NEW CENTURY PARTNERS
Adviser information for NEW CENTURY PARTNERS last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $803.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $803.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $770.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $33.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-34369 |
|---|---|
| SEC ERA File Number | 801-34369 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110350 |
| Legal Entity Identifier | None |
Principal Office
2838 UNION STREETSAN FRANCISCO
CA
United States
Monday - Friday, 6:30 A.M.-5:00 P.M.
Tel: 415-535-9050, Fax: None
Chief Compliance Officer
STEVEN CALLOW
PRESIDENT
2838 UNION STREET
SAN FRANCISCO
CA
United States
Tel:
415-535-9050
S*******@*********************G
(Full email address available in API data)
Regulatory Contact
JON BROUARD
INVESTMENT OFFICER
2838 UNION STREET
SAN FRANCISCO
CA
United States
Tel:
914-715-3427
J*******@*********************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALLOW, STEVEN, DAVID | Individual | – | PRESIDENT | 10/1989 | > 75% |
| CALLOW, STEVEN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | > 75% |