HARBOR FINANCIAL GROUP, INC.
Adviser information for HARBOR FINANCIAL GROUP, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 878 | $312.1M |
| Non-Discretionary | 6 | $4.4M |
| Total | 884 | $316.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 129 | $46.9M |
| HNW Individuals | 92 | $261.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $64,606 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-33557 |
|---|---|
| SEC ERA File Number | 801-33557 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105032 |
| Legal Entity Identifier | None |
Principal Office
1909 26TH STREET, SUITE 1ABOULDER
CO
United States
Monday - Friday, 7:30AM-5:00PM
Tel: 303-939-8788, Fax: 303-541-1059
Chief Compliance Officer
ELYSE D. FOSTER
1909 26TH STREET, SUITE 1A
BOULDER
CO
United States
Tel:
303-939-8788
Fax:
303-541-1059
E****@**************************M
(Full email address available in API data)
Regulatory Contact
DENISE GIVENS
ADMINISTRATOR, HARBOR FINANCIAL GROUP, INC.
1909 26TH STREET, SUITE 1A
BOULDER
CO
United States
Tel:
303-939-8788
Fax:
303-541-1059
D*******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOSTER, ELYSE, DOLPH | Individual | – | PRESIDENT | 04/1999 | 50-75% |
| FOSTER, ELYSE, DOLPH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2004 | 50-75% |
| MILLER, MEGAN, FOSTER | Individual | – | CHIEF INVESTMENT OFFICER | 03/2017 | 25-50% |
| BAHAM, JENNIFER, MARLOW | Individual | – | FINANCIAL PLANNING MANAGER & WEALTH MANAGER | 01/2021 | 5-10% |