Hedge Fund Database

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Adviser information for LASALLE ST. INVESTMENT ADVISORS, L.L.C. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 141
Investment Advisory/Research 134
Registered Broker-Dealer Representatives 113
Registered State Investment Advisers 134
Licensed Agents of an Insurance Company 118
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,270 $780.0M
Non-Discretionary 7,152 $2.7B
Total 10,422 $3.5B

Clients

Type Number RAUM
Individuals 9,627 $1.6B
HNW Individuals 453 $1.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 274 $270.2M
Charitable organizations <5 $633,667
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 66 $56.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-33422
SEC ERA File Number 801-33422
SEC CIK Numbers 1966193
SEC CRD Numbers 109701
Legal Entity Identifier None

Principal Office

940 N. INDUSTRIAL DR.
ELMHURST
IL
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 630-600-0500, Fax: 630-600-0339

Websites

www.linkedin.com/company/91907/ www.lasallest.com twitter.com/lasallestsec www.facebook.com/lasallestsecurities/

Chief Compliance Officer

VINCENT INCERTO
940 N INDUSTRIAL DR.
ELMHURST
IL
United States
Tel: 630-600-0425
Fax: 630-600-0339
(Full email address available in API data)

Regulatory Contact

DANIEL J SCHLESSER
CHIEF FINANCIAL OFFICER
940 N. INDUSTRIAL DR.
ELMHURST
IL
United States
Tel: 630-600-0315
Fax: 630-600-0339
(Full email address available in API data)

Industry Affiliates

LASALLE ST SECURITIES, L.L.C. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
LASALLE ST. INSURANCE SERVICES, INC Insurance company or agency
TILDEN LOUCKS & WOODNORTH LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LASALLE ST. HOLDINGS, LLC ("LSH") FORMERLY KNOWN AS MCDERMOTT HOLDINGS 1, LP. Domestic Entity – SOLE OWNER/ MANAGER 04/1999 > 75%
SCHLESSER, DANIEL, JOHN Individual – CFO/SEC./TREAS. 11/1990 50-75%
BALDWIN, JAMES, CLAYTON Individual – CHIEF INVESTMENT OFFICER 01/2015 < 5%
INCERTO, VINCENT, EDWARD Individual – CHIEF COMPLIANCE OFFICER 01/2018 < 5%

No. Employees, Historic

20010002019202020212022202320242025111 on 4/26/2019111 on 5/2/2019111 on 5/10/2019111 on 6/14/2019111 on 7/12/2019111 on 9/11/2019111 on 1/31/2020111 on 1/31/2020111 on 1/31/2020111 on 1/31/2020111 on 3/4/2020119 on 3/19/2020119 on 6/29/2020119 on 7/6/2020119 on 9/30/2020119 on 10/26/2020118 on 3/25/2021118 on 4/1/2021118 on 5/28/2021118 on 7/27/2021118 on 1/3/2022127 on 3/28/2022127 on 3/28/2022127 on 3/30/2022127 on 10/20/2022127 on 11/4/2022127 on 2/10/2023127 on 3/3/2023131 on 3/29/2023131 on 6/6/2023131 on 6/9/2023141 on 3/27/2024

RAUM, Historic

4B2B020192020202120222023202420251306175265 on 4/26/20191306175265 on 5/2/20191306175265 on 5/10/20191306175265 on 6/14/20191306175265 on 7/12/20191306175265 on 9/11/20191306175265 on 1/31/20201306175265 on 1/31/20201306175265 on 1/31/20201306175265 on 1/31/20201306175265 on 3/4/20201738547603 on 3/19/20201738547603 on 6/29/20201738547603 on 7/6/20201738547603 on 9/30/20201738547603 on 10/26/20202130664032 on 3/25/20212130664032 on 4/1/20212130664032 on 5/28/20212130664032 on 7/27/20212130664032 on 1/3/20222947616140 on 3/28/20222947616140 on 3/28/20222947616140 on 3/30/20222947616140 on 10/20/20222947616140 on 11/4/20222947616140 on 2/10/20232947616140 on 3/3/20232728117681 on 3/29/20232728117681 on 6/6/20232728117681 on 6/9/20233475023837 on 3/27/2024

No. Clients, Historic

20,00010,000020192020202120222023202420254570 on 4/26/20194570 on 5/2/20194570 on 5/10/20194570 on 6/14/20194570 on 7/12/20194570 on 9/11/20194570 on 1/31/20204570 on 1/31/20204570 on 1/31/20204570 on 1/31/20204570 on 3/4/20205091 on 3/19/20205091 on 6/29/20205091 on 7/6/20205091 on 9/30/20205091 on 10/26/20205826 on 3/25/20215826 on 4/1/20215826 on 5/28/20215826 on 7/27/20215826 on 1/3/20227703 on 3/28/20227703 on 3/28/20227703 on 3/30/20227703 on 10/20/20227703 on 11/4/20227703 on 2/10/20237703 on 3/3/20238533 on 3/29/20238533 on 6/6/20238533 on 6/9/202310422 on 3/27/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 279 3K –
ABBOTT LABS COM 249 2K –
ABBVIE INC COM 853 5K –
ADOBE INC COM 378 680 –
AIR PRODS &CHEMS INC COM 392 2K –
ALLSTATE CORP COM 368 2K –
ALPHABET INC CAP STK CL C 541 3K –
ALPHABET INC CAP STK CL A 1K 6K –
ALTRIA GROUP INC COM 283 6K –
AMAZON COM INC COM 3K 17K –
AMBEV SA SPONSORED ADR 41 20K –
AMERICAN EXPRESS CO COM 439 2K –
AMERICAN TOWER CORP NEW COM 224 1K –
APPLE INC COM 7K 34K –
ARK ETF TR INNOVATION ETF 254 6K –
ASTRAZENECA PLC SPONSORED ADR 251 3K –
AT&T INC COM 489 26K –
AVIENT CORPORATION COM 240 5K –
BARCLAYS BANK PLC IPTH SR B S&P 2K 173K –
BARRICK GOLD CORP COM 391 23K –
BECTON DICKINSON &CO COM 278 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 823 2K –
BLACKROCK MULTI SECTOR INC T COM 176 12K –
BOEING CO COM 683 4K –
BROADCOM INC COM 618 384 –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 244 14K –
CHESAPEAKE UTILS CORP COM 560 7K –
CHEVRON CORP NEW COM 1K 7K –
CHIPOTLE MEXICAN GRILL INC COM 226 4K –
CHUBB LIMITED COM 301 1K –
COCA COLA CO COM 338 5K –
COLGATE PALMOLIVE CO COM 499 5K –
CONSTELLATION ENERGY CORP COM 924 5K –
COSTCO WHSL CORP NEW COM 1K 1K –
CSX CORP COM 736 22K –
DANAHER CORPORATION COM 327 1K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2K 82K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 1K 55K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 684 16K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1K 40K –
DISNEY WALT CO COM 297 3K –
EATON CORP PLC SHS 225 718 –
ELDORADO GOLD CORP NEW COM 237 16K –
ELI LILLY &CO COM 395 436 –
ENBRIDGE INC COM 484 14K –
ENERGY TRANSFER L P COM UT LTD PTN 830 51K –
ESSENTIAL UTILS INC COM 298 8K –
EXELON CORP COM 515 15K –
EXXON MOBIL CORP COM 4K 35K –
FIDELITY NATL INFORMATION SV COM 255 1K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 226 4K –
FIRST TR MORNINGSTAR DIVID L SHS 231 6K –
FLEXSHARES TR MORNSTAR UPSTR 922 23K –
FREEPORT-MCMORAN INC CL B 297 6K –
GUINNESS ATKINSON FDS SMARTETFS DIVID 252 9K –
HANNON ARMSTRONG SUST INFR C COM 1K 34K –
HCA HEALTHCARE INC COM 686 2K –
HOME DEPOT INC COM 454 1K –
HONEYWELL INTL INC COM 201 940 –
INNOVATOR ETFS TRUST US EQTY PWR BUF 598 15K –
INTERCONTINENTAL EXCHANGE IN COM 221 2K –
INTERNATIONAL BUSINESS MACHS COM 462 3K –
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 593 25K –
INVESCO QQQ TR UNIT SER 1 2K 3K –
ISHARES GOLD TR ISHARES NEW 240 5K –
ISHARES TR CORE S&P TTL STK 326 3K –
ISHARES TR TIPS BD ETF 257 2K –
ISHARES TR CORE S&P500 ETF 2K 4K –
ISHARES TR MSCI EMG MKT ETF 937 22K –
ISHARES TR GLOB HLTHCRE ETF 266 3K –
ISHARES TR S&P 500 VAL ETF 223 1K –
ISHARES TR MSCI EAFE ETF 1K 15K –
ISHARES TR CORE S&P MCP ETF 431 7K –
ISHARES TR RUSSELL 2000 ETF 636 3K –
ISHARES TR CORE S&P US VLU 9K 105K –
ISHARES TR CORE S&P SCP ETF 2K 18K –
ISHARES TR ISHS 5-10YR INVT 9K 175K –
ISHARES TR SHORT TREAS BD 41K 369K –
ISHARES TR PFD AND INCM SEC 249 8K –
ISHARES TR 10+ YR INVST GRD 940 19K –
ISHARES TR CORE MSCI EAFE 220 3K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 232 5K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 263 5K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 404 8K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 290 6K –
JOHNSON &JOHNSON COM 1K 8K –
JPMORGAN CHASE &CO. COM 477 2K –
LOCKHEED MARTIN CORP COM 396 848 –
LOWES COS INC COM 246 1K –
MARATHON PETE CORP COM 508 3K –
MARRIOTT INTL INC NEW CL A 250 1K –
MASTERCARD INCORPORATED CL A 544 1K –
MCDONALDS CORP COM 431 2K –
MERCK &CO INC COM 2K 16K –
MICROSOFT CORP COM 2K 5K –
NETFLIX INC COM 571 846 –
NEW YORK CMNTY BANCORP INC COM 249 77K –
NEWMONT CORP COM 534 13K –
NIO INC SPON ADS 303 73K –
NORTHERN LTS FD TR IV INSPIRE INTL ETF 230 8K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 423 11K –
NORTHERN LTS FD TR IV INSPIRE CORP BD 603 26K –
NORTHERN LTS FD TR IV INSPIRE GBL HOPE 219 6K –
NVIDIA CORPORATION COM 2K 15K –
OLIN CORP COM PAR $1 290 6K –
ONEOK INC NEW COM 387 5K –
ORACLE CORP COM 208 1K –
PACER FDS TR TRENDPILOT US BD 1K 64K –
PACER FDS TR PACER US SMALL 232 5K –
PACER FDS TR US CASH COWS 100 576 11K –
PEPSICO INC COM 511 3K –
PHILIP MORRIS INTL INC COM 213 2K –
PIMCO ETF TR 25YR+ ZERO U S 2K 23K –
PROCTER AND GAMBLE CO COM 715 4K –
PROLOGIS INC. COM 407 4K –
PROSHARES TR INFLATN EXPECTNS 229 7K –
RIO TINTO PLC SPONSORED ADR 242 4K –
RTX CORPORATION COM 249 2K –
SALESFORCE INC COM 434 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 826 13K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 494 14K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 249 3K –
SELECT SECTOR SPDR TR SBI CONS STPLS 314 3K –
SELECT SECTOR SPDR TR FINANCIAL 830 11K –
SHELL PLC SPON ADS 489 7K –
SIBANYE STILLWATER LTD SPONSORED ADR 548 126K –
SPDR DOW JONES INDL AVERAGE UT SER 1 500 1K –
SPDR GOLD TR GOLD SHS 547 3K –
SPDR S&P 500 ETF TR TR UNIT 2K 4K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 892 2K –
SPDR SER TR PRTFLO S&P500 GW 376 5K –
SPDR SER TR S&P DIVID ETF 873 7K –
SPDR SER TR PORTFOLIO S&P600 2K 26K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 229 8K –
STARBUCKS CORP COM 257 3K –
TESLA INC COM 553 3K –
TEXAS PACIFIC LAND CORPORATI COM 225 306 –
THERMO FISHER SCIENTIFIC INC COM 256 463 –
TIMOTHY PLAN HIG DV STK ETF 208 6K –
TIMOTHY PLAN US LRGMD CP CORE 204 5K –
T-MOBILE US INC COM 312 2K –
TORTOISE ENERGY INFRA CORP COM 349 10K –
UFP TECHNOLOGIES INC COM 291 1K –
UNITED STS NAT GAS FD LP UNIT PAR 550 32K –
UNITEDHEALTH GROUP INC COM 771 2K –
VANECK ETF TRUST GOLD MINERS ETF 349 10K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2K 36K –
VANGUARD INDEX FDS S&P 500 ETF SHS 6K 13K –
VANGUARD INDEX FDS REAL ESTATE ETF 260 3K –
VANGUARD INDEX FDS EXTEND MKT ETF 2K 10K –
VANGUARD INDEX FDS GROWTH ETF 12K 33K –
VANGUARD INDEX FDS VALUE ETF 9K 58K –
VANGUARD INDEX FDS TOTAL STK MKT 3K 12K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 233 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 414 9K –
VANGUARD MALVERN FDS STRM INFPROIDX 608 13K –
VANGUARD MUN BD FDS TAX EXEMPT BD 474 9K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 458 8K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2K 11K –
VANGUARD WORLD FD EXTENDED DUR 2K 23K –
VANGUARD WORLD FD MEGA CAP INDEX 462 3K –
VERIZON COMMUNICATIONS INC COM 226 5K –
VISA INC COM CL A 1K 5K –
WALMART INC COM 531 8K –
WELLTOWER INC COM 233 2K –