Hedge Fund Database

SHAPIRO CAPITAL MANAGEMENT LLC

Adviser information for SHAPIRO CAPITAL MANAGEMENT LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 691 $3.7B
Non-Discretionary 2 $5.3M
Total 693 $3.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 525 $1.2B
Banking or thrift institutions 0 $0
Investment companies 2 $258.1M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $470.7M
Charitable organizations 44 $661.0M
State or municipal gov entities 7 $288.6M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 105 $794.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 1.5B
Both for Same 0
Portfolio Manager to Program Sponsor
MERRILL LYNCH STRATIGIC PORTFOLIO ADVISOR MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS MANAGED ACCOUNTS CONSULTING UBS FINANCIAL SERVICES INC
GLOBAL MANAGER STRATEGIES SEPERATE ACCOUNT PROGRAM GOLDMAN SACHS & CO. LLC
STIFEL MANAGED ASSETS PROGRAM STIFEL, NICOLAUS & COMPANY, INCORPORATED
MORGAN STANLEY SMITH BARNEY INVESTMENT MANAGEMENT CONSULTING MORGAN STANLEY
INVESTMENT MANAGEMENT PROGRAM J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Identifiers

SEC RIA File Number 801-34275
SEC ERA File Number 801-34275
SEC CIK Numbers 1177244
SEC CRD Numbers 105581
Legal Entity Identifier None

Principal Office

3060 PEACHTREE RD NW
STE 1555
ATLANTA
GA
United States
Monday - Friday, 8:30 TO 4:30
Tel: 404-842-9600, Fax: 404-393-7745

Websites

shapirocapital.com

Chief Compliance Officer

MARVIN BARGE
CCO
3060 PEACHTREE RD
SUITE 1555
ATLANTA
GA
United States
Tel: 678-758-1000
Fax: 404 393 7745
(Full email address available in API data)

Regulatory Contact

LOUIS SHAPIRO
PRESIDENT
3060 PEACHTREE ROAD NW
SUITE 1555
ATLANTA
GA
United States
Tel: 404-842-9600
Fax: 404-393-7745
(Full email address available in API data)

Industry Affiliates

AMERICAN BEACON ADVISORS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
AMERICAN PRIVATE EQUITY MANAGEMENT Sponsor, GP, manager of pooled investment vehicles
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
RESOLUTE INVESTMENT DISTRIBUTORS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
RSW INVESTMENTS Other investment adviser, including financial planners
SSI INVESTMENT MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCCARTHY, MICHAEL, ALEXANDER Individual – CHIEF INVESTMENT OFFICER 01/2022 5-10%
SHAPIRO CAPITAL MANAGEMENT COMPANY, INC. Domestic Entity – MEMBER 02/2006 10-25%
SHAPIRO, HARRY, BERNARD Individual – PORTFOLIO MANAGER/ANALYST/DIRECTOR 04/2017 5-10%
SHAPIRO, LOUIS, STEVEN Individual SHAPIRO CAPITAL MANAGEMENT COMPANY, INC SHAREHOLDER 04/2017 25-50%
MCCARTHY, MICHAEL, ALEXANDER Individual SHAPIRO CAPITAL MANAGEMENT COMPANY, INC SHAREHOLDER 04/2017 25-50%
RINGDAHL, JEFFREY, KARL Individual – DIRECTOR 04/2017 < 5%
RESOLUTE INVESTMENT MANAGERS, INC Domestic Entity – SHAREHOLDER 04/2017 50-75%
RESOLUTE ACQUISTION, INC Domestic Entity RESOLUTE INVESTMENT MANAGERS, INC. SHAREHOLDER 04/2015 > 75%
RESOLUTE TOPCO, INC. Domestic Entity RESOLUTE ACQUISITION, INC. SHAREHOLDER 04/2015 > 75%
BARGE, MARVIN, HARRIS Individual – CCO 06/2017 < 5%
SAMUAL R. SHAPIRO ESTATE Domestic Entity SHAPIRO CAPITAL MANAGEMENT COMPANY, INC. SHAREHOLDER 12/2021 25-50%
SHAPIRO, LOUIS, STEVEN Individual – CFO/PORTFOLIO MANAGEMENT/DIRECTOR 02/2006 < 5%
Harris, Rebecca, Lynn Individual – DIRECTOR 04/2022 < 5%

No. Employees, Historic

10502020202120222023202420259 on 3/5/20209 on 6/8/20209 on 3/8/20219 on 6/11/20219 on 6/29/20219 on 7/1/20218 on 2/7/20228 on 2/8/20228 on 4/28/20229 on 3/28/20239 on 7/20/20239 on 3/12/20249 on 3/12/2024

RAUM, Historic

6B3B02020202120222023202420254865360407 on 3/5/20204865360407 on 6/8/20204806637612 on 3/8/20214806637612 on 6/11/20214806637612 on 6/29/20214806637612 on 7/1/20215628307706 on 2/7/20225628307706 on 2/8/20225628307706 on 4/28/20223816515759 on 3/28/20233816515759 on 7/20/20233671192452 on 3/12/20243671192452 on 3/12/2024

No. Clients, Historic

9004500202020212022202320242025803 on 3/5/2020803 on 6/8/2020685 on 3/8/2021685 on 6/11/2021685 on 6/29/2021685 on 7/1/2021825 on 2/7/2022825 on 2/8/2022825 on 4/28/2022821 on 3/28/2023821 on 7/20/2023691 on 3/12/2024691 on 3/12/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Graphic Packaging Holding Comp COM 173M 7M –
Topgolf Callaway Brands Corp. COM 162M 11M –
Mohawk Industries, Inc. COM 157M 1M –
Sensata Technologies Holding P COM 154M 4M –
Lions Gate Entertainment Corp. COM 141M 16M –
Elanco Animal Health Inc COM 138M 10M –
PENN Entertainment, Inc. COM 133M 7M –
L3Harris Technologies Inc COM 121M 538K –
Alphabet Inc. Class C COM 116M 631K –
Nasdaq, Inc. COM 114M 2M –
Zimmer Biomet Holdings, Inc. COM 112M 1M –
Baxter International COM 110M 3M –
SS&C Technologies Holdings, In COM 110M 2M –
Berkshire Hathaway Inc. Cl B COM 106M 261K –
Bank of America Corp COM 105M 3M –
Axalta Coating Systems Ltd COM 105M 3M –
Micron Technology Inc. COM 97M 739K –
Walt Disney Company COM 94M 950K –
Infinera Corporation COM 92M 15M –
Devon Energy Corporation COM 85M 2M –
Corning Inc. COM 82M 2M –
NCR Voyix Corporation COM 76M 6M –
Atlanta Braves Holdings Inc Cl COM 59M 2M –
Ingredion, Inc. COM 59M 511K –
Ultra Clean Holdings, Inc. COM 59M 1M –
TreeHouse Foods, Inc. COM 58M 2M –
Avantor, Inc. COM 57M 3M –
BWX Technologies, Inc. COM 52M 552K –
Madison Square Garden Sports C COM 52M 277K –
Carter's Inc COM 50M 806K –
Dun & Bradstreet Holdings Inc COM 47M 5M –
Ecovyst Inc. COM 46M 5M –
Neogen Corp COM 31M 2M –
Varex Imaging Corp COM 26M 2M –
Envista Holdings Corp. COM 23M 1M –
Arcadium Lithium Plc COM 17M 5M –
TXNM Energy, Inc. COM 14M 385K –
Urban Outfitters, Inc. COM 13M 315K –
SPDR S&P 500 ETF Trust ETF 10M 19K –
S&P Midcap 400 ETF ETF 10M 18K –
Lions Gate Entertainment Corp. COM 9M 964K –
iShares Russell 2000 Value ETF ETF 6M 38K –
Lionsgate Studios Corp. COM 4M 481K –
Atlanta Braves Holdings Inc Cl COM 2M 60K –
iShares Russell 2000 ETF ETF 2M 9K –
Thermo Fisher Scientific, Inc COM 1M 2K –
Constellation Brands, Inc. Cla COM 1M 4K –
Jpmorgan Chase & Co 6 Dep Ncm PFD 689K 27K –
Apple Inc. COM 663K 3K –
1/100 Berkshire Hthwy Cl A COM 612K 100 –
JPMorgan Chase & Co. COM 583K 3K –
Microsoft Corp COM 530K 1K –
The Goldman Sach 4 percent Pfd PFD 507K 20K –
General Motors Company COM 443K 10K –
Equifax Inc. COM 436K 2K –
Exxon Mobil Corp Com COM 426K 4K –
Westlake Chemical Partners LP LP 393K 17K –
Invesco QQQ Trust Series I ETF 361K 754 –
Vail Resorts Inc Com COM 360K 2K –
Procter & Gamble Co COM 360K 2K –
Invesco S&P 500 Equal Weight E ETF 345K 2K –
Royal Caribbean Group COM 319K 2K –
Live Nation Entertainment, Inc COM 309K 3K –
Levi Strauss & Co. Class A COM 270K 14K –
Regions Finl Corp New Dep Shs PFD 250K 10K –
General Electric Company COM 246K 2K –
Energy Transfer LP LP 243K 15K –
Olin Corporation COM 236K 5K –
Mid Amer Apt Cmntys In Pfd Ser PFD 228K 4K –