FINANCIAL ADVISORY CORPORATION
Adviser information for FINANCIAL ADVISORY CORPORATION last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,180 | $913.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,180 | $913.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $50.0M |
| HNW Individuals | 126 | $449.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $34.7M |
| Charitable organizations | 14 | $289.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $89.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCOMBINATION OF ASSETS UNDER MANAGEMENT, NET WORTH, AND BASE FEE. |
Identifiers
| SEC RIA File Number | 801-33761 |
|---|---|
| SEC ERA File Number | 801-33761 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105472 |
| Legal Entity Identifier | None |
Principal Office
4251 CASCADE ROAD S.E.GRAND RAPIDS
MI
United States
Monday - Friday, 8:00 A.M.- 4:30 P.M.
Tel: 616-235-5260, Fax: 616-235-0512
Chief Compliance Officer
LORAN J. FILSON
CHIEF OPERATIONS OFFICER/WEALTH ADVISOR
4251 CASCADE ROAD S.E.
GRAND RAPIDS
MI
United States
Tel:
616-235-5260
Fax:
616-235-0512
L****@************M
(Full email address available in API data)
Regulatory Contact
PAUL G. ANTHES
PRESIDENT
4251 CASCADE ROAD S.E.
GRAND RAPIDS
MI
United States
Tel:
616-235-5260
Fax:
616-235-0512
P***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FILSON, LORAN, JAY | Individual | – | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | 07/1998 | 25-50% |
| ANTHES, PAUL, GEORGE | Individual | – | PRESIDENT | 07/1988 | 50-75% |
| VANDER MEYDEN, JOEL, DAVID | Individual | – | WEALTH ADVISOR | 10/2005 | < 5% |
| STILL, CHRISTOPHER, MICHAEL | Individual | – | WEALTH ADVISOR | 10/2013 | < 5% |