S & CO., INC.
Adviser information for S & CO., INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 370 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 370 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $15.2M |
| HNW Individuals | 292 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $729.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 18 | $127.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)INVESTMENT ADVICE TO INDIVIDUAL TRUSTEES OF REVOCABLE AND IRREVOCABLE TRUSTS. |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-33273 |
|---|---|
| SEC ERA File Number | 801-33273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110026 |
| Legal Entity Identifier | None |
Principal Office
50 CONGRESS STREET, ROOM 800BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 617-227-8660, Fax: 617-227-4470
Chief Compliance Officer
NATHANIEL JEPPSON
CHIEF COMPLIANCE OFFICER
50 CONGRESS ST, RM 800
BOSTON
MA
United States
Tel:
617-227-8660
Fax:
617-227-4470
N*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| S & CO ENVIRONMENTAL SUSTAINABILITY FUND | POOLED INVESTMENTS | $8.8M | $0.0M | 42 |
| S & CO. HEALTH SCIENCES FUND, LLC | POOLED INVESTMENT VEHICLE | $165.8M | $0.0M | 108 |
| S & CO. INTERNATIONAL FUND, LLC | POOLED INVESTMENT VEHICLE | $86.7M | $0.0M | 117 |
| S & CO. INVESTMENT FUND IV, LLC | POOLED INVESTMENT VEHICLE | $127.9M | $0.0M | 119 |
| S & CO. OPPORTUNITY FUND, LLC | POOLED INVESTMENT VEHICLE | $40.2M | $0.0M | 82 |
| S & CO. SPECIAL EQUITY FUND, LLC | POOLED INVESTMENT VEHICLE | $299.7M | $0.0M | 123 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, NEIL, LOCKWOOD | Individual | – | DIRECTOR AND CHAIRMAN | 01/1996 | 10-25% |
| SALTONSTALL, GEORGE, WEST | Individual | – | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | 01/2011 | 5-10% |
| MEGARGEL, MATTHEW, EDWARD | Individual | – | DIRECTOR, SENIOR VICE PRESIDENT AND CLERK | 07/2014 | 10-25% |
| MCCARTHY, BRIAN, FARRELL | Individual | – | DIRECTOR, VICE PRESIDENT, TREASURER | 01/2024 | 10-25% |
| JEPPSON, GEORGE, NATHANIEL | Individual | – | DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER | 07/2016 | 10-25% |
| THOMPSON, JEFFREY, L | Individual | – | DIRECTOR, VICE PRESIDENT | 01/2018 | 10-25% |
| QUIRK, THOMAS, VINCENT | Individual | – | DIRECTOR AND SENIOR VICE PRESIDENT | 10/2019 | 10-25% |