Hedge Fund Database

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT INC. Legal Name

Adviser information for IMS CAPITAL MANAGEMENT last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 521 $382.8M
Non-Discretionary 49 $9.3M
Total 570 $392.1M

Clients

Type Number RAUM
Individuals 240 $181.4M
HNW Individuals 19 $49.4M
Banking or thrift institutions 0 $0
Investment companies 1 $57.8M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $458,847
Charitable organizations 11 $21.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $62.0M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $19.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUM

Identifiers

SEC RIA File Number 801-33939
SEC ERA File Number 801-33939
SEC CIK Numbers 1343916
SEC CRD Numbers 105939
Legal Entity Identifier None

Principal Office

8995 S.E. OTTY ROAD
PORTLAND
OR
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 503-788-4200, Fax: 503-788-4100

Websites

www.imsfunds.com/ www.imscapital.com/ www.facebook.com/ims-capital-management-208398662513134/?ref=bookmarks twitter.com/imscapital www.linkedin.com/company/6407283/

Chief Compliance Officer

CHRISTOPHER L MAGANA
PRESIDENT, CCO
8995 S.E. OTTY ROAD
PORTLAND
OR
United States
Tel: 503-788-4200
Fax: 503-788-4100
(Full email address available in API data)

Regulatory Contact

MARKER, CARL
CHAIRMAN,CEO AND CHIEF INVESTMENT OFFICER
8995 S.E. OTTY ROAD
PORTLAND
OR
United States
Tel: 503-788-4200
Fax: 503-788-4100
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MARKER, CARL, WILLIAM Individual – CEO, CHIEF INVESTMENT OFFICER/CHAIRMAN OF THE BOARD/DIRECTOR/SECRETARY 05/1988 > 75%
KINTZINGER, DOUGLAS, PAUL Individual – BOARD MEMBER AND ADVISOR 11/2013 5-10%
MAGANA, CHRISTOPHER, L Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 07/2015 10-25%
HAUG, STEVE, FOSTER Individual – MANAGING DIRECTOR 12/2003 < 5%
BELICA, DANIEL, ALLAN Individual – MANAGING DIRECTOR 07/2014 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 4/12/201910 on 3/25/202010 on 6/19/202010 on 6/19/202010 on 7/9/20209 on 11/30/20208 on 3/3/20218 on 6/29/20218 on 3/7/20228 on 3/17/20238 on 2/14/20248 on 3/14/2024

RAUM, Historic

400M200M02019202020212022202320242025308991344 on 4/12/2019310572193 on 3/25/2020310572193 on 6/19/2020310572193 on 6/19/2020310572193 on 7/9/2020310572193 on 11/30/2020319417043 on 3/3/2021319417043 on 6/29/2021390393644 on 3/7/2022343442757 on 3/17/2023343442757 on 2/14/2024392051864 on 3/14/2024

No. Clients, Historic

50025002019202020212022202320242025471 on 4/12/2019248 on 3/25/2020248 on 6/19/2020248 on 6/19/2020248 on 7/9/2020248 on 11/30/2020239 on 3/3/2021239 on 6/29/2021280 on 3/7/2022282 on 3/17/2023282 on 2/14/2024285 on 3/14/2024

Holdings

From latest 13F, filed August 21st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 10K 0
ABBVIE INC COM 3M 18K 0
ADOBE INC COM 2M 3K 0
ADVANCED MICRO DEVICES INC COM 1M 8K 0
ALLSTATE CORP COM 262K 1K 0
ALPHABET INC CAP STK CL C 6M 34K 0
ALPHABET INC CAP STK CL A 2M 14K 0
AMAZON COM INC COM 8M 47K 0
AMERICAN TOWER CORP NEW COM 220K 1K 0
AMERICAN WTR WKS CO INC NEW COM 504K 4K 0
AMGEN INC COM 2M 5K 0
APA CORPORATION COM 318K 11K 0
APPLE INC COM 14M 62K 0
APPLIED MATLS INC COM 270K 1K 0
ASML HOLDING N V N Y REGISTRY SHS 220K 238 0
AUTOMATIC DATA PROCESSING IN COM 2M 9K 0
AUTOZONE INC COM 484K 152 0
AVISTA CORP COM 383K 10K 0
BANK AMERICA CORP COM 2M 44K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K 0
BLACKROCK INC COM 1M 1K 0
BOEING CO COM 3M 16K 0
BRISTOL-MYERS SQUIBB CO COM 294K 6K 0
BROADCOM INC COM 1M 7K 0
CANADIAN PACIFIC KANSAS CITY COM 532K 7K 0
CAPITAL ONE FINL CORP COM 213K 2K 0
CATERPILLAR INC COM 506K 1K 0
CHEVRON CORP NEW COM 998K 7K 0
CISCO SYS INC COM 430K 9K 0
CME GROUP INC COM 959K 5K 0
COLUMBIA BKG SYS INC COM 387K 16K 0
CONOCOPHILLIPS COM 274K 2K 0
COSTCO WHSL CORP NEW COM 3M 4K 0
CREDIT SUISSE ASSET MGMT INC COM 597K 195K 0
CRH PLC ORD 904K 11K 0
CROWDSTRIKE HLDGS INC CL A 869K 3K 0
CSX CORP COM 376K 11K 0
D R HORTON INC COM 628K 3K 0
DANAHER CORPORATION COM 3M 10K 0
DEVON ENERGY CORP NEW COM 550K 12K 0
DISNEY WALT CO COM 2M 18K 0
DOMINOS PIZZA INC COM 432K 1K 0
DUTCH BROS INC CL A 1M 38K 0
EATON CORP PLC SHS 253K 854 0
ECOLAB INC COM 323K 1K 0
ELI LILLY & CO COM 265K 279 0
EXXON MOBIL CORP COM 1M 9K 0
FEDEX CORP COM 324K 1K 0
GE AEROSPACE COM NEW 3M 16K 0
GILEAD SCIENCES INC COM 218K 3K 0
GLOBAL X FDS RBTCS ARTFL INTE 238K 8K 0
HAWAIIAN ELEC INDUSTRIES COM 623K 52K 0
HCA HEALTHCARE INC COM 206K 550 0
HOME DEPOT INC COM 3M 9K 0
IDEXX LABS INC COM 236K 477 0
INTEL CORP COM 840K 40K 0
INTERNATIONAL BUSINESS MACHS COM 209K 1K 0
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 1M 21K 0
INVESCO QQQ TR UNIT SER 1 582K 1K 0
ISHARES TR CORE S&P MCP ETF 453K 8K 0
ISHARES TR S&P MC 400VL ETF 256K 2K 0
ISHARES TR S&P MC 400GR ETF 215K 2K 0
ISHARES TR CORE S&P SCP ETF 650K 6K 0
ISHARES TR RUS 1000 GRW ETF 11M 30K 0
ISHARES TR RUS MID CAP ETF 312K 4K 0
ISHARES TR RUS MD CP GR ETF 4M 33K 0
ISHARES TR ISHARES BIOTECH 252K 2K 0
ISHARES TR IBOXX INV CP ETF 417K 4K 0
ISHARES TR ESG AWR US AGRGT 240K 5K 0
ISHARES TR ESG MSCI LEADR 717K 7K 0
ISHARES TR CORE US AGGBD ET 589K 6K 0
ISHARES TR SELECT DIVID ETF 2M 19K 0
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 942K 20K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 508K 9K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 30K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 271K 5K 0
JELD-WEN HLDG INC COM 13M 952K 0
JOHNSON & JOHNSON COM 2M 15K 0
JPMORGAN CHASE & CO. COM 2M 10K 0
KRAFT HEINZ CO COM 212K 6K 0
LEGGETT & PLATT INC COM 145K 12K 0
LOCKHEED MARTIN CORP COM 1M 2K 0
MASTERCARD INCORPORATED CL A 1M 2K 0
MCDONALDS CORP COM 880K 3K 0
MERCK & CO INC COM 1M 13K 0
META PLATFORMS INC CL A 5M 9K 0
MICRON TECHNOLOGY INC COM 243K 2K 0
MICROSOFT CORP COM 9M 22K 0
MOODYS CORP COM 2M 4K 0
NETFLIX INC COM 398K 570 0
NEW YORK CMNTY CAP TR V UNIT 05/07/2051 291K 8K 0
NEXTERA ENERGY INC COM 1M 14K 0
NIKE INC CL B 2M 22K 0
NORTHWEST NAT HLDG CO COM 563K 14K 0
NVIDIA CORPORATION COM 10M 76K 0
NVR INC COM 2M 273 0
OLD DOMINION FREIGHT LINE IN COM 426K 2K 0
ORACLE CORP COM 377K 3K 0
PAYCHEX INC COM 2M 17K 0
PAYPAL HLDGS INC COM 275K 4K 0
PEPSICO INC COM 3M 14K 0
PFIZER INC COM 3M 105K 0
PROCTER AND GAMBLE CO COM 790K 5K 0
PROLOGIS INC. COM 227K 2K 0
QUALCOMM INC COM 2M 9K 0
REPUBLIC SVCS INC COM 206K 1K 0
RTX CORPORATION COM 216K 2K 0
S&P GLOBAL INC COM 2M 4K 0
SCHWAB CHARLES CORP COM 921K 14K 0
SELECT SECTOR SPDR TR TECHNOLOGY 358K 2K 0
SERVICE CORP INTL COM 528K 7K 0
SHERWIN WILLIAMS CO COM 447K 1K 0
SMITH A O CORP COM 608K 8K 0
SPDR GOLD TR GOLD SHS 801K 3K 0
SPDR S&P 500 ETF TR TR UNIT 999K 2K 0
SPDR SER TR AEROSPACE DEF 216K 1K 0
STARBUCKS CORP COM 2M 25K 0
STRYKER CORPORATION COM 228K 665 0
T-MOBILE US INC COM 289K 1K 0
TEXAS INSTRS INC COM 953K 5K 0
THERMO FISHER SCIENTIFIC INC COM 742K 1K 0
THOMSON REUTERS CORP. COM 531K 3K 0
TJX COS INC NEW COM 1M 9K 0
UNION PAC CORP COM 600K 2K 0
UNITED PARCEL SERVICE INC CL B 302K 2K 0
UNITEDHEALTH GROUP INC COM 2M 4K 0
US BANCORP DEL COM NEW 2M 48K 0
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 277K 539 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K 0
VERIZON COMMUNICATIONS INC COM 2M 38K 0
VISA INC COM CL A 3M 11K 0
VISTRA CORP COM 620K 8K 0
VONTIER CORPORATION COM 529K 15K 0
WAFD INC COM 338K 10K 0
WALMART INC COM 1M 19K 0
WASTE MGMT INC DEL COM 904K 4K 0
WELLS FARGO CO NEW COM 3M 49K 0
WISDOMTREE TR US MIDCAP DIVID 1M 27K 0
YUM BRANDS INC COM 394K 3K 0
ZOETIS INC CL A 543K 3K 0