SCHMITZ CAPITAL PARTNERS, LLC
Adviser information for SCHMITZ CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 197 | $115.0M |
| Non-Discretionary | 0 | $0 |
| Total | 197 | $115.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $22.3M |
| HNW Individuals | 91 | $92.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 103 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-33527 |
|---|---|
| SEC ERA File Number | 801-33527 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105702 |
| Legal Entity Identifier | None |
Principal Office
655 REDWOOD HWYSTE 109
MILL VALLEY
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 415-381-9075, Fax: 415-381-2917
Websites
Chief Compliance Officer
SCHMITZ, STEVEN JOSEPH
MANAGING MEMBER/CCO
655 REDWOOD HWY
SUITE 109
MILL VALLEY
CA
United States
Tel:
415-381-9075
Fax:
415-381-2917
S****@*****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL JOSEPH SCHMITZ
MANAGING MEMBER
655 REDWOOD HWY.
SUITE 109
MILL VALLEY
CA
United States
Tel:
415-381-9076
Fax:
415-381-2917
M***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHMITZ, STEVEN, JOSEPH | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 04/2015 | > 75% |