KLINGENSTEIN FIELDS ADVISORS
KLINGENSTEIN, FIELDS & CO., L.P. Legal Name
Adviser information for KLINGENSTEIN FIELDS ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,272 | $3.9B |
| Non-Discretionary | 29 | $699.6M |
| Total | 1,301 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 248 | $53.8M |
| HNW Individuals | 958 | $3.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $436.0M |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 47 | $367.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 32 | $227.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
125 PARK AVENUESUITE 1700
NEW YORK
NY
United States
Monday - Friday, 9:00 TO 5:00
Tel: 212-492-7000, Fax: 646-219-6638
Chief Compliance Officer
MARIA CHAMBERS
125 PARK AVENUE
SUITE 1700
NEW YORK
NY
United States
Tel:
212-492-6169
Fax:
646-219-6638
M*************@***************M
(Full email address available in API data)
Regulatory Contact
JONATHAN ROBERTS
PARTNER
125 PARK AVENUE
SUITE 1700
NEW YORK
NY
United States
Tel:
212-492-6177
Fax:
646-219-6638
J**********@***************M
(Full email address available in API data)
Industry Affiliates
| BGWS | Sponsor, GP, manager of pooled investment vehicles |
| K INVESTMENTS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FK INVESTMENTS I, LLC | Private Equity Fund | $0.7M | $0.1M | 12 |
| K INVESTMENTS II, LLC | Private Equity Fund | $0.0M | $0.1M | 38 |
| K INVESTMENTS III, LLC | Private Equity Fund | $0.7M | $0.1M | 44 |
| K INVESTMENTS IV, LLC | Private Equity Fund | $2.8M | $0.1M | 40 |
| K INVESTMENTS V, LLC | Private Equity Fund | $1.7M | $0.1M | 40 |
| K INVESTMENTS VI, LLC | Private Equity Fund | $4.8M | $0.1M | 39 |
| K INVESTMENTS VII, LLC | Private Equity Fund | $9.2M | $0.1M | 21 |
| K INVESTMENTS VIII LLC | Venture Capital Fund | $10.8M | $0.1M | 31 |
| KLINGENSTEIN FIELDS VENTURE FUND II, L.P. | Venture Capital Fund | $22.2M | $0.3M | 40 |
| KLINGENSTEIN FIELDS VENTURE FUND III, L.P. | Venture Capital Fund | $5.7M | $0.3M | 32 |
| KLINGENSTEIN FIELDS VENTURE FUND, L.P. | Venture Capital Fund | $28.6M | $0.3M | 44 |
| WERTHEIM TICKET FUND, LLC | Private Equity Fund | $4.4M | $0.0M | 31 |
| WERTHEIM VENTURES I, LLC | Private Equity Fund | $286.0M | $0.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIELDS, KENNETH, HARVEY | Individual | – | LIMITED PARTNER, EXECUTIVE CHAIRMAN | 01/2022 | 10-25% |
| CURRY, SUSAN, H. | Individual | – | LIMITED PARTNER AND CHIEF OPERATING OFFICER | 01/2022 | 5-10% |
| POLLINGER, KENNETH, DAVID | Individual | – | LIMITED PARTNER, CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER | 01/2022 | 10-25% |
| ROBERTS, JONATHAN | Individual | – | LIMITED PARTNER | 01/2022 | 5-10% |
| KLINGENSTEIN MANAGEMENT CORPORATION | Domestic Entity | – | GENERAL PARTNER | 08/2020 | < 5% |
| JOSEPH KLINGENSTEIN TRUST #2 DATED 7/25/74 FBO FREDERICK A. KLINGENSTEIN AND HIS ISSUE, FAK, KHF & KDP TRUSTEES | Domestic Entity | – | LIMITED PARTNER | 08/2020 | 10-25% |
| FIELDS, JAMES, WAGNER | Individual | – | LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER, PRESIDENT | 01/2022 | 10-25% |
| CHAMBERS, MARIA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| LEE, YUH-YNG | Individual | – | LIMITED PARTNER AND CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| ACH, LAURENCE, ERNEST | Individual | – | LIMITED PARTNER | 01/2022 | 5-10% |
| POLLINGER, KENNETH, DAVID | Individual | – | TRUSTEE FOR THE JOSEPH KLINGENSTEIN TRUST #2 DATED 7/25/74 FBO FREDERIC K A. KLINGENSTEIN AND HIS ISSUE, FAK, KHF & KDP TRUSTEES | 08/2020 | < 5% |
| FIELDS, KENNETH, HARVEY | Individual | – | TRUSTEE FOR THE JOSEPH KLINGENSTEIN TRUST #2 DATED 7/25/74 FBO FREDERIC K A. KLINGENSTEIN AND HIS ISSUE, FAK, KHF & KDP TRUSTEES | 08/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2023 ETF SERIES TRUST | EAGLE CAPITAL SE | 361K | 14K | 0 |
| 3M CO | COM | 45K | 436 | BRANDYWINE TRUST CO |
| 3M CO | COM | 12M | 121K | 0 |
| ABBOTT LABS | COM | 3M | 27K | BRANDYWINE TRUST CO |
| ABBOTT LABS | COM | 104K | 1K | 3 |
| ABBOTT LABS | COM | 10M | 99K | 0 |
| ABBVIE INC | COM | 2M | 12K | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 5M | 16K | BRANDYWINE TRUST CO |
| ACCENTURE PLC IRELAND | SHS CLASS A | 14M | 46K | 0 |
| ADOBE INC | COM | 3M | 6K | BRANDYWINE TRUST CO |
| ADOBE INC | COM | 10M | 18K | 0 |
| AEROVIRONMENT INC | COM | 364K | 2K | 0 |
| AIR PRODS & CHEMS INC | COM | 238K | 921 | 0 |
| ALLSTATE CORP | COM | 3M | 20K | 0 |
| ALPHABET INC | CAP STK CL A | 27M | 150K | BRANDYWINE TRUST CO |
| ALPHABET INC | CAP STK CL A | 182K | 1K | 3 |
| ALPHABET INC | CAP STK CL A | 58M | 316K | 0 |
| ALPHABET INC | CAP STK CL C | 15M | 81K | BRANDYWINE TRUST CO |
| ALPHABET INC | CAP STK CL C | 183K | 1K | 3 |
| ALPHABET INC | CAP STK CL C | 23M | 125K | 0 |
| ALTRIA GROUP INC | COM | 765K | 17K | 0 |
| AMAZON COM INC | COM | 25M | 132K | BRANDYWINE TRUST CO |
| AMAZON COM INC | COM | 53M | 274K | 0 |
| AMERICAN EXPRESS CO | COM | 9M | 39K | BRANDYWINE TRUST CO |
| AMERICAN EXPRESS CO | COM | 2M | 9K | 0 |
| AMERICAN TOWER CORP NEW | COM | 9M | 45K | BRANDYWINE TRUST CO |
| AMERICAN TOWER CORP NEW | COM | 194K | 1K | 3 |
| AMERICAN TOWER CORP NEW | COM | 18M | 93K | 0 |
| AMERIPRISE FINL INC | COM | 8M | 18K | BRANDYWINE TRUST CO |
| AMGEN INC | COM | 375K | 1K | 0 |
| AMPHENOL CORP NEW | CL A | 1M | 18K | 0 |
| APPLE INC | COM | 24M | 116K | BRANDYWINE TRUST CO |
| APPLE INC | COM | 21K | 100 | 3 |
| APPLE INC | COM | 58M | 276K | 0 |
| ARK ETF TR | INNOVATION ETF | 311K | 7K | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | 0 |
| BANK AMERICA CORP | COM | 2M | 55K | BRANDYWINE TRUST CO |
| BANK AMERICA CORP | COM | 1M | 29K | 0 |
| BANK NEW YORK MELLON CORP | COM | 1M | 19K | 0 |
| BAXTER INTL INC | COM | 237K | 7K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 34M | 84K | BRANDYWINE TRUST CO |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 570K | 1K | 3 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 53M | 130K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 2M | 4 | BRANDYWINE TRUST CO |
| BERKSHIRE HATHAWAY INC DEL | CL A | 3M | 5 | 0 |
| BIOGEN INC | COM | 708K | 3K | 0 |
| BLACKROCK INC | COM | 239K | 304 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 510K | 12K | 0 |
| BROADCOM INC | COM | 50M | 31K | BRANDYWINE TRUST CO |
| BROADCOM INC | COM | 201K | 125 | 3 |
| BROADCOM INC | COM | 65M | 41K | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 4M | 95K | BRANDYWINE TRUST CO |
| BROOKFIELD CORP | CL A LTD VT SH | 15M | 372K | 0 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 666K | 23K | 0 |
| CABOT CORP | COM | 395K | 4K | 0 |
| CALIFORNIA RES CORP | COM STOCK | 625K | 12K | 0 |
| CANADIAN PACIFIC KANSAS CITY | COM | 1M | 18K | 0 |
| CATERPILLAR INC | COM | 880K | 3K | 0 |
| CDW CORP | COM | 252K | 1K | 0 |
| CHEVRON CORP NEW | COM | 2M | 13K | BRANDYWINE TRUST CO |
| CHEVRON CORP NEW | COM | 7M | 46K | 0 |
| CHUBB LIMITED | COM | 7M | 28K | BRANDYWINE TRUST CO |
| CHUBB LIMITED | COM | 21M | 82K | 0 |
| CINTAS CORP | COM | 261K | 373 | 0 |
| CISCO SYS INC | COM | 237K | 5K | 0 |
| CITIZENS FINL GROUP INC | COM | 229K | 6K | 0 |
| COCA COLA CO | COM | 2M | 33K | 0 |
| COLGATE PALMOLIVE CO | COM | 7M | 75K | BRANDYWINE TRUST CO |
| COLGATE PALMOLIVE CO | COM | 24M | 246K | 0 |
| COMCAST CORP NEW | CL A | 10M | 254K | BRANDYWINE TRUST CO |
| COMCAST CORP NEW | CL A | 3M | 70K | 0 |
| CONSTELLATION BRANDS INC | CL A | 10M | 40K | BRANDYWINE TRUST CO |
| CONSTELLATION BRANDS INC | CL A | 19M | 74K | 0 |
| CORNING INC | COM | 620K | 16K | 0 |
| COSTCO WHSL CORP NEW | COM | 14M | 17K | BRANDYWINE TRUST CO |
| COSTCO WHSL CORP NEW | COM | 34M | 40K | 0 |
| CSX CORP | COM | 619K | 19K | 0 |
| CVS HEALTH CORP | COM | 5M | 83K | BRANDYWINE TRUST CO |
| CVS HEALTH CORP | COM | 11M | 190K | 0 |
| DANAHER CORPORATION | COM | 4M | 15K | BRANDYWINE TRUST CO |
| DANAHER CORPORATION | COM | 25K | 100 | 3 |
| DANAHER CORPORATION | COM | 10M | 40K | 0 |
| DISNEY WALT CO | COM | 41M | 409K | BRANDYWINE TRUST CO |
| DISNEY WALT CO | COM | 60K | 600 | 3 |
| DISNEY WALT CO | COM | 22M | 222K | 0 |
| DOW INC | COM | 415K | 8K | 0 |
| DUPONT DE NEMOURS INC | COM | 5M | 63K | BRANDYWINE TRUST CO |
| DUPONT DE NEMOURS INC | COM | 15M | 191K | 0 |
| EATON CORP PLC | SHS | 7M | 23K | BRANDYWINE TRUST CO |
| EATON CORP PLC | SHS | 24M | 75K | 0 |
| ELI LILLY & CO | COM | 68M | 75K | BRANDYWINE TRUST CO |
| ELI LILLY & CO | COM | 17M | 19K | 0 |
| EVEREST GROUP LTD | COM | 324K | 850 | 0 |
| EXXON MOBIL CORP | COM | 2M | 22K | BRANDYWINE TRUST CO |
| EXXON MOBIL CORP | COM | 9M | 82K | 0 |
| F N B CORP | COM | 225K | 16K | 0 |
| FASTENAL CO | COM | 276K | 4K | 0 |
| FEDEX CORP | COM | 1M | 4K | 0 |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 270K | 5K | 0 |
| FISCALNOTE HOLDINGS INC | COM CL A | 175K | 120K | 0 |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 216K | 2K | 0 |
| FORTIVE CORP | COM | 8M | 114K | BRANDYWINE TRUST CO |
| FORTIVE CORP | COM | 13M | 180K | 0 |
| GE AEROSPACE | COM NEW | 218K | 1K | 0 |
| GENERAL DYNAMICS CORP | COM | 277K | 954 | 0 |
| GENERAL MTRS CO | COM | 268K | 6K | 0 |
| GILEAD SCIENCES INC | COM | 742K | 11K | 0 |
| GLOBE LIFE INC | COM | 3M | 33K | BRANDYWINE TRUST CO |
| GOLDMAN SACHS GROUP INC | COM | 14M | 30K | BRANDYWINE TRUST CO |
| GOLDMAN SACHS GROUP INC | COM | 26M | 58K | 0 |
| HF SINCLAIR CORP | COM | 320K | 6K | 0 |
| HOME DEPOT INC | COM | 5M | 15K | BRANDYWINE TRUST CO |
| HOME DEPOT INC | COM | 19M | 54K | 0 |
| HONEYWELL INTL INC | COM | 12M | 57K | BRANDYWINE TRUST CO |
| HONEYWELL INTL INC | COM | 192K | 900 | 3 |
| HONEYWELL INTL INC | COM | 24M | 115K | 0 |
| ILLINOIS TOOL WKS INC | COM | 8M | 35K | BRANDYWINE TRUST CO |
| ILLINOIS TOOL WKS INC | COM | 3M | 14K | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 545K | 4K | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 15K | 0 |
| INTERNATIONAL PAPER CO | COM | 490K | 11K | BRANDYWINE TRUST CO |
| INTERNATIONAL PAPER CO | COM | 22K | 500 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 14M | 30K | BRANDYWINE TRUST CO |
| INTUITIVE SURGICAL INC | COM NEW | 24M | 55K | 0 |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 227K | 4K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 7M | 15K | BRANDYWINE TRUST CO |
| INVESCO QQQ TR | UNIT SER 1 | 31M | 64K | 0 |
| IQVIA HLDGS INC | COM | 279K | 1K | 0 |
| ISHARES INC | MSCI EQUAL WEITE | 418K | 5K | 0 |
| ISHARES TR | RUSEL 2500 ETF | 1M | 23K | 0 |
| ISHARES TR | MSCI USA QLT FCT | 283K | 2K | 0 |
| ISHARES TR | CORE S&P TTL STK | 680K | 6K | 0 |
| ISHARES TR | CRE U S REIT ETF | 314K | 6K | 0 |
| ISHARES TR | SELECT DIVID ETF | 252K | 2K | 0 |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | 0 |
| ISHARES TR | S&P 500 GRWT ETF | 289K | 3K | 0 |
| ISHARES TR | RUS 1000 ETF | 241K | 810 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 458K | 1K | 0 |
| ISHARES TR | RUS 2000 GRW ETF | 354K | 1K | 0 |
| ISHARES TR | MSCI EAFE ETF | 718K | 9K | 0 |
| ISHARES TR | ISHARES BIOTECH | 205K | 1K | 0 |
| JOHNSON & JOHNSON | COM | 16M | 106K | BRANDYWINE TRUST CO |
| JOHNSON & JOHNSON | COM | 219K | 2K | 3 |
| JOHNSON & JOHNSON | COM | 20M | 139K | 0 |
| JPMORGAN CHASE & CO. | COM | 11M | 55K | BRANDYWINE TRUST CO |
| JPMORGAN CHASE & CO. | COM | 32M | 156K | 0 |
| KRAFT HEINZ CO | COM | 242K | 8K | 0 |
| LABCORP HOLDINGS INC | COM SHS | 622K | 3K | 0 |
| LINDE PLC | SHS | 452K | 1K | 0 |
| LOCKHEED MARTIN CORP | COM | 3M | 5K | 0 |
| LOWES COS INC | COM | 917K | 4K | 0 |
| MARSH & MCLENNAN COS INC | COM | 289K | 1K | 0 |
| MASTERCARD INCORPORATED | CL A | 3M | 7K | BRANDYWINE TRUST CO |
| MASTERCARD INCORPORATED | CL A | 11M | 25K | 0 |
| MCDONALDS CORP | COM | 1M | 5K | 0 |
| MERCK & CO INC | COM | 12M | 97K | BRANDYWINE TRUST CO |
| MERCK & CO INC | COM | 23M | 188K | 0 |
| META PLATFORMS INC | CL A | 446K | 885 | BRANDYWINE TRUST CO |
| META PLATFORMS INC | CL A | 4M | 7K | 0 |
| MICROSOFT CORP | COM | 30M | 68K | BRANDYWINE TRUST CO |
| MICROSOFT CORP | COM | 78M | 175K | 0 |
| MONDELEZ INTL INC | CL A | 4M | 63K | BRANDYWINE TRUST CO |
| MONDELEZ INTL INC | CL A | 14M | 208K | 0 |
| NETFLIX INC | COM | 7M | 11K | BRANDYWINE TRUST CO |
| NETFLIX INC | COM | 20M | 29K | 0 |
| NEXTERA ENERGY INC | COM | 3M | 35K | BRANDYWINE TRUST CO |
| NEXTERA ENERGY INC | COM | 8M | 117K | 0 |
| NIKE INC | CL B | 3M | 42K | BRANDYWINE TRUST CO |
| NIKE INC | CL B | 10M | 136K | 0 |
| NORFOLK SOUTHN CORP | COM | 6M | 29K | BRANDYWINE TRUST CO |
| NORFOLK SOUTHN CORP | COM | 617K | 3K | 0 |
| NOVARTIS AG | SPONSORED ADR | 724K | 7K | 0 |
| NOVO-NORDISK A S | ADR | 2M | 11K | 0 |
| NVIDIA CORPORATION | COM | 11M | 90K | BRANDYWINE TRUST CO |
| NVIDIA CORPORATION | COM | 38M | 306K | 0 |
| NXP SEMICONDUCTORS N V | COM | 17M | 62K | BRANDYWINE TRUST CO |
| NXP SEMICONDUCTORS N V | COM | 81K | 300 | 3 |
| NXP SEMICONDUCTORS N V | COM | 30M | 111K | 0 |
| OCCIDENTAL PETE CORP | COM | 209K | 3K | 0 |
| OREILLY AUTOMOTIVE INC | COM | 201K | 190 | 0 |
| OWENS CORNING NEW | COM | 869K | 5K | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 214K | 8K | BRANDYWINE TRUST CO |
| PALANTIR TECHNOLOGIES INC | CL A | 254K | 10K | 0 |
| PALO ALTO NETWORKS INC | COM | 32M | 93K | BRANDYWINE TRUST CO |
| PALO ALTO NETWORKS INC | COM | 49M | 145K | 0 |
| PAYPAL HLDGS INC | COM | 7M | 121K | BRANDYWINE TRUST CO |
| PAYPAL HLDGS INC | COM | 12M | 211K | 0 |
| PEPSICO INC | COM | 45M | 271K | BRANDYWINE TRUST CO |
| PEPSICO INC | COM | 28M | 169K | 0 |
| PFIZER INC | COM | 2M | 79K | BRANDYWINE TRUST CO |
| PFIZER INC | COM | 8M | 269K | 0 |
| PHILIP MORRIS INTL INC | COM | 1M | 10K | 0 |
| PROCTER AND GAMBLE CO | COM | 5M | 30K | BRANDYWINE TRUST CO |
| PROCTER AND GAMBLE CO | COM | 2M | 10K | 0 |
| PROGRESSIVE CORP | COM | 245K | 1K | 0 |
| PROLOGIS INC. | COM | 6M | 51K | BRANDYWINE TRUST CO |
| PROLOGIS INC. | COM | 15M | 136K | 0 |
| PROSHARES TR | SP500 EX ENRGY | 413K | 7K | 0 |
| QUALCOMM INC | COM | 458K | 2K | 0 |
| QUEST DIAGNOSTICS INC | COM | 548K | 4K | 0 |
| REGENERON PHARMACEUTICALS | COM | 604K | 575 | 0 |
| ROPER TECHNOLOGIES INC | COM | 5M | 10K | BRANDYWINE TRUST CO |
| ROPER TECHNOLOGIES INC | COM | 16M | 29K | 0 |
| ROYAL BK CDA | COM | 214K | 2K | 0 |
| RTX CORPORATION | COM | 14M | 135K | BRANDYWINE TRUST CO |
| RTX CORPORATION | COM | 21M | 204K | 0 |
| SALESFORCE INC | COM | 286K | 1K | 0 |
| SCHWAB CHARLES CORP | COM | 287K | 4K | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 7M | 181K | BRANDYWINE TRUST CO |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 25M | 657K | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 6M | 86K | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 7M | 157K | BRANDYWINE TRUST CO |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 26M | 539K | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 6M | 211K | BRANDYWINE TRUST CO |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 22M | 833K | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 187K | 3K | BRANDYWINE TRUST CO |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 33K | 482 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 7M | 29K | BRANDYWINE TRUST CO |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 12M | 55K | 0 |
| SERVICENOW INC | COM | 5M | 7K | BRANDYWINE TRUST CO |
| SERVICENOW INC | COM | 15M | 19K | 0 |
| SHELL PLC | SPON ADS | 9M | 125K | BRANDYWINE TRUST CO |
| SHELL PLC | SPON ADS | 8M | 113K | 0 |
| SOLVENTUM CORP | COM SHS | 6K | 109 | BRANDYWINE TRUST CO |
| SOLVENTUM CORP | COM SHS | 2M | 30K | 0 |
| SOUTHERN CO | COM | 3M | 35K | BRANDYWINE TRUST CO |
| SOUTHERN CO | COM | 8M | 102K | 0 |
| SPDR GOLD TR | GOLD SHS | 557K | 3K | 0 |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 350K | 12K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | BRANDYWINE TRUST CO |
| SPDR S&P 500 ETF TR | TR UNIT | 26M | 47K | 0 |
| STARBUCKS CORP | COM | 4M | 48K | BRANDYWINE TRUST CO |
| STARBUCKS CORP | COM | 14M | 177K | 0 |
| STRYKER CORPORATION | COM | 6M | 18K | BRANDYWINE TRUST CO |
| STRYKER CORPORATION | COM | 20M | 59K | 0 |
| SYNOPSYS INC | COM | 3M | 5K | BRANDYWINE TRUST CO |
| SYNOPSYS INC | COM | 8M | 14K | 0 |
| TESLA INC | COM | 312K | 2K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 17M | 30K | BRANDYWINE TRUST CO |
| THERMO FISHER SCIENTIFIC INC | COM | 25M | 46K | 0 |
| TJX COS INC NEW | COM | 6M | 52K | 0 |
| TRUIST FINL CORP | COM | 230K | 6K | 0 |
| UBS GROUP AG | SHS | 441K | 15K | 0 |
| UNION PAC CORP | COM | 34M | 152K | BRANDYWINE TRUST CO |
| UNION PAC CORP | COM | 181K | 800 | 3 |
| UNION PAC CORP | COM | 29M | 127K | 0 |
| UNITED PARCEL SERVICE INC | CL B | 7M | 54K | BRANDYWINE TRUST CO |
| UNITED PARCEL SERVICE INC | CL B | 14M | 100K | 0 |
| UNITEDHEALTH GROUP INC | COM | 471K | 925 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 2M | 8K | 0 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 952K | 19K | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 945K | 2K | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 246K | 920 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 372K | 8K | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 226K | 1K | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 246K | 4K | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 362K | 7K | 0 |
| VERISK ANALYTICS INC | COM | 206K | 763 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 337K | 8K | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 469K | 1K | 0 |
| VICTORY PORTFOLIOS II | CORE INTERMEDIAT | 487K | 11K | 0 |
| VISA INC | COM CL A | 348K | 1K | 0 |
| VULCAN MATLS CO | COM | 8M | 34K | BRANDYWINE TRUST CO |
| VULCAN MATLS CO | COM | 19M | 75K | 0 |
| WALMART INC | COM | 246K | 4K | 0 |
| WELLS FARGO CO NEW | COM | 284K | 5K | 0 |
| WHITE MTNS INS GROUP LTD | COM | 711K | 391 | 0 |
| WILEY JOHN & SONS INC | CL A | 322K | 8K | 0 |
| YUM BRANDS INC | COM | 12M | 88K | BRANDYWINE TRUST CO |
| YUM BRANDS INC | COM | 3M | 20K | 0 |
| ZSCALER INC | COM | 5M | 24K | BRANDYWINE TRUST CO |
| ZSCALER INC | COM | 13M | 66K | 0 |