KORNITZER CAPITAL MANAGEMENT, INC.
Adviser information for KORNITZER CAPITAL MANAGEMENT, INC. last updated from Form ADV on July 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,727 | $6.3B |
| Non-Discretionary | 227 | $71.1M |
| Total | 4,954 | $6.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,182 | $129.7M |
| HNW Individuals | 634 | $2.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $3.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 88 | $89.4M |
| Charitable organizations | 35 | $68.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $45.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
5420 WEST 61ST PLACESHAWNEE MISSION
KS
United States
Monday - Friday, 8:00 AM TO 5 PM
Tel: 913-677-7778, Fax: 913-831-6263
Chief Compliance Officer
WILLIAM FRED COATS
5420 WEST 61ST PLACE
SHAWNEE MISSION
KS
United States
Tel:
913-677-7778
Fax:
913-831-6263
F*****@***************M
(Full email address available in API data)
Industry Affiliates
| TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KORNITZER, JOHN, CHARLES | Individual | – | CHAIRMAN, STOCKHOLDER, DIRECTOR | 05/1989 | > 75% |
| MALE, ROBERT, JAMES | Individual | – | PORTFOLIO MANAGER, STOCKHOLDER | 12/2003 | 5-10% |
| KOSTER, BARRY, EUGENE | Individual | – | CHIEF FINANCIAL OFFICER | 05/2002 | < 5% |
| COATS, WILLIAM, FRED | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| Neuberger, Joseph, Carl | Individual | – | PRESIDENT, DIRECTOR | 10/2022 | < 5% |
| SYMON BROWNE, LAURA, ANNE | Individual | – | DIRECTOR | 05/2023 | < 5% |
| KORNITZER, ADAM, JOHN | Individual | – | DIRECTOR | 05/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 4M | 37K | – |
| A T & T INC | COM | 18M | 920K | – |
| A. O. SMITH CORP | COM | 3M | 32K | – |
| ABB LTD (SW) (ABBNY) | COM | 30M | 547K | – |
| ABBOTT LABORATORIES | COM | 39M | 379K | – |
| ABBVIE INC COM | COM | 3M | 20K | – |
| ACCEL ENTERTAINMENT INC | COM | 1M | 105K | – |
| ADOBE INC | COM | 5M | 10K | – |
| ADVANCED DRAINAGE SYSTEMS INC | COM | 15M | 96K | – |
| ADVANCED MICRO DEVICES | COM | 516K | 3K | – |
| AECOM TECHNOLOGY COR | COM | 2M | 22K | – |
| AEROVIRONMENT, INC. | COM | 519K | 3K | – |
| AGILENT TECHNOLOGIES INC | COM | 9M | 66K | – |
| AIR PRODUCTS & CHEMICALS INC | COM | 12M | 48K | – |
| AIR TRANSPORT SERVICES GROUP I | COM | 1M | 79K | – |
| ALCON INC | COM | 21M | 233K | – |
| ALLEGRO MICROSYSTEMS INC | COM | 2M | 75K | – |
| ALLSTATE CORP | COM | 40M | 248K | – |
| ALPHABET INC - CLASS A (GOOGL) | COM | 66M | 360K | – |
| ALPHABET INC- CLASS C (non-vot | COM | 13M | 73K | – |
| ALTRIA GROUP (MO) | COM | 258K | 6K | – |
| AMARIN CORP | COM | 36K | 53K | – |
| AMAZON.COM INC | COM | 46M | 239K | – |
| AMERICAN ELECTRIC POWER | COM | 1M | 16K | – |
| AMERICAN TOWER CORP (REIT) | COM | 661K | 3K | – |
| AMETEK INC. | COM | 20M | 123K | – |
| AMGEN | COM | 5M | 17K | – |
| AMPHENOL CP | COM | 9M | 132K | – |
| ANHEUSER-BUSCH COMPANIES INC | COM | 366K | 6K | – |
| ANSYS INC | COM | 7M | 22K | – |
| AON PLC | COM | 14M | 47K | – |
| APA CORPORATION | COM | 43M | 1M | – |
| APOGEE ENTERPRISES INC | COM | 2M | 29K | – |
| APPLE INC | COM | 108M | 512K | – |
| APPLIED MATERIALS | COM | 830K | 4K | – |
| APTIV PLC | COM | 14M | 205K | – |
| ARCHER DANIELS MIDLAND | COM | 13M | 220K | – |
| ARISTA NETWORKS | COM | 6M | 16K | – |
| ARROWHEAD PHARMACEUTICALS | COM | 3M | 127K | – |
| ASML HOLDING NV ORD | COM | 19M | 18K | – |
| ASPEN TECH | COM | 9M | 46K | – |
| ASTRAZENECA PLC - SPONS ADR (U | COM | 28M | 359K | – |
| AUTODESK | COM | 10M | 39K | – |
| AUTOMATIC DATA PROCESSING INC | COM | 202K | 846 | – |
| AVID BIOSERVICES | COM | 5M | 766K | – |
| AXCELIS TECHNOLOGIES INC. | COM | 7M | 48K | – |
| B&G FOODS | COM | 3M | 360K | – |
| BAKER HUGHES CO | COM | 6M | 161K | – |
| BALDWIN INSURANCE GROUP | COM | 15M | 411K | – |
| BANK OF AMERICA CORP | COM | 4M | 97K | – |
| BAXTER INTL INC | COM | 3M | 80K | – |
| BEIERSDORF AKTIENGESEELLSCHAF | COM | 638K | 22K | – |
| BELLRING BRANDS, INC | COM | 11M | 188K | – |
| BERKLEY W R CORP | COM | 580K | 7K | – |
| BERKSHIRE HATHAWAY INC. - CLAS | COM | 2M | 5K | – |
| BHP GROUP LIMITED | COM | 8M | 134K | – |
| BIO RAD LABORATORIES INC CL A | COM | 10M | 35K | – |
| BIO-TECHE CORPORATION | COM | 17M | 231K | – |
| BIOMARIN PHARMACEUTICAL INC. | COM | 504K | 6K | – |
| BLACKROCK INC | COM | 909K | 1K | – |
| BOEING CO. | COM | 562K | 3K | – |
| BOOKING HOLDINGS INC | COM | 20M | 5K | – |
| BOOT BARN HOLDINGS INC | COM | 7M | 58K | – |
| BOSTON BEER COMPANY CLASS A | COM | 1M | 4K | – |
| BOSTON SCIENTIFIC CORPORATION | COM | 12M | 157K | – |
| BOWMAN CONSULTING GROUP LTD | COM | 2M | 60K | – |
| BP PLC, INC ADR (UK) | COM | 16M | 432K | – |
| BRISTOL MYERS SQUIBB CO | COM | 12M | 290K | – |
| BROADCOM INC (AVGO) | COM | 6M | 4K | – |
| BUILDERS FIRSTSOURCE INC | COM | 5M | 36K | – |
| BUNGE GLOBAL SA | COM | 8M | 72K | – |
| BURFORD CAPITAL LTD (BUR) | COM | 2M | 181K | – |
| BUTLER NATIONAL CORP | COM | 17K | 20K | – |
| BigCommerce HOLDINGS | COM | 689K | 86K | – |
| BioLife Solutions | COM | 1M | 55K | – |
| CACTUS, INC | COM | 12M | 221K | – |
| CADRE HOLDINGS INC | COM | 2M | 50K | – |
| CALIX, INC | COM | 29M | 812K | – |
| CAMPBELL SOUP CO | COM | 2M | 44K | – |
| CANADIAN NATIONAL RAILWAY CO | COM | 13M | 111K | – |
| CANADIAN PACIFIC KANSAS CITY L | COM | 7M | 90K | – |
| CARLISLE COS INC | COM | 219K | 540 | – |
| CARMAX INC | COM | 1M | 19K | – |
| CARRIER GLOBAL CORPORATION | COM | 232K | 4K | – |
| CASTLE BIOSCIENCES | COM | 12M | 543K | – |
| CATERPILLAR INC | COM | 440K | 1K | – |
| CBRE GROUP INC - CL A | COM | 8M | 90K | – |
| CELSIUS HOLDINGS INC | COM | 4M | 63K | – |
| CHAMPIONX CORP | COM | 6M | 179K | – |
| CHART INDUSTRIES INC | COM | 9M | 62K | – |
| CHEMOURS CO | COM | 2M | 76K | – |
| CHEVRON CORP | COM | 71M | 451K | – |
| CHEWY, INC CL A | COM | 7M | 245K | – |
| CHIPOTLE MEXICAN GRILL- CLASS | COM | 2M | 37K | – |
| CHUBB LTD | COM | 203K | 794 | – |
| CHURCH & DWIGHT CO. INC. | COM | 363K | 4K | – |
| CIENA CORPORATION | COM | 15M | 318K | – |
| CINCINNATI FINANCIAL CORP | COM | 21M | 176K | – |
| CINTAS CORPORATION | COM | 2M | 3K | – |
| CISCO SYS INC COM | COM | 43M | 902K | – |
| CITIGROUP INC | COM | 3M | 51K | – |
| CITIZENS FINANCIAL GROUP INC | COM | 19M | 535K | – |
| CLEARWATER ANALYTICS HOLDING | COM | 7M | 401K | – |
| CLEVELAND-CLIFFS INC | COM | 2M | 129K | – |
| CLOROX CO | COM | 30M | 220K | – |
| CME GROUP INC. | COM | 13M | 67K | – |
| COCA-COLA | COM | 45M | 706K | – |
| COHERENT INC | COM | 418K | 6K | – |
| COLGATE PALMOLIVE CO | COM | 11M | 109K | – |
| COLLIERS INTL GROUP INC | COM | 657K | 6K | – |
| COMCAST CORP CLASS A | COM | 17M | 445K | – |
| COMMERCIAL METALS CO | COM | 1M | 22K | – |
| COMMUNITY HEALTHCARE TRUST INC | COM | 2M | 73K | – |
| COMPASS DIVERSIFIED HOLDINGS | COM | 4M | 168K | – |
| COMPASS MINERALS INTERNATIONAL | COM | 1M | 103K | – |
| CONAGRA BRANDS | COM | 21M | 754K | – |
| CONOCOPHILLIPS | COM | 62M | 544K | – |
| CONSTELLATION ENERGY GROUP | COM | 676K | 3K | – |
| COPART INC | COM | 19M | 359K | – |
| CORNING INC | COM | 5M | 132K | – |
| CORPAY INC | COM | 8M | 29K | – |
| CORTEVA INC (CTVA) | COM | 424K | 8K | – |
| COSTAR GROUP INC | COM | 21M | 286K | – |
| COSTCO WHOLESALE | COM | 99M | 117K | – |
| CRESCENT ENERGY COMPANY | COM | 2M | 150K | – |
| CRH PLC - SPONS ADR | COM | 18M | 235K | – |
| CROWDSTRIKE HOLDINGS INC - A | COM | 10M | 27K | – |
| CVS HEALTH CORP | COM | 2M | 33K | – |
| CYBER-ARK SOFTWARE LTD/ISRAEL | COM | 13M | 47K | – |
| DANAHER CORP | COM | 3M | 14K | – |
| DEERE & CO | COM | 298K | 798 | – |
| DELEK LOGISTICS PARTNERS LP (A | COM | 6M | 140K | – |
| DEXCOM INC | COM | 13M | 116K | – |
| DIAGEO PLC ADR (UK) | COM | 17M | 132K | – |
| DIGITAL REALTY TRUST INC | COM | 14M | 90K | – |
| DISNEY (WALT) CO. | COM | 2M | 21K | – |
| DOLLAR GENERAL CORP | COM | 2M | 18K | – |
| DOVER CORP | COM | 1M | 7K | – |
| DOW INC (DOW) | COM | 23M | 429K | – |
| DUPONT DE NEMOURS INC (DD) | COM | 2M | 26K | – |
| DoubleVerify | COM | 21M | 1M | – |
| EASTMAN CHEMICAL CO | COM | 10M | 103K | – |
| EATON CORP PLC | COM | 2M | 7K | – |
| ECOLAB INC | COM | 10M | 43K | – |
| EDISON INTERNATIONAL INC | COM | 2M | 31K | – |
| EDWARDS LIFESCIENCES CORP | COM | 8M | 92K | – |
| ELEMENT SOLUTIONS INC | COM | 4M | 149K | – |
| ELEVANCE HEALTH INC | COM | 2M | 3K | – |
| ELI LILLY & CO COM | COM | 120M | 132K | – |
| EMERSON ELECTRIC CO | COM | 16M | 149K | – |
| ENCOMPASS HEALTH CORPORATION | COM | 2M | 25K | – |
| ENDAVA PLC - ADR | COM | 6M | 219K | – |
| ENERGY TRANSFER EQUITY LP (K-1 | COM | 3M | 163K | – |
| ENTEGRIS, INC | COM | 839K | 6K | – |
| ENTERPRISE PRODUCTS PARTNERS ( | COM | 2M | 53K | – |
| ENVESTNET INC | COM | 2M | 27K | – |
| EQUIFAX INC | COM | 9M | 38K | – |
| EQUINIX INC | COM | 1M | 1K | – |
| ESCO TECHNOLOGIES, INC | COM | 3M | 31K | – |
| ESTABLISHMENT LABS HOLDINGS | COM | 11M | 242K | – |
| ESTEE LAUDER - CLASS A | COM | 5M | 48K | – |
| EVERGY INC | COM | 348K | 7K | – |
| EXPEDIA GROUP, INC | COM | 4M | 28K | – |
| EXXON MOBIL CORP COM | COM | 80M | 699K | – |
| FACTSET RESEARCH SYSTEMS INC | COM | 5M | 11K | – |
| FASTENAL COMPANY | COM | 8M | 127K | – |
| FEDERAL SIGNAL | COM | 2M | 21K | – |
| FEDEX CORPORATION | COM | 10M | 34K | – |
| FERGUSON PLC | COM | 14M | 75K | – |
| FIRST WATCH RESTAURANT GROUP | COM | 8M | 478K | – |
| FIRSTSERVICE CORP NEW | COM | 361K | 2K | – |
| FIVE BELOW, INC. | COM | 6M | 55K | – |
| FIVE9 INC | COM | 5M | 113K | – |
| FMC CORP | COM | 1M | 19K | – |
| FORD MOTOR CO | COM | 3M | 244K | – |
| FTI CONSULTING INC. | COM | 11M | 51K | – |
| GALLAGHER ARTHUR J & CO | COM | 78M | 302K | – |
| GARTNER INC | COM | 16M | 35K | – |
| GE AEROSPACE | COM | 1M | 7K | – |
| GE VERNOVA LLC | COM | 389K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 34M | 116K | – |
| GENERAL MILLS | COM | 25M | 394K | – |
| GENUINE PARTS CO | COM | 14M | 103K | – |
| GFL ENVIRONMENTAL INC-SUB VT | COM | 18M | 452K | – |
| GILEAD SCIENCES INC | COM | 25M | 371K | – |
| GLOBAL PAYMENTS INC | COM | 13M | 130K | – |
| GODADDY, INC. | COM | 5M | 38K | – |
| GRAINGER W W INC | COM | 2M | 2K | – |
| GRAPHIC PACKAGING HOLDING CO | COM | 1M | 44K | – |
| GSK, INC | COM | 14M | 355K | – |
| GUIDEWIRE SOFTWARE INC | COM | 10M | 76K | – |
| HALOZYME THERAPEUTICS, INC | COM | 27M | 523K | – |
| HAMILTON LANE INC - CLASS A | COM | 19M | 154K | – |
| HASBRO INC | COM | 2M | 42K | – |
| HCA HEALTHCARE INC | COM | 3M | 8K | – |
| HDFC BANK LTD | COM | 5M | 85K | – |
| HEALTHEQUITY INC | COM | 6M | 75K | – |
| HEALTHSTREAM INC | COM | 2M | 67K | – |
| HEICO CORP CL A | COM | 7M | 39K | – |
| HELMERICH & PAYNE INC | COM | 12M | 339K | – |
| HESS CORP | COM | 93M | 629K | – |
| HF SINCLAIR CORP | COM | 11M | 215K | – |
| HILLMAN SOLUTIONS CORP | COM | 1M | 160K | – |
| HOME DEPOT INC | COM | 8M | 22K | – |
| HONEYWELL INTERNATIONAL INC. | COM | 4M | 19K | – |
| HUBSPOT INC | COM | 5M | 8K | – |
| I-SHARES BARCLAYS 20 YR TREAS | COM | 1M | 13K | – |
| ICF INTL INC | COM | 19M | 131K | – |
| ICICI BANK LTD. - SPON ADR (IN | COM | 11M | 367K | – |
| ICON PLC - SPONSORED ADR | COM | 30M | 96K | – |
| IDEXX LABORATORIES INC | COM | 11M | 22K | – |
| ILLINOIS TOOL WORKS INC | COM | 521K | 2K | – |
| ILLUMINA INC | COM | 5M | 50K | – |
| IN MODE LTD | COM | 252K | 14K | – |
| INGERSOLL-RAND PLC | COM | 9M | 103K | – |
| INSPIRE MEDICAL SYSTEMS INC | COM | 7M | 49K | – |
| INSULET CORP | COM | 9M | 46K | – |
| INT'L BUSINESS MACHINES | COM | 47M | 269K | – |
| INTEL CORP | COM | 16M | 533K | – |
| INTERCONTINENTAL EXCHANGE INC | COM | 13M | 96K | – |
| INTERNATIONAL FLAVORS & FRAGRA | COM | 8M | 85K | – |
| INTUIT INC | COM | 3M | 5K | – |
| INTUITIVE SURGICAL INC | COM | 3M | 8K | – |
| IQVIA HOLDINGS INC | COM | 24M | 112K | – |
| ISHARES 0-5 YR HY CORP BOND ET | COM | 709K | 17K | – |
| ISHARES 7-10 YR TREASURY BOND | COM | 1M | 11K | – |
| ISHARES COMEX GOLD TRUST | COM | 795K | 18K | – |
| ISHARES IBOXX HIGH YIELD CORP | COM | 358K | 5K | – |
| ISHARES JP MORGAN USD EMERG MK | COM | 358K | 4K | – |
| ISHARES RUSSELL 1000 VALUE | COM | 1M | 8K | – |
| ISHARES S&P 500 INDEX FUND | COM | 2M | 3K | – |
| J P MORGAN CHASE | COM | 21M | 103K | – |
| JANUS INTERNATIONAL GROUP | COM | 10M | 803K | – |
| JM SMUCKER CO | COM | 303K | 3K | – |
| JOHN BEAN TECHNOLOGIES | COM | 9M | 94K | – |
| JOHNSON & JOHNSON | COM | 50M | 345K | – |
| KARAT PACKAGING INC | COM | 4M | 127K | – |
| KBR INC | COM | 9M | 138K | – |
| KELLANOVA (previously Kellogg) | COM | 14M | 242K | – |
| KENVUE, INC | COM | 1M | 82K | – |
| KEURIG DR PEPPER INC | COM | 2M | 71K | – |
| KEYSIGHT TECHNOLOGIES, INC | COM | 7M | 50K | – |
| KIMBERLY-CLARK CORP | COM | 40M | 290K | – |
| KINDER MORGAN INC | COM | 53M | 3M | – |
| KINSALE CAPITAL GROUP INC | COM | 11M | 28K | – |
| KLA TENCOR CORP | COM | 1M | 2K | – |
| KORNIT DIGITAL LTD | COM | 6M | 440K | – |
| KRAFT HEINZ CO | COM | 9M | 293K | – |
| KRATOS DEFENSE & SECURITY SOLU | COM | 600K | 30K | – |
| L3 HARRIS TECHNOLOGIES | COM | 1M | 6K | – |
| LAMAR ADVERTISING - A | COM | 1M | 10K | – |
| LAMB WESTON HOLDINGS INC | COM | 2M | 19K | – |
| LANDMARK BANCORP INC. | COM | 2M | 124K | – |
| LANTHEUS HOLDINGS INC | COM | 6M | 79K | – |
| LAS VEGAS SANDS CORP | COM | 221K | 5K | – |
| LIBERTY MEDIA CORP - SER C LIB | COM | 2M | 50K | – |
| LIBERTY MEDIA CORP FORMULA ONE | COM | 2M | 37K | – |
| LIGAND PHARMACEUTICALS | COM | 11M | 135K | – |
| LINDE AG | COM | 23M | 54K | – |
| LIONS GATE ENTERTAINMENT CL A | COM | 3M | 278K | – |
| LIONS GATE ENTERTAINMENT CL B | COM | 9M | 1M | – |
| LIVE NATION ENTERTAINMENT INC. | COM | 12M | 125K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 4K | – |
| LOWES COMPANIES INC. | COM | 253K | 1K | – |
| LULULEMON ATHLETICA, INC | COM | 12M | 39K | – |
| LVMH MOET HENNESSY LOU-ADR(FR) | COM | 1M | 7K | – |
| MALIBU BOATS, INC | COM | 477K | 14K | – |
| MARATHON PETROLEUM CORP | COM | 11M | 63K | – |
| MARAVAI LIFE SCIENCES INC | COM | 4M | 516K | – |
| MARKETAXESS HOLDINGS, INC. | COM | 9M | 45K | – |
| MARRIOTT INTERNATIONAL CLASS A | COM | 8M | 33K | – |
| MARSH & MCLENNAN COMPANY INC | COM | 211K | 1K | – |
| MARTIN MARIETTA MATERIALS INC | COM | 27M | 50K | – |
| MARVELL TECHNOLOGY INC | COM | 706K | 10K | – |
| MASTERCARD INC-CLASS A | COM | 10M | 22K | – |
| MATADOR RESOURCES | COM | 10M | 165K | – |
| MATCH GROUP INC | COM | 7M | 242K | – |
| MCCORMICK & CO INC | COM | 435K | 6K | – |
| MCDONALD'S CORP | COM | 10M | 41K | – |
| MCKESSON CORP | COM | 8M | 14K | – |
| MEDTRONIC PLC | COM | 26M | 331K | – |
| MERCADOLIBRE INC | COM | 21M | 13K | – |
| MERCK & CO NEW | COM | 68M | 547K | – |
| META PLATFORMS (FACEBOOK) | COM | 46M | 92K | – |
| METTLER-TOLEDO INTERNATIONAL I | COM | 4M | 3K | – |
| MFC VANGUARD INDEX FUNDS S&P 5 | COM | 3M | 6K | – |
| MGM RESORTS INTERNATIONAL (MGM | COM | 1M | 31K | – |
| MGP INGREDIENTS INC | COM | 9M | 118K | – |
| MICROSOFT CORP | COM | 270M | 603K | – |
| MONDELEZ INTL INC | COM | 3M | 50K | – |
| MONOLITHIC POWER SYSTEMS INC | COM | 9M | 11K | – |
| MOODY'S CORPORATION | COM | 2M | 5K | – |
| MORNINGSTAR INC. | COM | 8M | 26K | – |
| MSCI INC | COM | 33M | 68K | – |
| MYR GROUP INC. | COM | 4M | 32K | – |
| NAPCO SECURITY TECHNOLOGIES | COM | 2M | 45K | – |
| NATERA, INC | COM | 19M | 177K | – |
| NESTLE S A SPONSORED ADR REPST | COM | 11M | 104K | – |
| NET LEASE OFFICE PROPERTIES | COM | 774K | 31K | – |
| NETFLIX INC. | COM | 6M | 9K | – |
| NEWMONT CORPORATION | COM | 12M | 276K | – |
| NICE SYSTEMS LTD ADR | COM | 695K | 4K | – |
| NIKE INC | COM | 1M | 19K | – |
| NINTENDO LIMITED | COM | 1M | 100K | – |
| NLIGHT INC | COM | 468K | 43K | – |
| NORFOLK SOUTHERN CORP | COM | 6M | 27K | – |
| NORTHERN OIL AND GAS INC | COM | 2M | 63K | – |
| NORTHERN TRUST CORP | COM | 4M | 47K | – |
| NORTHROP GRUMMAN CORP | COM | 854K | 2K | – |
| NOVO-NORDISK A/S-SPONS ADR | COM | 22M | 156K | – |
| NUTRIEN LTD | COM | 8M | 150K | – |
| NV5 GLOBAL INC | COM | 13M | 140K | – |
| NVIDIA CORP | COM | 31M | 250K | – |
| NXP SEMI ADR | COM | 205K | 760 | – |
| O'REILLY AUTOMOTIVE INC | COM | 1M | 973 | – |
| OKTA, INC | COM | 9M | 96K | – |
| OLLI'S BARGAIN OUTLET HOLDINGS | COM | 11M | 116K | – |
| OMNICELL INC | COM | 398K | 15K | – |
| ON HOLDING AG | COM | 4M | 98K | – |
| ON SEMICONDUCTOR CORP | COM | 3M | 43K | – |
| ONE SPA WORLD HOLDINGS | COM | 2M | 120K | – |
| OPEN LENDING CORP - CL A | COM | 8M | 1M | – |
| OPTION CARE HEALTH INC | COM | 12M | 433K | – |
| ORTHOPEDIATRICS CORP | COM | 819K | 28K | – |
| OmniAb Inc | COM | 4M | 945K | – |
| PAGERDUTY INC | COM | 7M | 297K | – |
| PALO ALTO NETWORKS, INC. | COM | 3M | 8K | – |
| PALOMAR HOLDINGS INC | COM | 13M | 162K | – |
| PARKER HANNIFIN CORP COM | COM | 2M | 4K | – |
| PATRICK INDUSTRIES INC | COM | 2M | 14K | – |
| PATTERSON-UTI ENERGY INC. | COM | 3M | 281K | – |
| PAYCHEX COM | COM | 7M | 59K | – |
| PAYPAL HOLDINGS INC | COM | 16M | 275K | – |
| PEPSICO INC. | COM | 67M | 403K | – |
| PFIZER | COM | 32M | 1M | – |
| PG & E CORP | COM | 1M | 83K | – |
| PHILIP MORRIS INTERNATIONAL (P | COM | 511K | 5K | – |
| PHILLIPS 66 | COM | 7M | 52K | – |
| PINTEREST INC CL A | COM | 15M | 336K | – |
| PITNEY BOWES INC | COM | 3M | 607K | – |
| PLAYA HOTELS & RESORTS NV | COM | 1M | 174K | – |
| PORTILLO'S INC | COM | 7M | 711K | – |
| PRIMO WATER CORP | COM | 2M | 89K | – |
| PRIVIA HEALTH GROUP | COM | 4M | 218K | – |
| PROCORE TECHNOLOGIES | COM | 9M | 141K | – |
| PROCTER & GAMBLE | COM | 62M | 377K | – |
| PROGYNY | COM | 24M | 844K | – |
| PROS HOLDINGS INC | COM | 9M | 324K | – |
| PROSHARES SHORT S&P 500 | COM | 114K | 10K | – |
| PUBLIC STORAGE | COM | 1M | 5K | – |
| PURE STORAGE, INC | COM | 562K | 9K | – |
| QUALCOMM INC | COM | 72M | 362K | – |
| QUIDELORTHO CORP | COM | 5M | 142K | – |
| RB GLOBAL INC | COM | 2M | 28K | – |
| REPUBLIC SERVICES INC | COM | 15M | 78K | – |
| RIO TINTO PLC SPONSORED ADR | COM | 18M | 274K | – |
| ROCHE HLDS LTD SPONSORED ADR | COM | 5M | 135K | – |
| ROCKWELL AUTOMATION INCO | COM | 10M | 37K | – |
| RTX CORP | COM | 13M | 128K | – |
| RYANAIR HOLDINGS PLC | COM | 4M | 37K | – |
| S&P GLOBAL INC | COM | 19M | 43K | – |
| SALESFORCE INC | COM | 7M | 27K | – |
| SANOFI SPONSORED (FR)- trds w/ | COM | 12M | 249K | – |
| SAP AKTIENGESLLSCHAFT AG ADR ( | COM | 18M | 87K | – |
| SCHLUMBERGER LTD | COM | 71M | 2M | – |
| SELECTQUOTE INC | COM | 65K | 24K | – |
| SEMPRA | COM | 928K | 12K | – |
| SERVICENOW | COM | 3M | 4K | – |
| SHELL PLC ADR | COM | 34M | 477K | – |
| SHERWIN-WILLIAMS CO | COM | 206K | 691 | – |
| SHIFT4 PAYMENTS, INC. | COM | 29M | 396K | – |
| SHUTTERSTOCK INC | COM | 693K | 18K | – |
| SILICON LABORATORIES INC | COM | 8M | 71K | – |
| SIMULATIONS PLUS, INC | COM | 1M | 23K | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 4M | 34K | – |
| SITIME CORP | COM | 4M | 33K | – |
| SKYLINE CHAMPION CORP | COM | 12M | 174K | – |
| SMITH & NEPHEW PLC - SPONSORED | COM | 8M | 306K | – |
| SOLVENTUM CORP | COM | 550K | 10K | – |
| SPDR S&P 500 ETF | COM | 2M | 4K | – |
| SPOTIFY TECHNOLOGY | COM | 5M | 17K | – |
| SS&C TECHNOLOGIES INC | COM | 4M | 62K | – |
| SSGA ACTIVE TR SPDR BLACKSTONE | COM | 402K | 10K | – |
| STAAR SURGICAL COMPANY | COM | 8M | 163K | – |
| STARBUCKS CORP | COM | 2M | 25K | – |
| STERLING INFRASTRUCTURE | COM | 6M | 47K | – |
| STEVEN MADDEN, LTD. | COM | 8M | 198K | – |
| STMICOELECTRONICS NV-NY SHS | COM | 10M | 246K | – |
| STRYKER CORP | COM | 3M | 8K | – |
| SUMMIT MATERIALS, INC - CL A | COM | 17M | 473K | – |
| SUNCOR ENERGY INC | COM | 8M | 208K | – |
| SUNOPTA INC | COM | 1M | 208K | – |
| SYNOPSYS, INC | COM | 10M | 16K | – |
| SYSCO CORP | COM | 14M | 193K | – |
| T-MOBILE US | COM | 324K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG CO LT | COM | 27M | 158K | – |
| TAKE-TWO INTERACTIVE SOFTWARE | COM | 1M | 8K | – |
| TENABLE HOLDINGS | COM | 10M | 222K | – |
| TERADATA CORPORATION | COM | 10M | 275K | – |
| TESLA INC | COM | 604K | 3K | – |
| TEXAS INSTRUMENTS INC. | COM | 619K | 3K | – |
| THE AZEK COMPANY | COM | 10M | 239K | – |
| THE COOPER COS INC | COM | 2M | 23K | – |
| THE LOVESAC CO | COM | 7M | 323K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 4M | 7K | – |
| TJX COMPANIES INC | COM | 1M | 11K | – |
| TOTALENERGIES SE (FR) | COM | 852K | 13K | – |
| TRACTOR SUPPLY CO | COM | 8M | 31K | – |
| TRADE DESK INC | COM | 12M | 118K | – |
| TRANE TECHNOLOGIES PLC | COM | 2M | 5K | – |
| TRANSCAT INC | COM | 7M | 57K | – |
| TRANSDIGM GROUP INCORPORATED | COM | 4M | 3K | – |
| TRANSMEDICS GROUP, INC | COM | 11M | 75K | – |
| TRANSUNION | COM | 25M | 341K | – |
| TREACE MEDICAL CONCEPTS INC | COM | 4M | 527K | – |
| TREX COMPANY, INC | COM | 10M | 133K | – |
| TRUIST FINANCIAL CORP (TFC) | COM | 30M | 782K | – |
| TYLER TECHNOLOGIES | COM | 15M | 30K | – |
| TYSON FOODS INC. | COM | 2M | 39K | – |
| UBER TECHNOLOGIES | COM | 13M | 177K | – |
| UMB FINANCIAL CORP | COM | 234K | 3K | – |
| UNILEVER PLC ADR (TICKER UL) | COM | 9M | 163K | – |
| UNION PACIFIC | COM | 7M | 29K | – |
| UNITED PARCEL SERVICE - CL B | COM | 11M | 77K | – |
| UNITEDHEALTH GROUP, INC. | COM | 16M | 30K | – |
| UNIVERSAL DISPLAY CORP | COM | 21M | 99K | – |
| US BANCORP | COM | 2M | 57K | – |
| VAALCO ENERGY, INC (13D) | COM | 15M | 2M | – |
| VAIL RESORTS INC | COM | 2M | 9K | – |
| VALERO ENERGY CORP | COM | 1M | 8K | – |
| VANGUARD MID-CAP VALUE ETF | COM | 234K | 2K | – |
| VARONIS SYSTEMS INC | COM | 23M | 471K | – |
| VEEVA SYSTEMS INC CL A | COM | 19M | 104K | – |
| VERISK ANALYTICS INC | COM | 22M | 82K | – |
| VERIZON COMM | COM | 38M | 927K | – |
| VERRA MOBILITY CORPORATION | COM | 2M | 89K | – |
| VERRICA PHARMACEUTICALS INC | COM | 541K | 74K | – |
| VERTEX | COM | 12M | 345K | – |
| VERTEX PHARMACEUTICALS | COM | 925K | 2K | – |
| VERTICALS INC-CLASS A | COM | 1M | 48K | – |
| VERTIV HOLDINGS CO CL A | COM | 11M | 123K | – |
| VIATRIS INC | COM | 714K | 67K | – |
| VIPER ENERGY INC | COM | 6M | 150K | – |
| VISA INC | COM | 19M | 74K | – |
| VISTRA ENERGY CORP | COM | 2M | 26K | – |
| WABTEC CORP | COM | 857K | 5K | – |
| WAL MART INC. | COM | 37M | 553K | – |
| WALKER & DUNLOP INC (WD) | COM | 923K | 9K | – |
| WASTE MANAGEMENT | COM | 73M | 342K | – |
| WELLTOWER INC | COM | 3M | 33K | – |
| WESCO INTERNATIONAL INC | COM | 3M | 20K | – |
| WEST PHARMACEUTICAL SVS INC | COM | 7M | 21K | – |
| WILLDAN GROUP INC | COM | 2M | 79K | – |
| WINGSTOP INC | COM | 9M | 22K | – |
| WISDOMTREE INC | COM | 6M | 580K | – |
| WOODSIDE ENERGY GROUP ADR | COM | 848K | 45K | – |
| WORKDAY, INC. CL A | COM | 8M | 38K | – |
| XYLEM INC. | COM | 13M | 93K | – |
| ZOETIS INC | COM | 322K | 2K | – |
| APELLIS PHARMACEUTICALS INC (A | CONV | 384K | – | – |
| ARRAY TECHNOLOGIES INC (ARRY) | CONV | 2M | – | – |
| BIOMARIN PHARMACEUTICAL (BMRN) | CONV | 3M | – | – |
| EXACT SCIENCES (EXAS) - 8.2076 | CONV | 614K | – | – |
| GREENBRIER COS INC (GBX) - 18. | CONV | 1M | – | – |
| GUIDEWIRE SOFTWARE INC (GWRE) | CONV | 625K | – | – |
| LIVE NATION (LYV) 9.4469 conv | CONV | 511K | – | – |
| LUMENTUM HOLDINGS (LITE) - 10. | CONV | 675K | – | – |
| MIRUM PHARMACEUTICALS (MIRM) - | CONV | 3M | – | – |
| PATRICK INDUSTRIES INC (PATK) | CONV | 2M | – | – |
| PTC THERAPEUTICS INC (PTCT) - | CONV | 569K | – | – |
| ROYAL CARIBBEAN CRUISES (RCL) | CONV | 3M | – | – |
| SOUTHWEST AIRLINES CO (LUV) - | CONV | 3M | – | – |
| STRIDE INC (LRN) - 18.9109 con | CONV | 3M | – | – |