MACDOUGALL FINANCIAL COUNSELING
Adviser information for MACDOUGALL FINANCIAL COUNSELING last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 401 | $380.0M |
| Non-Discretionary | 0 | $0 |
| Total | 401 | $380.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $34.2M |
| HNW Individuals | 63 | $323.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $22.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 148 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-33838 |
|---|---|
| SEC ERA File Number | 801-33838 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104644 |
| Legal Entity Identifier | None |
Principal Office
2364 ROUTE 66DELMONT
PA
United States
Monday - Friday, 9-5
Tel: 724-468-1300, Fax: 724-468-1301
Chief Compliance Officer
ALLAN MACDOUGALL III
PRESIDENT
2364 ROUTE 66
DELMONT
PA
United States
Tel:
724-468-1300
Fax:
724-468-1301
L****@**********************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH L. MACDOUGALL
VICE PRESIDENT
2364 ROUTE 66
DELMONT
PA
United States
Tel:
724-468-1300
Fax:
724-468-1301
L**@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACDOUGALL, ALLAN | Individual | – | PRESIDENT, WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER | 12/2008 | > 75% |
| MacDougall, Elizabeth, Laughlin | Individual | – | VICE PRESIDENT, WEALTH ADVISOR, COMPLIANCE MANAGER | 12/2023 | 10-25% |