HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC Legal Name
Adviser information for HFM WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 185 | $682.5M |
| Non-Discretionary | 1 | $2.4M |
| Total | 186 | $684.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 154 | $202.0M |
| HNW Individuals | 23 | $212.9M |
| Banking or thrift institutions | 3 | $258.7M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $6.4M |
| Charitable organizations | 3 | $3.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
ONE CONSTITUTION PLAZA, 9TH FLOORHARTFORD
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 860-241-0028, Fax: 888-307-6981
Websites
Chief Compliance Officer
ANN COHEN
MANAGING DIRECTOR
ONE CONSTITUTION PLAZA, 9TH FLOOR
HARTFORD
CT
United States
Tel:
860-241-0028
Fax:
888-307-6981
A******@************M
(Full email address available in API data)
Regulatory Contact
R. DARIO QUIROS
OWNER
ONE CONSTITUTION PLAZA, 9TH FLOOR
HARTFORD
CT
United States
Tel:
860-241-0028
Fax:
888-307-6981
R*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUIROS, RAFAEL, DARIO | Individual | – | OWNER | 10/1988 | > 75% |
| COHEN, ANN, EUGENIE | Individual | – | CHIEF COMPLIANCE OFFICER, TREASURER | 09/2004 | < 5% |
| QUIROS, KEVIN, CHARLES | Individual | – | PRESIDENT | 10/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 45K | 440 | – |
| ABBOTT LABS | COM | 5M | 50K | – |
| ABBVIE INC | COM | 4M | 25K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 5M | 16K | – |
| ACTINIUM PHARMACEUTICALS INC | COM | 2K | 266 | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 50K | 311 | – |
| AGILENT TECHNOLOGIES INC | COM | 14K | 110 | – |
| AIR PRODS & CHEMS INC | COM | 2M | 10K | – |
| AIRBNB INC | COM CL A | 5K | 35 | – |
| ALASKA AIR GROUP INC | COM | 202 | 5 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2K | 30 | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 24K | 100 | – |
| ALPHABET INC | CAP STK CL C | 4M | 22K | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| ALTRIA GROUP INC | COM | 2M | 46K | – |
| AMAZON COM INC | COM | 4M | 19K | – |
| AMBEV SA | SPONSORED ADR | 31K | 15K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 50 | 10 | – |
| AMERICAN ELEC PWR CO INC | COM | 246K | 3K | – |
| AMERICAN EXPRESS CO | COM | 754K | 3K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 5M | 40K | – |
| AMGEN INC | COM | 41K | 132 | – |
| AMPHENOL CORP NEW | CL A | 1K | 18 | – |
| ANALOG DEVICES INC | COM | 5K | 20 | – |
| APA CORPORATION | COM | 108K | 4K | – |
| APPLE INC | COM | 13M | 62K | – |
| APPLIED MATLS INC | COM | 8M | 33K | – |
| ARBUTUS BIOPHARMA CORP | COM | 3K | 900 | – |
| ARCHER DANIELS MIDLAND CO | COM | 6K | 100 | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 32K | 241 | – |
| ARK ETF TR | NEXT GNRTN INTER | 4K | 46 | – |
| ARK ETF TR | INNOVATION ETF | 46K | 1K | – |
| ARK ETF TR | AUTNMUS TECHNLGY | 2M | 37K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 221K | 3K | – |
| AT&T INC | COM | 138K | 7K | – |
| AURORA CANNABIS INC | COM | 93 | 20 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 4M | 15K | – |
| AVADEL PHARMACEUTICALS PLC | COM SHS | 21K | 2K | – |
| BANK AMERICA CORP | COM | 2M | 51K | – |
| BANK NEW YORK MELLON CORP | COM | 35K | 577 | – |
| BARNES GROUP INC | COM | 29K | 700 | – |
| BARRICK GOLD CORP | COM | 6K | 330 | – |
| BAXTER INTL INC | COM | 98K | 3K | – |
| BAYTEX ENERGY CORP | COM | 49K | 14K | – |
| BECTON DICKINSON & CO | COM | 2M | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| BEST BUY INC | COM | 27K | 316 | – |
| BIOGEN INC | COM | 7K | 30 | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 2K | 28 | – |
| BLACKSTONE INC | COM | 63K | 512 | – |
| BLOCK INC | CL A | 2K | 31 | – |
| BOEING CO | COM | 2M | 10K | – |
| BOISE CASCADE CO DEL | COM | 6K | 52 | – |
| BP PLC | SPONSORED ADR | 72K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 923K | 22K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| CADENCE DESIGN SYSTEM INC | COM | 10K | 33 | – |
| CAPITAL ONE FINL CORP | COM | 415K | 3K | – |
| CARDIOL THERAPEUTICS INC | COM CL A | 8K | 4K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 11K | 614 | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 23K | – |
| CATERPILLAR INC | COM | 7M | 22K | – |
| CEDAR FAIR L P | DEPOSITRY UNIT | 3K | 50 | – |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 667 | 18 | – |
| CENNTRO INC | COM | 6 | 4 | – |
| CENTERPOINT ENERGY INC | COM | 72K | 2K | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 2K | 2K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 87K | 528 | – |
| CHEMOURS CO | COM | 58K | 3K | – |
| CHEVRON CORP NEW | COM | 6M | 40K | – |
| CISCO SYS INC | COM | 110K | 2K | – |
| CITIGROUP INC | COM NEW | 46K | 721 | – |
| CLEVELAND-CLIFFS INC NEW | COM | 8K | 500 | – |
| CLOROX CO DEL | COM | 32K | 231 | – |
| CME GROUP INC | COM | 2M | 8K | – |
| CNH INDL N V | SHS | 31K | 3K | – |
| COCA COLA CO | COM | 662K | 10K | – |
| COCA-COLA FEMSA SAB DE CV | SPONSORD ADR REP | 28K | 332 | – |
| COHEN & STEERS REIT & PFD & | COM | 9K | 444 | – |
| COINBASE GLOBAL INC | COM CL A | 9K | 40 | – |
| COLGATE PALMOLIVE CO | COM | 149K | 2K | – |
| COMCAST CORP NEW | CL A | 1M | 35K | – |
| COMPASS MINERALS INTL INC | COM | 517 | 50 | – |
| COMPASS THERAPEUTICS INC | COM | 1K | 1K | – |
| COMSTOCK INC | COM NEW | 1K | 8K | – |
| CONAGRA BRANDS INC | COM | 40K | 1K | – |
| CONOCOPHILLIPS | COM | 14K | 119 | – |
| CONSOLIDATED EDISON INC | COM | 14K | 152 | – |
| CONSTELLATION ENERGY CORP | COM | 1M | 7K | – |
| CORE SCIENTIFIC INC NEW | COM | 93 | 10 | – |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 183 | 21 | – |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 113 | 25 | – |
| CORNING INC | COM | 943K | 24K | – |
| CORTEVA INC | COM | 700K | 13K | – |
| COSTCO WHSL CORP NEW | COM | 12M | 15K | – |
| COTERRA ENERGY INC | COM | 23K | 853 | – |
| CSX CORP | COM | 8M | 251K | – |
| CUMMINS INC | COM | 2M | 7K | – |
| CVS HEALTH CORP | COM | 2M | 35K | – |
| DANAHER CORPORATION | COM | 4M | 16K | – |
| DARDEN RESTAURANTS INC | COM | 23K | 150 | – |
| DECKERS OUTDOOR CORP | COM | 18K | 19 | – |
| DEERE & CO | COM | 4M | 12K | – |
| DELTA AIR LINES INC DEL | COM NEW | 3K | 55 | – |
| DEVON ENERGY CORP NEW | COM | 63K | 1K | – |
| DIAGEO PLC | SPON ADR NEW | 756K | 6K | – |
| DIREXION SHS ETF TR | DLY SMCAP BULL3X | 46K | 1K | – |
| DISNEY WALT CO | COM | 4M | 41K | – |
| DOMINION ENERGY INC | COM | 2M | 49K | – |
| DOW INC | COM | 934K | 18K | – |
| DRAFTKINGS INC NEW | COM CL A | 4K | 92 | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 18K | – |
| DUPONT DE NEMOURS INC | COM | 1M | 18K | – |
| EATON CORP PLC | SHS | 6M | 20K | – |
| EBAY INC. | COM | 12K | 231 | – |
| EDWARDS LIFESCIENCES CORP | COM | 3K | 30 | – |
| ELEVANCE HEALTH INC | COM | 206K | 380 | – |
| ELI LILLY & CO | COM | 14M | 15K | – |
| EMERSON ELEC CO | COM | 2M | 18K | – |
| ENBRIDGE INC | COM | 2M | 61K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 440K | 27K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 946K | 33K | – |
| ENVESTNET INC | COM | 75K | 1K | – |
| EQT CORP | COM | 14K | 370 | – |
| EQUITRANS MIDSTREAM CORP | COM | 5K | 376 | – |
| ETF SER SOLUTIONS | US GLB JETS | 2K | 80 | – |
| EVERSOURCE ENERGY | COM | 7K | 130 | – |
| EXELON CORP | COM | 710K | 21K | – |
| EXXON MOBIL CORP | COM | 6M | 53K | – |
| FACTSET RESH SYS INC | COM | 31K | 75 | – |
| FAIR ISAAC CORP | COM | 18K | 12 | – |
| FASTENAL CO | COM | 25K | 405 | – |
| FEDEX CORP | COM | 600K | 2K | – |
| FENNEC PHARMACEUTICALS INC | COM | 298K | 49K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 5M | 35K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 1K | 26 | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 4M | 93K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 5M | 142K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 6M | 159K | – |
| FORTINET INC | COM | 55K | 912 | – |
| FORTIVE CORP | COM | 289K | 4K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 75K | 2K | – |
| FREEPORT-MCMORAN INC | CL B | 748K | 15K | – |
| FRESENIUS MEDICAL CARE AG | SPONSORED ADR | 36K | 2K | – |
| FUBOTV INC | COM | 496 | 400 | – |
| FURY GOLD MINES LIMITED | COM | 2K | 5K | – |
| GE AEROSPACE | COM NEW | 343K | 2K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 54K | 692 | – |
| GE VERNOVA INC | COM | 91K | 532 | – |
| GENERAL MLS INC | COM | 253K | 4K | – |
| GENUINE PARTS CO | COM | 3M | 19K | – |
| GILEAD SCIENCES INC | COM | 36K | 530 | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 870 | 3K | – |
| GLOBAL PMTS INC | COM | 41K | 422 | – |
| GOLDMAN SACHS ETF TR | ACES INVSTMNT GR | 2M | 49K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GRAIL INC | COM | 692 | 45 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 232K | 2K | – |
| HERSHEY CO | COM | 317K | 2K | – |
| HOME DEPOT INC | COM | 7M | 22K | – |
| HONEYWELL INTL INC | COM | 6M | 28K | – |
| HP INC | COM | 8K | 216 | – |
| IAC INC | COM NEW | 2K | 40 | – |
| IDEXX LABS INC | COM | 4K | 8 | – |
| ILLINOIS TOOL WKS INC | COM | 5M | 22K | – |
| ILLUMINA INC | COM | 29K | 275 | – |
| INCYTE CORP | COM | 2K | 35 | – |
| ING GROEP N.V. | SPONSORED ADR | 19K | 1K | – |
| INGERSOLL RAND INC | COM | 141K | 2K | – |
| INGEVITY CORP | COM | 21K | 484 | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 33K | 968 | – |
| INTEL CORP | COM | 877K | 28K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 68K | 500 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 10K | – |
| INTERNATIONAL PAPER CO | COM | 118K | 3K | – |
| INTERPUBLIC GROUP COS INC | COM | 21K | 724 | – |
| INTUITIVE SURGICAL INC | COM NEW | 3K | 6 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 93K | 472 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 5M | 74K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 3M | 94K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT | 397K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 2M | 72K | – |
| INVESCO QQQ TR | UNIT SER 1 | 462K | 964 | – |
| ISHARES TR | US INDUSTRIALS | 14K | 117 | – |
| ISHARES TR | US HLTHCARE ETF | 16K | 255 | – |
| ISHARES TR | SELECT DIVID ETF | 13K | 110 | – |
| ISHARES TR | S&P 500 VAL ETF | 17K | 94 | – |
| ISHARES TR | RUSSELL 2000 ETF | 52K | 258 | – |
| ISHARES TR | RUS 1000 GRW ETF | 515K | 1K | – |
| ISHARES TR | NATIONAL MUN ETF | 124K | 1K | – |
| ISHARES TR | ISHARES BIOTECH | 14K | 100 | – |
| ISHARES TR | IBONDS DEC 2032 | 210K | 9K | – |
| ISHARES TR | EXPONENTIAL TECH | 129K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 59K | 107 | – |
| ISHARES TR | CORE S&P SCP ETF | 371K | 3K | – |
| ISHARES TR | 20 YR TR BD ETF | 56K | 608 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 561K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 46K | – |
| J P MORGAN EXCHANGE TRADED F | U S TECH LEADERS | 4M | 61K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 11M | 227K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 7M | 162K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 27M | 592K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 55K | 1K | – |
| JOHNSON & JOHNSON | COM | 5M | 34K | – |
| JOHNSON CTLS INTL PLC | SHS | 1M | 19K | – |
| JPMORGAN CHASE & CO. | COM | 11M | 54K | – |
| JUNIPER NETWORKS INC | COM | 30K | 824 | – |
| KEYCORP | COM | 396K | 28K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 7K | 50 | – |
| KIMBERLY-CLARK CORP | COM | 3M | 19K | – |
| KINDER MORGAN INC DEL | COM | 34K | 2K | – |
| KLA CORP | COM NEW | 2M | 2K | – |
| KRANESHARES TRUST | ELEC VEH FUTUR | 1K | 70 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 10K | 378 | – |
| LAM RESEARCH CORP | COM | 105K | 99 | – |
| LAMB WESTON HLDGS INC | COM | 39K | 466 | – |
| LAUDER ESTEE COS INC | CL A | 623K | 6K | – |
| LITHIUM AMERS CORP NEW | COM SHS | 402 | 150 | – |
| LOCKHEED MARTIN CORP | COM | 97K | 208 | – |
| LOWES COS INC | COM | 2M | 7K | – |
| LUCID GROUP INC | COM | 181 | 69 | – |
| LYFT INC | CL A COM | 4K | 300 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 574K | 6K | – |
| M & T BK CORP | COM | 174K | 1K | – |
| MARATHON OIL CORP | COM | 12K | 429 | – |
| MARATHON PETE CORP | COM | 2M | 9K | – |
| MASTERCARD INCORPORATED | CL A | 513K | 1K | – |
| MATCH GROUP INC NEW | COM | 4K | 119 | – |
| MCCORMICK & CO INC | COM NON VTG | 2M | 26K | – |
| MCDONALDS CORP | COM | 1M | 4K | – |
| MEDTRONIC PLC | SHS | 38K | 486 | – |
| MERCK & CO INC | COM | 3M | 26K | – |
| META PLATFORMS INC | CL A | 2M | 5K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 3K | 2 | – |
| MICROSOFT CORP | COM | 22M | 50K | – |
| MKS INSTRS INC | COM | 62K | 473 | – |
| MODERNA INC | COM | 30K | 250 | – |
| MONDELEZ INTL INC | CL A | 3M | 39K | – |
| MORGAN STANLEY | COM NEW | 83K | 858 | – |
| MYRIAD GENETICS INC | COM | 1K | 60 | – |
| NATERA INC | COM | 2K | 20 | – |
| NATIONAL FUEL GAS CO | COM | 1M | 27K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 114K | 2K | – |
| NATIXIS ETF TR | LOOMIS SAYLES | 66K | 3K | – |
| NETAPP INC | COM | 32K | 249 | – |
| NETFLIX INC | COM | 545K | 808 | – |
| NEW JERSEY RES CORP | COM | 3M | 77K | – |
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 17K | 217 | – |
| NEWMONT CORP | COM | 37K | 873 | – |
| NEXTERA ENERGY INC | COM | 3M | 48K | – |
| NIKE INC | CL B | 98K | 1K | – |
| NIOCORP DEVS LTD | COM NEW | 3K | 1K | – |
| NISOURCE INC | COM | 118K | 4K | – |
| NORFOLK SOUTHN CORP | COM | 4M | 17K | – |
| NORTHWEST NAT HLDG CO | COM | 8K | 235 | – |
| NOUVEAU MONDE GRAPHITE INC | COM NEW | 16K | 8K | – |
| NOVARTIS AG | SPONSORED ADR | 2K | 19 | – |
| NOVO-NORDISK A S | ADR | 62K | 432 | – |
| NUCOR CORP | COM | 237K | 2K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 14K | 1K | – |
| NVIDIA CORPORATION | COM | 6M | 48K | – |
| OKTA INC | CL A | 47K | 500 | – |
| OMNICOM GROUP INC | COM | 54K | 600 | – |
| ONEOK INC NEW | COM | 141K | 2K | – |
| ORACLE CORP | COM | 4M | 30K | – |
| OTIS WORLDWIDE CORP | COM | 1M | 13K | – |
| PACCAR INC | COM | 124K | 1K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 32K | 1K | – |
| PALO ALTO NETWORKS INC | COM | 190K | 559 | – |
| PARKER-HANNIFIN CORP | COM | 5M | 10K | – |
| PAYCHEX INC | COM | 1M | 11K | – |
| PAYPAL HLDGS INC | COM | 69K | 1K | – |
| PAYSAFE LIMITED | SHS | 89 | 5 | – |
| PENN ENTERTAINMENT INC | COM | 1K | 70 | – |
| PEPSICO INC | COM | 5M | 31K | – |
| PFIZER INC | COM | 168K | 6K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 869K | 17K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 21K | – |
| PHILLIPS 66 | COM | 3M | 20K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 606K | 34K | – |
| POST HLDGS INC | COM | 4K | 39 | – |
| POTLATCHDELTIC CORPORATION | COM | 1M | 29K | – |
| PROCTER AND GAMBLE CO | COM | 5M | 32K | – |
| PROGYNY INC | COM | 2K | 55 | – |
| PROLOGIS INC. | COM | 2M | 17K | – |
| PROSHARES TR | ULTRA FNCLS NEW | 27K | 420 | – |
| PROSHARES TR | S&P MDCP 400 DIV | 294K | 4K | – |
| PUBLIC STORAGE OPER CO | COM | 119K | 412 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 95K | 1K | – |
| QORVO INC | COM | 3K | 25 | – |
| QUALCOMM INC | COM | 181K | 907 | – |
| QUANTUM COMPUTING INC | COM | 126 | 250 | – |
| QUANTUMSCAPE CORP | COM CL A | 542 | 110 | – |
| RALLYBIO CORP | COM | 9K | 7K | – |
| RAYONIER INC | COM | 58K | 2K | – |
| REALTY INCOME CORP | COM | 18K | 350 | – |
| REGENERON PHARMACEUTICALS | COM | 4K | 4 | – |
| REGIONS FINANCIAL CORP NEW | COM | 100K | 5K | – |
| RESTAURANT BRANDS INTL INC | COM | 23K | 330 | – |
| RH | COM | 3K | 11 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 7K | 530 | – |
| ROBERT HALF INC. | COM | 2K | 29 | – |
| ROBLOX CORP | CL A | 7K | 192 | – |
| ROYAL CARIBBEAN GROUP | COM | 114K | 714 | – |
| RTX CORPORATION | COM | 4M | 39K | – |
| SALESFORCE INC | COM | 60K | 235 | – |
| SCHLUMBERGER LTD | COM STK | 38K | 799 | – |
| SCHWAB CHARLES CORP | COM | 133K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 52K | 232 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 44K | 300 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 2K | 13 | – |
| SELECT SECTOR SPDR TR | INDL | 15K | 126 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 107K | 3K | – |
| SELECT SECTOR SPDR TR | ENERGY | 16K | 173 | – |
| SEMPRA | COM | 4K | 47 | – |
| SERVICENOW INC | COM | 34K | 43 | – |
| SHOPIFY INC | CL A | 9K | 136 | – |
| SNOWFLAKE INC | CL A | 34K | 250 | – |
| SOLVENTUM CORP | COM SHS | 5K | 100 | – |
| SOUTHERN CO | COM | 3M | 32K | – |
| SOUTHERN COPPER CORP | COM | 34K | 319 | – |
| SPDR GOLD TR | GOLD SHS | 603K | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 63K | 115 | – |
| SPDR SER TR | PRTFLO S&P500 VL | 22K | 459 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 7K | 85 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 897K | 14K | – |
| SPIRIT AIRLS INC | COM | 5K | 1K | – |
| STANLEY BLACK & DECKER INC | COM | 169K | 2K | – |
| STARBUCKS CORP | COM | 3K | 42 | – |
| STMICROELECTRONICS N V | NY REGISTRY | 4K | 105 | – |
| STURM RUGER & CO INC | COM | 3K | 65 | – |
| SYNOPSYS INC | COM | 9K | 15 | – |
| SYSCO CORP | COM | 1M | 18K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 10K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 6K | 37 | – |
| TARGET CORP | COM | 2M | 14K | – |
| TC ENERGY CORP | COM | 19K | 496 | – |
| TERADYNE INC | COM | 4K | 29 | – |
| TESLA INC | COM | 211K | 1K | – |
| TEXAS INSTRS INC | COM | 4M | 18K | – |
| TEXTRON INC | COM | 34K | 400 | – |
| TG THERAPEUTICS INC | COM | 6K | 353 | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 3K | – |
| TJX COS INC NEW | COM | 2M | 17K | – |
| TORONTO DOMINION BK ONT | COM NEW | 559K | 10K | – |
| TRACTOR SUPPLY CO | COM | 16K | 60 | – |
| TRANE TECHNOLOGIES PLC | SHS | 537K | 2K | – |
| TRAVELERS COMPANIES INC | COM | 57K | 278 | – |
| TRIMBLE INC | COM | 10K | 175 | – |
| TRUIST FINL CORP | COM | 171K | 4K | – |
| UGI CORP NEW | COM | 86K | 4K | – |
| ULTA BEAUTY INC | COM | 8K | 20 | – |
| UNILEVER PLC | SPON ADR NEW | 101K | 2K | – |
| UNION PAC CORP | COM | 3M | 12K | – |
| UNITED AIRLS HLDGS INC | COM | 10K | 200 | – |
| UNITED PARCEL SERVICE INC | CL B | 958K | 7K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| US BANCORP DEL | COM NEW | 1M | 34K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 16K | 63 | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 21K | 247 | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 19K | 58 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 41K | 155 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 517K | 1K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 23K | 400 | – |
| VANGUARD WORLD FD | INF TECH ETF | 6M | 11K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 80K | 300 | – |
| VEEVA SYS INC | CL A COM | 9K | 50 | – |
| VERALTO CORP | COM SHS | 60K | 626 | – |
| VERISIGN INC | COM | 3K | 15 | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 34K | – |
| VERTEX PHARMACEUTICALS INC | COM | 5K | 10 | – |
| VERU INC | COM | 4K | 5K | – |
| VIATRIS INC | COM | 3K | 297 | – |
| VILLAGE FARMS INTL INC | COM | 255 | 250 | – |
| VIMEO INC | COMMON STOCK | 120 | 32 | – |
| VISA INC | COM CL A | 4M | 15K | – |
| VOLITIONRX LTD | COM | 3K | 5K | – |
| WALMART INC | COM | 1M | 16K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 13K | 2K | – |
| WASTE MGMT INC DEL | COM | 8M | 36K | – |
| WATSCO INC | COM | 25K | 55 | – |
| WEBSTER FINL CORP | COM | 70K | 2K | – |
| WELLS FARGO CO NEW | COM | 570K | 10K | – |
| WESTROCK CO | COM | 832K | 17K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 660K | 23K | – |
| WILLIAMS COS INC | COM | 2M | 51K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 63K | 1K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 71K | 2K | – |
| YUM BRANDS INC | COM | 243K | 2K | – |
| YUM CHINA HLDGS INC | COM | 60K | 2K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 49K | 160 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 592 | 10 | – |