCP ETF 9M 89K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR EAFE GRWTH ETF 5M 45K –
ISHARES TR IBOXX INV CP ETF 6M 55K –
ISHARES TR ISHARES BIOTECH 3M 25K –
ISHARES TR ISHARES SEMICDTR 2M 9K –
ISHARES TR MSCI EAFE ETF 1M 14K –
ISHARES TR RUS 1000 GRW ETF 23M 62K –
ISHARES TR RUS MD CP GR ETF 6M 55K –
ISHARES TR RUS MDCP VAL ETF 3M 26K –
ISHARES TR RUSSELL 3000 ETF 906K 3K –
ISHARES TR S&P 500 GRWT ETF 474K 5K –
ISHARES TR S&P 500 VAL ETF 27M 150K –
ISHARES TR S&P MC 400GR ETF 264K 3K –
ISHARES TR SHRT NAT MUN ETF 7M 66K –
ISHARES TR U.S. TECH ETF 3M 20K –
ISHARES TR US HLTHCR PR ETF 1M 23K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 12M 242K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 701K 14K –
JANUS DETROIT STR TR HENDRSON AAA CL 2M 36K –
JOHNSON & JOHNSON COM 3M 20K –
JPMORGAN CHASE & CO. COM 3M 17K –
L3HARRIS TECHNOLOGIES INC COM 3M 12K –
LIONHEART HOLDINGS UNIT 99/99/9999 207K 21K 1
LOWES COS INC COM 6M 26K –
MARVELL TECHNOLOGY INC COM 814K 12K –
MASTERCARD INCORPORATED CL A 7M 16K –
META PLATFORMS INC CL A 16M 31K –
METLIFE INC COM 219K 3K –
MICROSOFT CORP COM 22M 50K –
MIDCAP FINANCIAL INVSTMNT CO COM NEW 5M 306K –
NABORS ENERGY TRANSITION COR CL A 532K 50K 1
NEW MTN FIN CORP COM 4M 348K –
NIKE INC CL B 2M 26K –
NORDSON CORP COM 2M 8K –
NOVO-NORDISK A S ADR 3M 22K –
NVIDIA CORPORATION COM 291K 2K –
PENNANTPARK INVT CORP COM 4M 519K –
PGIM ETF TR PGIM ULTRA SH BD 347K 7K –
PIMCO ETF TR 0-5 HIGH YIELD 12M 133K –
PIMCO ETF TR SHTRM MUN BD ACT 12M 237K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 509K 10K –
PUTNAM ETF TRUST BDC INCOME ETF 2M 46K –
QUETTA ACQUISITION CORP COM 189K 18K 1
RF ACQUISITION CORP II UNIT 05/01/2026 181K 18K 1
SALESFORCE INC COM 4M 17K –
SCHWAB CHARLES CORP COM 5M 63K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 253K 7K –
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 81K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 27K –
SCHWAB STRATEGIC TR US LCAP VA ETF 1M 15K –
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 46K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 15K –
SCHWAB STRATEGIC TR US SML CAP ETF 530K 11K –
SELECT SECTOR SPDR TR ENERGY 204K 2K –
SELECT SECTOR SPDR TR FINANCIAL 533K 13K –
SELECT SECTOR SPDR TR INDL 679K 6K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 893K 6K –
SELECT SECTOR SPDR TR SBI MATERIALS 246K 3K –
SHERWIN WILLIAMS CO COM 4M 12K –
SILVERBOX CORP III COM CL A 126K 12K 1
SIMON PPTY GROUP INC NEW COM 4M 29K –
SLR INVESTMENT CORP COM 4M 256K –
SNAP ON INC COM 2M 8K –
SPDR S&P 500 ETF TR TR UNIT 27M 49K –
SPDR SER TR PORTFOLIO S&P500 2M 35K –
SPDR SER TR PRTFLO S&P500 GW 247K 3K –
SPDR SER TR S&P 400 MDCP GRW 628K 7K –
SPDR SER TR S&P 400 MDCP VAL 360K 5K –
SPDR SER TR S&P DIVID ETF 230K 2K –
STARBUCKS CORP COM 1M 14K –
STELLUS CAP INVT CORP COM 4M 269K –
STRYKER CORPORATION COM 4M 11K –
TESLA INC COM 377K 2K –
TJX COS INC NEW COM 2M 17K –
TRACTOR SUPPLY CO COM 2M 9K –
TRAILBLAZER MERGER CORP I CL A 123K 11K 1
TRANE TECHNOLOGIES PLC SHS 5M 16K –
ULTA BEAUTY INC COM 3M 7K –
UNION PAC CORP COM 3M 14K –
UNITED RENTALS INC COM 5M 7K –
UNITEDHEALTH GROUP INC COM 4M 7K –
VAIL RESORTS INC COM 2M 11K –
VALUENCE MERGER CORP I CLASS A ORD SHS 171K 15K 1
VANECK ETF TRUST BDC INCOME ETF 17M 979K –
VANECK ETF TRUST DIGITAL INDIA ET 256K 6K –
VANECK ETF TRUST INTRMDT MUNI ETF 10M 220K –
VANECK ETF TRUST VANECK SHRT MUNI 3M 196K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 1M 4K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 320K 7K –
VANGUARD INDEX FDS GROWTH ETF 52M 140K –
VANGUARD INDEX FDS MCAP GR IDXVIP 20M 85K –
VANGUARD INDEX FDS MCAP VL IDXVIP 30M 197K –
VANGUARD INDEX FDS MID CAP ETF 22M 92K –
VANGUARD INDEX FDS S&P 500 ETF SHS 107M 213K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 6K –
VANGUARD INDEX FDS SMALL CP ETF 10M 46K –
VANGUARD INDEX FDS TOTAL STK MKT 319K 1K –
VANGUARD INDEX FDS VALUE ETF 54M 337K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 474K 6K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 21M 277K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 18M 188K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 30M 386K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 707K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 87K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 233K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 889K 7K –
VANGUARD WORLD FD COMM SRVC ETF 365K 3K –
VANGUARD WORLD FD CONSUM DIS ETF 728K 2K –
VERTEX PHARMACEUTICALS INC COM 3M 7K –
VILLAGE FARMS INTL INC COM 138K 135K –
VISA INC COM CL A 7M 25K –
WISDOMTREE TR EM EX ST-OWNED 966K 32K –
WISDOMTREE TR EUROPE HEDGED EQ 7M 163K –
WISDOMTREE TR ITL HDG QTLY DIV 2M 36K –
WISDOMTREE TR JAPN HEDGE EQT 8M 68K –
WYNDHAM HOTELS & RESORTS INC COM 3M 37K –