INVESCO ADVISERS, INC.
Adviser information for INVESCO ADVISERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2895 |
|---|---|
| Investment Advisory/Research | 835 |
| Registered Broker-Dealer Representatives | 747 |
| Registered State Investment Advisers | 230 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,840 | $741.3B |
| Non-Discretionary | 35,677 | $5.1B |
| Total | 38,517 | $746.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $95.1M |
| Investment companies | 206 | $437.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 250 | $146.1B |
| Pension and profit sharing plans | 77 | $47.4B |
| Charitable organizations | 6 | $369.3M |
| State or municipal gov entities | 33 | $28.5B |
| Other investment advisers | <5 | $0 |
| Insurance companies | 35 | $12.3B |
| Sovereign wealth funds and foreign official institutions | 16 | $14.2B |
| Corporations or other businesses | 78 | $48.2B |
| Other | 37,813 | $11.8B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsIA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 981.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNT SELECT | BNY MELLON ADVISORS, INC. |
| OUTSIDE MANAGER PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
| GLOBAL MANAGER STRATEGIES | GOLDMAN SACHS & CO. LLC |
| CONSULTING SOLUTIONS | RBC CAPITAL MARKETS, LLC |
| MANAGED ACCOUNT CONSULTING ("MAC") | UBS FINANCIAL SERVICES INC. |
| STAR | OPPENHEIMER ASSET MANAGEMENT |
| MARKETPLACE | CHARLES SCHWAB & CO., INC. |
| MANAGED DIVERSIFIED PORTFOLIOS | WELLS FARGO BANK, N.A. |
| SEPARATE ACCOUNT | BANK OF NEW YORK |
| SEPARATE ACCOUNT NETWORK | FIDELITY BROKERAGE SERVICES LLC |
| INVESTMENT MANAGEMENT SERVICES ("IMS") | MORGAN STANLEY |
| ADVISOR ALLOCATION PROGRAM (AAP) | UBS FINANCIAL SERVICES INC. |
| MANAGERS SELECT ACCOUNT | LPL FINANCIAL LLC |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| CES | MORGAN STANLEY |
| STRATEGIC WEALTH PORTFOLIO (SWP) | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT LINK | BNY MELLON ADVISORS, INC. |
| ACCESS ADVISORY PROGRAM | UBS FINANCIAL SERVICES INC. |
Principal Office
1331 SPRING STREET NWSUITE 2500
ATLANTA
GA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 404-892-0896, Fax: None
Chief Compliance Officer
TODD F. KUEHL
CHIEF COMPLIANCE OFFICER
1331 SPRING STREET NW
SUITE 2500
ATLANA
GA
United States
Tel:
404-439-3221
T*********@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial planners |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial planners |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVESCO BALANCED RISK-ALLOCATION 10 FUND, A SERIES OF INVESCO MULTI SERIES FUNDS, LLC | Hedge Fund | $1,573.2M | $0.5M | 6 |
| INVESCO BALANCED-RISK ALLOCATION 12 FUND, A SERIES OF INVESCO MULTI SERIES FUNDS, LLC | Hedge Fund | $310.3M | $0.5M | 2 |
| INVESCO COMMERCIAL MORTGAGE INCOME FUND, L.P. | Real Estate Fund | $6,204.6M | $10.0M | 20 |
| INVESCO CORE REAL ESTATE - U.S.A., L.P. | Real Estate Fund | $15,546.5M | $10.0M | 128 |
| INVESCO CUSTOM BALANCED RISK ALLOCATION FUND I LTD | Hedge Fund | $1,762.9M | $0.0M | 2 |
| INVESCO EMERGING MARKETS EQUITY FUND, LP | EMERGING MARKETS EQUITY | $187.5M | $0.5M | 15 |
| INVESCO FIXED INCOME TRUST - INVESCO CONSTRAINED CORE FIXED INCOME TRUST | CORE BOND FUND | $2,455.7M | $1.0M | 2 |
| INVESCO FIXED INCOME TRUST - INVESCO HIGH QUALITY MORTGAGE BACKED SECURITIES FUND | MORTGAGE BACKED SECURITIES FUND | $337.3M | $1.0M | 3 |
| INVESCO FIXED INCOME TRUST - INVESCO HIGH QUALITY SHORT TERM BOND FUND | SHORT TERM BOND FUND | $2,874.5M | $1.0M | 2 |
| INVESCO FIXED INCOME TRUST CORE FIXED INCOME FUND | CORE FIXED INCOME FUND | $64.0M | $10.0M | 6 |
| INVESCO FIXED INCOME TRUST INVESCO INTERMEDIATE FUND | INTERMEDIATE BOND FUND | $3,953.5M | $0.0M | 2 |
| INVESCO FIXED INCOME TRUST INVESCO SHORT-TERM INVESTMENT FUND | Liquidity Fund | $1,773.0M | $0.0M | 2 |
| INVESCO GOVERNMENT LIQUIDITY FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | Liquidity Fund | $1,795.7M | $0.5M | 15 |
| INVESCO INSTITUTIONAL TRUST BALANCED RISK ALLOCATION FUND | Hedge Fund | $430.3M | $0.5M | 25 |
| INVESCO INSTITUTIONAL TRUST BALANCED RISK COMMODITY FUND | Hedge Fund | $136.8M | $0.5M | 4 |
| INVESCO LONG DURATION CORPORATE BOND FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | LONG BOND FUND | $14.7M | $0.5M | 2 |
| INVESCO MORTGAGE RECOVERY FUND II, L.P. | Hedge Fund | $149.5M | $10.0M | 13 |
| INVESCO MORTGAGE RECOVERY MASTER LOANS AIV, L.P. | Private Equity Fund | $6.7M | $1.0M | 50 |
| INVESCO MULTI-ALTERNATIVE GROWTH FUND L.P. | Private Equity Fund | $37.8M | $5.0M | 1 |
| INVESCO MULTI-ALTERNATIVE INCOME FUND (CAYMAN) L.P. | PRIVATE CREDIT FUND | $37.9M | $5.0M | 1 |
| INVESCO OFI INTERNATIONAL GROWTH FUND, LP | INTERNATIONAL GROWTH EQUITY | $151.3M | $0.5M | 6 |
| INVESCO PRIVATE BALANCED-RISK ALLOCATION FUND, LTD. | Hedge Fund | $476.6M | $0.5M | 1 |
| INVESCO PRIVATE GOVERNMENT FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | Liquidity Fund | $5,149.8M | $0.0M | 260 |
| INVESCO PRIVATE PRIME FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | Liquidity Fund | $13,577.2M | $0.0M | 245 |
| INVESCO REAL ESTATE U.S. FUND VI, L.P. | Hedge Fund | $1,746.5M | $10.0M | 26 |
| INVESCO SMALL CAP GROWTH FUND, LLC | SMALL CAP EQUITY | $89.8M | $0.5M | 2 |
| INVESCO STABLE INCOME FUND | GLOBAL DEBT FUND | $251.9M | $0.0M | 1 |
| INVESCO STRATEGIC OPPORTUNITIES III, L.P. | Hedge Fund | $486.9M | $10.0M | 13 |
| INVESCO U.S. INCOME FUND, L.P. | Real Estate Fund | $4,183.2M | $10.0M | 39 |
| INVESCO U.S. VA PARALLEL FUND IV - 1, L.P. | Hedge Fund | $15.2M | $10.0M | 2 |
| INVESCO U.S. VA PARALLEL FUND IV - 2, L.P. | Hedge Fund | $30.2M | $10.0M | 1 |
| INVESCO U.S. VA PARALLEL FUND IV - 3, L.P. | Hedge Fund | $22.7M | $10.0M | 1 |
| INVESCO U.S. VALUE-ADD FUND IV, L.P. | Hedge Fund | $45.7M | $10.0M | 13 |
| INVESCO U.S. VALUE-ADD FUND V, L.P. | Hedge Fund | $933.2M | $10.0M | 13 |
| UBC RUSSELL 3000 INDEX FUND, A SERIES OF INVESCO MULTI-SERIES FUND II, LLC | PASSIVE INDEX FUND | $899.2M | $0.5M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO HOLDING COMPANY (US), INC. | Domestic Entity | OPPENHEIMER ACQUISITION CORP | SOLE SHAREHOLDER | 05/2019 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 01/2002 | > 75% |
| Kupor, Jeffrey, Howard | Individual | – | DIRECTOR | 01/2023 | < 5% |
| INVESCO LTD. | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 01/2002 | > 75% |
| INVESCO GROUP SERVICES, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 06/2018 | > 75% |
| OPPENHEIMERFUNDS, INC. (US) | Domestic Entity | INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| OPPENHEIMER ACQUISITION CORP | Domestic Entity | OPPENHEIMERFUNDS, INC. (US) | SOLE SHAREHOLDER | 05/2019 | > 75% |
| Kuehl, Todd | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2020 | < 5% |
| Dukes, Laura, Allison | Individual | – | DIRECTOR | 08/2020 | < 5% |
| Vacheron, Terry, Gibson | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| GREGSON, MARK, WILLIAM | Individual | – | CHIEF ACCOUNTING OFFICER AND CONTROLLER | 03/2022 | < 5% |
| WONG, TONY, LIK | Individual | – | CHAIRMAN, DIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 03/2023 | < 5% |