FIERSTON FINANCIAL GROUP INC
Adviser information for FIERSTON FINANCIAL GROUP INC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 941 | $835.9M |
| Non-Discretionary | 0 | $0 |
| Total | 941 | $835.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $59.8M |
| HNW Individuals | 166 | $733.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $14.5M |
| Charitable organizations | <5 | $16.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $11.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
29 SOUTH MAIN STSUITE 302
WEST HARTFORD
CT
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 860-521-2100, Fax: 860-521-0585
Chief Compliance Officer
SETH FIERSTON
CO-PRESIDENT
29 SOUTH MAIN ST
SUITE 302
WEST HARTFORD
CT
United States
Tel:
860-521-2100
Fax:
860-521-0585
S***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIERSTON, BRIAN | Individual | – | CO-PRESIDENT | 12/2016 | 50-75% |
| FIERSTON, SETH, B. | Individual | – | CO-PRESIDENT (12/2016) CHIEF COMPLIANCE OFFICER (10/2004) | 10/2004 | 50-75% |