VERUS ADVISORY, INC.
Adviser information for VERUS ADVISORY, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 88 |
|---|---|
| Investment Advisory/Research | 82 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 40 | $4.4B |
| Non-Discretionary | 66 | $6.6B |
| Total | 106 | $11.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 26 | $4.8B |
| Charitable organizations | 20 | $1.8B |
| State or municipal gov entities | 1 | $79.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $4.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 104 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesA PERCENTAGE OF ASSETS UNDER CONSULTATIVE REVIEW |
Identifiers
| SEC RIA File Number | 801-33895 |
|---|---|
| SEC ERA File Number | 801-33895 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110565 |
| Legal Entity Identifier | 549300YGSB21LK32EW71 |
Principal Office
800 FIFTH AVENUESUITE 3900
SEATTLE
WA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 206-622-3700, Fax: 206-622-0548
Chief Compliance Officer
WARREN SPENCER
CHIEF COMPLIANCE OFFICER
800 FIFTH AVENUE
SUITE 3900
SEATTLE
WA
United States
Tel:
(206)622-3700
Fax:
(206)622-0548
W*******@*******************M
(Full email address available in API data)
Regulatory Contact
KRAIG MCCOY
CHIEF FINANCIAL OFFICER
800 FIFTH AVENUE
SUITE 3900
SEATTLE
WA
United States
Tel:
(206)622-3700
Fax:
(206)622-0548
K*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACLEAN, JEFFREY, JAMES | Individual | – | DIRECTOR/CEO/SHAREHOLDER | 08/2001 | < 5% |
| HEIER, SHELLY, JEAN | Individual | – | DIRECTOR/PRESIDENT/SENIOR CONSULTANT/SHAREHOLDER | 01/2007 | 5-10% |
| WHALEN, SCOTT, JEROME | Individual | – | EVP/SENIOR CONSULTANT/SHAREHOLDER | 01/2007 | 5-10% |
| VERUS HOLDINGS COMPANY | Domestic Entity | – | SHAREHOLDER | 04/2012 | > 75% |
| MACLEAN, JEFFREY, JAMES | Individual | VERUS HOLDINGS COMPANY | SHAREHOLDER | 04/2012 | 50-75% |
| MCCOY, KRAIG, STUART | Individual | – | CHIEF FINANCIAL OFFICER/SHAREHOLDER | 11/2013 | < 5% |
| SPENCER, WARREN, R | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2014 | < 5% |
| Toner, Ian, M | Individual | – | CHIEF INVESTMENT OFFICER, SHAREHOLDER | 07/2017 | < 5% |