NUTTER INVESTMENT ADVISORS
NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIP Legal Name
Adviser information for NUTTER INVESTMENT ADVISORS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $97.2M |
| Non-Discretionary | 1 | $2.3B |
| Total | 38 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $2.3M |
| HNW Individuals | 19 | $58.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $36.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-33250 |
|---|---|
| SEC ERA File Number | 801-33250 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105461 |
| Legal Entity Identifier | None |
Principal Office
SEAPORT WEST, 155 SEAPORT BOULEVARD5TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 617-439-2100, Fax: 617-310-9491
Chief Compliance Officer
BACON, JAMES COLIN
PORTFOLIO MANAGER AND DIRECTOR OF RESEARCH
SEAPORT WEST, 155 SEAPORT BOULEVARD
BOSTON
MA
United States
Tel:
617-439-2100
Fax:
617-310-9491
J*****@*********M
(Full email address available in API data)
Regulatory Contact
RICHARD SIPLEY
CHIEF EXECUTIVE OFFICER AND MANAGER, GP
SEAPORT WEST, 155 SEAPORT BOULEVARD
BOSTON
MA
United States
Tel:
617-439-2100
Fax:
617-310-9491
R******@*********M
(Full email address available in API data)
Industry Affiliates
| NUTTER, MCCLENNEN & FISH, LLP | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JALKUT, THOMAS, PETER | Individual | – | MANAGER OF GP | 04/2002 | < 5% |
| NUTTER, MCCLENNEN & FISH, LLP | Domestic Entity | – | LIMITED PARTNER AND MEMBER OF GP | 09/1988 | > 75% |
| MANUS, DEBORAH, JEANNE | Individual | – | MANAGER OF GP | 04/2002 | < 5% |
| NIA PARTNERS, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2002 | < 5% |
| MANUS, DEBORAH, JEANNE | Individual | NIA PARTNERS, LLC | MANAGER | 04/2002 | |
| JALKUT, THOMAS, PETER | Individual | NIA PARTNERS, LLC | MANAGER | 04/2002 | |
| NUTTER, MCCLENNEN & FISH, LLP | Domestic Entity | NIA PARTNERS, LLC | MEMBER | 04/2002 | > 75% |
| SIPLEY, RICHARD, ALFRED | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGER OF GP | 06/2019 | < 5% |
| SIPLEY, RICHARD, ALFRED | Individual | NIA PARTNERS, LLC | MANAGER | 06/2019 | |
| BACON, JAMES, COLIN | Individual | – | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER AND MANAGER OF GP | 03/2021 | < 5% |
| ROBERTS, JEFFREY, WILLIAM | Individual | – | MANAGER OF GP | 03/2021 | < 5% |
| BACON, JAMES, COLIN | Individual | NIA PARTNERS, LLC | MANAGER | 03/2021 | |
| ROBERTS, JEFFREY, WILLIAM | Individual | NIA PARTNERS, LLC | MANAGER | 03/2021 | |
| NAIDU, VIJAY | Individual | – | MANAGER OF GP | 02/2022 | < 5% |
| NAIDU, VIJAY | Individual | NIA PARTNERS, LLC | MANAGER | 02/2022 |