THE HOGAN-KNOTTS FINANCIAL GROUP, INC.
Adviser information for THE HOGAN-KNOTTS FINANCIAL GROUP, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 655 | $276.7M |
| Non-Discretionary | 0 | $0 |
| Total | 655 | $276.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $25.8M |
| HNW Individuals | 83 | $220.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $27.1M |
| Charitable organizations | <5 | $270,015 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 182 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-33850 |
|---|---|
| SEC ERA File Number | 801-33850 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106758 |
| Legal Entity Identifier | None |
Principal Office
298 BROAD STRED BANK
NJ
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 732-842-7400, Fax: N/A
Websites
Chief Compliance Officer
TIMOTHY A. KNOTTS, CFP
CHIEF COMPLIANCE OFFICER
THE HOGAN-KNOTTS FINANCIAL GROUP
298 BROAD ST
RED BANK
NJ
United States
Tel:
1-732-842-7400
Fax:
N/A
T******@*******Z
(Full email address available in API data)
Regulatory Contact
ROBERT E. HOGAN, CFP
PRESIDENT
298 BROAD STREET
RED BANK
NJ
United States
Tel:
732-842-7400
R*****@*******Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOGAN, ROBERT, EDWARD | Individual | – | PRESIDENT | 04/1988 | 50-75% |
| KNOTTS, TIMOTHY, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2004 | 50-75% |