CHASE INVESTMENT COUNSEL CORPORATION
Adviser information for CHASE INVESTMENT COUNSEL CORPORATION last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 106 | $234.6M |
| Non-Discretionary | 4 | $120.2M |
| Total | 110 | $354.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $13.4M |
| HNW Individuals | 62 | $239.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $70.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $15.2M |
| Charitable organizations | 3 | $16.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesPERCENT OF CONSULTING, FLAT FEE FOR FINANCIAL PLANNING |
Identifiers
| SEC RIA File Number | 801-3396 |
|---|---|
| SEC ERA File Number | 801-3396 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104648 |
| Legal Entity Identifier | None |
Principal Office
350 OLD IVY WAY, SUITE 100CHARLOTTESVILLE
VA
United States
Monday - Friday, 8:30 - 6:00
Tel: 434-293-9104, Fax: 434-293-9002
Chief Compliance Officer
JENNIFER L. KING
CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR, CORP SEC
350 OLD IVY WAY, SUITE 100
CHARLOTTESVILLE
VA
United States
Tel:
434-293-9104 EXT 103
Fax:
434-293-9002
J***********@***********M
(Full email address available in API data)
Regulatory Contact
MICHELLE JENKINS
CONTROLLER
350 OLD IVY WAY, SUITE 100
CHARLOTTESVILLE
VA
United States
Tel:
434 293 9104 EXT 104
Fax:
434 293 9002
M*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHASE, DERWOOD, SUMNER | Individual | – | FOUNDER & CHAIRMAN EMERITUS, DIRECTOR, SHAREHOLDER | 01/2013 | > 75% |
| TUZ, PETER, WILLIAM | Individual | – | PRESIDENT, DIRECTOR, PORTFOLIO MANAGER, SHAREHOLDER | 04/2012 | 5-10% |
| CHASE, STUART, FURST | Individual | – | CHAIRMAN OF THE BOARD, DIRECTOR, SHAREHOLDER | 01/2013 | < 5% |
| KING, JENNIFER, LEIGH | Individual | – | CHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | 01/2020 | < 5% |
| BURTON, EDWIN, THOMAS | Individual | – | DIRECTOR, SHAREHOLDER | 01/2012 | < 5% |
| KLINTWORTH, ROBERT, C | Individual | – | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, SHAREHOLDER | 01/2020 | < 5% |
| CHASE, D, SUMNER | Individual | – | SHAREHOLDER | 01/1995 | < 5% |
| ALVAREZ, LUIS | Individual | – | DIRECTOR | 05/2013 | < 5% |
| REDINGER, CRAIG, THOMAS | Individual | – | DIRECTOR | 11/2021 | < 5% |