CANTERBURY CONSULTING INCORPORATED
Adviser information for CANTERBURY CONSULTING INCORPORATED last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 72 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,068 | $3.0B |
| Non-Discretionary | 3,290 | $3.6B |
| Total | 4,358 | $6.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 105 | $1.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.3B |
| Pension and profit sharing plans | <5 | $151.6M |
| Charitable organizations | 75 | $3.5B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 62 |
| No. of Non-U.S. Clients | 8 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | ANALYTICAL TOOL |
Identifiers
| SEC RIA File Number | 801-34756 |
|---|---|
| SEC ERA File Number | 801-34756 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 22875 |
| Legal Entity Identifier | None |
Principal Office
610 NEWPORT CENTER DRIVESUITE 500
NEWPORT BEACH
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 949-721-9580, Fax: 949-721-9973
Chief Compliance Officer
POORVI PAREKH
DIRECTOR OF OUTSOURCED INVESTMENTS
610 NEWPORT CENTER DRIVE
SUITE 500
NEWPORT BEACH
CA
United States
Tel:
949-718-2224
Fax:
949-721-9973
P******@***********************M
(Full email address available in API data)
Regulatory Contact
MIKE ETHRIDGE
CHIEF OPERATING OFFICER
610 NEWPORT CENTER DRIVE
SUITE 500
NEWPORT BEACH
CA
United States
Tel:
949-721-9580
Fax:
949-721-9973
M********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CANTERBURY CONSULTING PC FUND I (A), LP | Private Equity Fund | $42.8M | $1.0M | 29 |
| CANTERBURY CONSULTING PC FUND I (B), LP | Private Equity Fund | $53.1M | $1.0M | 23 |
| CANTERBURY CONSULTING PC FUND II (A), LP | Private Equity Fund | $55.8M | $0.5M | 43 |
| CANTERBURY CONSULTING PC FUND II (B), LP | Private Equity Fund | $115.2M | $0.5M | 34 |
| CANTERBURY CONSULTING SPFS FUND VIII (ONSHORE), LP | Private Equity Fund | $18.5M | $0.1M | 22 |
| CANTERBURY CONSULTING SPFS FUND VIII, LP | Private Equity Fund | $16.5M | $0.1M | 10 |
| CANTERBURY PRIVATE INCOME FUND I, L.P. | PRIVATE CREDIT | $111.9M | $0.5M | 30 |
| CCI CORE BOND FUND, L.P. | FIXED INCOME FUND | $903.6M | $2.0M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLUCK, DONALD, ROBINSON | Individual | – | CHAIRMAN | 10/2009 | 10-25% |
| LAVEN, MICHAEL, SCOTT | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2013 | 10-25% |
| MONTGOMERY, JERRY DALE III | Individual | – | MANAGING DIRECTOR | 07/2002 | 10-25% |
| PAREKH, POORVI RAJEN | Individual | – | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | 09/2013 | 10-25% |
| CHOWDHURY, DEBASHIS | Individual | – | PRESIDENT | 07/2015 | 5-10% |
| WOOD, NOLAN, C | Individual | – | MANAGING DIRECTOR | 12/2015 | 5-10% |
| ETHRIDGE, MICHAEL, BRIAN | Individual | – | CHIEF OPERATING OFFICER | 12/2009 | < 5% |
| LEVEY, JASON, ERIC | Individual | – | DIRECTOR | 01/2023 | 5-10% |