CINCINNATI ASSET MANAGEMENT INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Ohio, United States

Employees

Total Number of Employees	16
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	6,312	$2.4B
Non-Discretionary	0	$0
Total	6,312	$2.4B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	5,814	$1.9B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	85	$43.5M
Charitable organizations	69	$70.5M
State or municipal gov entities	3	$21.0M
Other investment advisers	0	$0
Insurance companies	2	$42.7M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	339	$313.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	4
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	2.4B
Both for Same	0

Portfolio Manager to Program	Sponsor
RBC CONSULTING SOLUTIONS	RBC PRIVATE COUNSEL (USA) INC.
RBC SMP PLATFORM	RBC PRIVATE COUNSEL (USA) INC.
SCHWAB SELECT	CHARLES SCHWAB & CO., INC.
LTAM INVESTING CONSULTING SERVICES	LADENBURG THALMANN ASSET MANAGEMENT INC
WELLS FARGO PERSONALIZED UMA	ALLSPRING FUNDS MANAGEMENT, LLC
MORGAN STANLEY CES	MORGAN STANLEY INVESTMENT MANAGEMENT INC.
ENVESTNET SMA	ENVESTNET PMC
DIASTOLE CONSULTING PROGRAM	DIASTOLE WEALTH MANAGEMENT
ENVESTNET UMA	ENVESTNET PMC
SUMMIT FINANCIAL, LLC	SUMMIT FINANCIAL, LLC
SYSTM WEALTH SOLUTIONS	SYSTM WEALTH SOLUTIONS
AXIOM ASSET MANAGEMENT CONSULTING PROGRAM	AXIOM ASSET MANAGEMENT
DA DAVIDSON SMA	D.A. DAVIDSON & CO.
LOCKWOOD MANAGED ACCOUNT ADVISOR PROGRAM	BNY MELLON ADVISORS, INC.
UBS FINANCIAL SERVICES ACCESS	UBS FINANCIAL SERVICES INC.
STIFEL MANAGED ASSETS PROGRAM	STIFEL, NICOLAUS & COMPANY, INCORPORATED
MANAGER SELECT ACCOUNT	LPL FINANCIAL LLC
UBS FINANCIAL SERVICES MAC	UBS FINANCIAL SERVICES INC.
MERRILL LYNCH STRATEGIC PORTFOLIO ADVISORS (SPA)	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH MANAGED ACCOUNT SERVICE (MAS)	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY UMA	MORGAN STANLEY INVESTMENT MANAGEMENT INC.
MANAGED ACCOUNTS ADVISOR PLATFORM	PERSHING LLC
WELLS FARGO PRIVATE ADVISORS NETWORK	ALLSPRING FUNDS MANAGEMENT, LLC
RBC DOMINION SECURITIES	RBC CAPITAL MARKETS CORPORATION

Identifiers

SEC RIA File Number	801-34376
SEC ERA File Number	801-34376
SEC CIK Numbers	None
SEC CRD Numbers	104946
Legal Entity Identifier	254900YMILNFGC3C3N24

Principal Office

8845 GOVERNOR'S HILL DRIVE
SUITE 230
CINCINNATI
OH
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic