TSCG INVESTORS, LLC
Adviser information for TSCG INVESTORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesREAL ESTATE INVESTMENT SUPERVISORY SERVICES & INVESTMENT ADVICE THRU CONSULTATIONS NOT INCLUDING INVESTMENT SUPERVISORY SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF OPERATIONS; PERCENTAGE OF ACQUISITIONS |
Identifiers
| SEC RIA File Number | 801-33349 |
|---|---|
| SEC ERA File Number | 801-33349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105525 |
| Legal Entity Identifier | None |
Principal Office
92 HOPMEADOW STREETSECOND FLOOR
SIMSBURY
CT
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 860 651-4000, Fax: None
Chief Compliance Officer
DAVID B. HUNTLEY
CHIEF FINANCIAL OFFICER
92 HOPMEADOW STREET
SECOND FLOOR
SIMSBURY
CT
United States
Tel:
860/651-2017
D************@*******M
(Full email address available in API data)
Regulatory Contact
SAMUEL LATONE
CEO
300 GALLERIA PARKWAY
12TH FLOOR
ATLANTA
GA
United States
Tel:
770-738-2451
S*********@*******M
(Full email address available in API data)
Industry Affiliates
| THE SHOPPING CENTER GROUP | Real estate broker or dealer |
| TSCG RISK ADVISORS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUNTLEY, DAVID, BRUCE | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 01/2008 | < 5% |
| HART HOLDINGS 1, LLC | Domestic Entity | – | MEMBER | 01/2017 | > 75% |
| LATONE, SAMUEL, PHILIP | Individual | – | CEO AND ELECTED MANAGER | 06/2018 | < 5% |
| THE SHOPPING CENTER GROUP, LLC | Domestic Entity | HART HOLDINGS 1, LLC | MEMBER | 06/2018 | > 75% |
| TSCG, INC | Domestic Entity | THE SHOPPING CENTER GROUP, LLC | MEMBER | 01/2014 | > 75% |
| Birnbrey, David, Frank | Individual | TSCG, INC | MEMBER | 12/2020 | 25-50% |