FEDERATED INVESTMENT COUNSELING
Adviser information for FEDERATED INVESTMENT COUNSELING last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 215 |
|---|---|
| Investment Advisory/Research | 145 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 22 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,838 | $185.5B |
| Non-Discretionary | 0 | $0 |
| Total | 7,838 | $185.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5,602 | $2.5B |
| HNW Individuals | 1,071 | $3.4B |
| Banking or thrift institutions | 258 | $515.4M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $13.9B |
| Pension and profit sharing plans | 157 | $1.7B |
| Charitable organizations | 146 | $1.0B |
| State or municipal gov entities | 20 | $139.7B |
| Other investment advisers | 5 | $4.6M |
| Insurance companies | 7 | $15.8B |
| Sovereign wealth funds and foreign official institutions | <5 | $3.0B |
| Corporations or other businesses | 545 | $4.0B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 52 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshopsADVISER ALSO PROVIDES MODEL PORTFOLIOS AND ASSET ALLOCATION RECOMMENDATIONS AND PERIODIC UPDATES TO THEM. |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 8.6B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| VESTMARK MANAGER MARKETPLACE | VESTMARK ADVISORY SOLUTIONS, INC. |
| UMA - EXECUTING SUB-MANAGER | MORGAN STANLEY |
| MANAGED ACCOUNT COMMAND PROGRAM | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| ENVESTNET PORTFOLIO MANAGEMENT PROGRAM | ENVESTNET PMC |
| PRIVATE ADVISOR NETWORK PROGRAM | WELLS FARGO CLEARING SERVICES, LLC |
| PRIVATE BANK BUSINESS | CITIGROUP GLOBAL MARKETS INC. |
| STRATIS PROGRAM | J.P. MORGAN SECURITIES LLC |
| MANAGED 360 | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| MANAGED ACCOUNTS COUNSELING PROGRAM (REVIEWED) | UBS FINANCIAL SERVICES INC. |
| SEPARATE ACCOUNT NETWORK | NATIONAL FINANCIAL SERVICES LLC |
| RAYMOND JAMES CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. |
| INVESTMENT MANAGER SERVICES | MORGAN STANLEY |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| ACCESS & SWP | UBS FINANCIAL SERVICES INC. |
| WELLS FARGO MDP PROGRAM | WELLS FARGO BANK, NATIONAL ASSOCIATION |
| STRATEGIC PORTFOLIO ADVISOR SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGER SELECT AND MANAGED ACCESS SELECT PROGRAMS | EQUITABLE ADVISORS, LLC |
| OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| CONSULTING & EVALUATION SERVICES | MORGAN STANLEY |
| PWM-MAP | MORGAN STANLEY |
| MANAGER SELECT & MANAGER ACCESS SELECT PROGRAMS | LPL FINANCIAL LLC |
| ARGOS MANAGED ACCOUNT PROGRAM | ARGOS WEALTH ADVISORS LLC |
| BAHL & GAYNOR MANAGED ACCOUNT PROGRAM | BAHL & GAYNOR INC |
| BALLENTINE PARTNERS MANAGED ACCOUNT PROGRAM | BALLENTINE PARTNERS |
| CIBC PRIVATE WEALTH ADVISORS MANAGED ACCOUNT PROGRAM | CIBC PRIVATE WEALTH ADVISORS, INC. |
| COYLE PRIVATE CAPITAL MANAGED ACCOUNT PROGRAM | COYLE |
| CRESSET MANAGED ACCOUNT PROGRAM | CRESSET ASSET MANAGEMENT, LLC |
| HIGHTOWER MANAGED ACCOUNT PROGRAM | HIGHTOWER ADVISORS, LLC |
| CRESTONE MANAGED ACCOUNT PROGRAM | CRESTONE ASSET MANAGEMENT LLC |
| FAIRHAVEN MANAGED ACCOUNT PROGRAM | FAIRHAVEN WEALTH MANAGEMENT, LLC |
| FORTPOINT CAPITAL MANAGED ACCOUNT PROGRAM | FORT POINT CAPITAL PARTNERS LLC |
| INTEGRATED ADVISORS NETWORK MANAGED ACCOUNT PROGRAM | INTEGRATED ADVISORS NETWORK LLC |
| JMG FINANCIAL GROUP MANAGED ACCOUNT PROGRAM | JMG FINANCIAL GROUP LTD |
| MARQUETTE ASSOCIATES MANAGED ACCOUNT PROGRAM | MARQUETTE ASSOCIATES, INC. |
| NORTHPOINT MANAGED ACCOUNT PROGRAM | NORTHPOINT ADVISORY LLC |
| RELATIVE VALUE PARTNERS MANAGED ACCOUNT PROGRAM | RELATIVE VALUE PARTNERS, LLC |
| ROCKEFELLER CAPITAL MANAGED ACCOUNT PROGRAM | ROCKEFELLER CAPITAL MANAGEMENT |
| RW BAIRD PREFERRED MANAGER PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| SEPARATELY MANAGED ACCOUNT PROGRAM | NEW EDGE WEALTH |
| SOUND VIEW WEALTH ADVISORS MANAGED ACCOUNT PROGRAM | SOUND VIEW WEALTH ADVISORS GROUP, LLC |
| STRATEGIC WEALTH PARTNERS MANAGED ACCOUNT PROGRAM | STRATEGIC WEALTH PARTNERS |
| SYSTM WEALTH SOLUTIONS MANAGED ACCOUNT PROGRAM | SYSTM WEALTH SOLUTIONS |
| TIEDEMANN ADVISORS MANAGED ACCOUNT PROGRAM | TIEDEMANN ADVISORS, LLC |
| TRUST POINT MANAGED ACCOUNT PROGRAM | TRUST POINT INC. |
| VERITY WEALTH ADVISORS MANAGED ACCOUNT PROGRAM | VERITY WEALTH ADVISORS, LLC |
| FIDELITY MANAGED ACCUNT XCHANGE | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC |
| MANAGED ACCOUNT PROGRAM | INTEGRATED WEALTH CONCEPTS LLC |
| MANAGED ACCOUNT PROGRAM | LANTZ FINANCIAL LLC |
| MANAGED ACCOUNT PROGRAM | CERTUITY, LLC |
| MANAGED ACCOUNT PROGRAM | STROUD INVESTMENT CONSULTING |
| MANAGED ACCOUNT PROGRAM | THREE BELL CAPITAL LLC |
| MANAGED ACCOUNT PROGRAM | VALIDUS CAPITAL LLC |
| MANAGED ACCOUNT PROGRAM | BEACON FINANCIAL GROUP, INC. |
| MANAGED ACCOUNT PROGRAM | CATALYTIC WEALTH MANAGEMENT |
| PENSIONMARK MANAGED ACCOUNT PROGRAM | PENSIONMARK FINANCIAL GROUP |
Principal Office
1001 LIBERTY AVENUEPITTSBURGH
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 412-288-1900, Fax: 412-288-3939
Chief Compliance Officer
STEPHEN VAN METER
CHIEF COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
(412) 288-1046
Fax:
(412) 288-3939
S***************@******************M
(Full email address available in API data)
Regulatory Contact
MEGAN G. DOLAN
SR. IM COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
(412) 288-6518
Fax:
(412) 288-3939
M**********@******************M
(Full email address available in API data)
Industry Affiliates
| FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES JAPAN LTD. | Other investment adviser, including financial planners |
| FEDERATED INTERNATIONAL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | Other investment adviser, including financial planners |
| FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| FEDERATED SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HERMES GPE (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
| HERMES GPE (USA) INC | Other investment adviser, including financial planners |
| HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HERMES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FEDERATED HERMES PRIME PRIVATE LIQUIDITY FUND | Liquidity Fund | $263.5M | $5.0M | 16 |
| FEDERATED HERMES SHORT-TERM U.S. GOV SECURITIES FUND | Liquidity Fund | $673.1M | $10.0M | 458 |
| FEDERATED HERMES SHORT-TERM U.S. PRIME FUND | Liquidity Fund | $1,352.2M | $10.0M | 290 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FII HOLDINGS, INC. | Domestic Entity | – | SHAREHOLDER | 12/1989 | > 75% |
| DONAHUE, JOHN, CHRISTOPHER | Individual | – | TRUSTEE | 04/1989 | < 5% |
| FISHER, JOHN, BASIL | Individual | – | TRUSTEE, PRESIDENT,CEO | 03/1997 | < 5% |
| DONAHUE, THOMAS, ROBERT | Individual | – | TRUSTEE, TREASURER | 08/1995 | < 5% |
| FEDERATED HERMES, INC. | Domestic Entity | FII HOLDINGS, INC. | SHAREHOLDER | 03/1983 | > 75% |
| AUTH, STEPHEN, FRANK | Individual | – | EVP, CIO - EQUITY | 04/2000 | < 5% |
| CUNNINGHAM, DEBORAH, ANN | Individual | – | EXEC VICE PRESIDENT/CIO-MONEY MARKETS | 05/1981 | < 5% |
| OSTROWSKI, ROBERT, JOHN | Individual | – | EXEC VICE PRESIDENT/CIO-GLOBAL FIXED INCOME | 05/1987 | < 5% |
| OCHSON, MARY JO | Individual | – | CIO -TAX-FREE MONEY MARKETS | 04/2004 | < 5% |
| MAGERA, GEORGE, FRANK | Individual | – | SECRETARY | 08/2013 | < 5% |
| VAN METER, STEPHEN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |
| UHLMAN, PAUL, ADAM | Individual | – | EXECUTIVE VICE PRESIDENT | 08/2016 | < 5% |
| Gallagher, James, Joseph | Individual | – | TRUSTEE | 01/2018 | < 5% |
| Jacobs, Gina | Individual | – | TRUSTEE | 04/2019 | < 5% |