SCHAEFER FINANCIAL MANAGEMENT, INC.
Adviser information for SCHAEFER FINANCIAL MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Colorado, United States |
Employees
Total Number of Employees | 9 |
---|---|
Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 1,748 | $888.3M |
Total | 1,748 | $888.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 214 | $97.1M |
HNW Individuals | 200 | $791.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-34341 |
---|---|
SEC ERA File Number | 801-34341 |
SEC CIK Numbers | None |
SEC CRD Numbers | 110110 |
Legal Entity Identifier | None |
Principal Office
7700 EAST ARAPAHOE ROADSUITE 265
CENTENNIAL
CO
United States
Monday - Friday, 8-5
Tel: 303-770-6700, Fax: 303-770-1041
Chief Compliance Officer
REBECCA A. AARDAL, CFP
7700 EAST ARAPAHOE ROAD
SUITE 265
CENTENNIAL
CO
United States
Tel:
(303)770-6700
Fax:
(303)770-1041
B***********@********************M
(Full email address available in API data)
Regulatory Contact
JEFFREY A. SCHAEFER, CFP
PRESIDENT & DEPUTY CCO
7700 EAST ARAPAHOE ROAD
SUITE 265
CENTENNIAL
CO
United States
Tel:
303-770-6700
Fax:
303-770-1041
J************@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SCHAEFER, JEFFREY, ALAN | Individual | – | PRESIDENT, CHAIRMAN, SOLE SHAREHOLDER | 07/2001 | > 75% |
AARDAL, REBECCA, A | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |