CLUNE & ASSOCIATES
CLUNE & ASSOCIATES, LTD. Legal Name
Adviser information for CLUNE & ASSOCIATES last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 695 | $502.7M |
| Non-Discretionary | 77 | $80.0M |
| Total | 772 | $582.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $32.9M |
| HNW Individuals | 157 | $546.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-34937 |
|---|---|
| SEC ERA File Number | 801-34937 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104708 |
| Legal Entity Identifier | None |
Principal Office
980 N MICHIGAN AVENUESTE 1650
CHICAGO
IL
United States
Monday - Friday, 8:30-5:00
Tel: (312) 644-6040, Fax: (312) 644-5046
Websites
Chief Compliance Officer
RANDY HARDY
PRESIDENT & CEO
980 N. MICHIGAN AVE
STE 1650
CHICAGO
IL
United States
Tel:
(312) 644-5040
Fax:
(312) 644-5046
R****@********Z
(Full email address available in API data)
Regulatory Contact
JOHN BURNS
DIRECTOR, INVESTMENTS & PLANNING
980 N. MICHIGAN AVE
STE 1650
CHICAGO
IL
United States
Tel:
(312) 644-5040
Fax:
(312) 644-5046
J***@********Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARDY, RANDOLPH, C | Individual | – | SHAREHOLDER, PRESIDENT, CEO, & CCO | 06/2021 | > 75% |