REED FINANCIAL SERVICES, INC.
JAMES REED FINANCIAL SERVICES, INC. Legal Name
Adviser information for REED FINANCIAL SERVICES, INC. last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,150 | $307.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,150 | $307.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 239 | $82.9M |
| HNW Individuals | 106 | $213.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $11.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $79,282 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-35002 |
|---|---|
| SEC ERA File Number | 801-35002 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112179 |
| Legal Entity Identifier | None |
Principal Office
5885 LANDERBROOK DRIVESUITE 110
CLEVELAND
OH
United States
Monday - Friday, 9:00AM 5:00PM
Tel: 216-464-2090, Fax: 216-464-1163
Chief Compliance Officer
AMANDA LISACHENKO
CHIEF OPERATING OFFICER
5885 LANDERBROOK DRIVE
SUITE 110
CLEVELAND
OH
United States
Tel:
216-464-2090
Fax:
216-464-1163
A*****@*****************M
(Full email address available in API data)
Regulatory Contact
TROY HAMMER
OPERATIONS MANAGER
5885 LANDERBROOK DRIVE
SUITE 110
CLEVELAND
OH
United States
Tel:
216-464-2090
Fax:
216-464-1163
T******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDWARDS, JANET, S | Individual | – | CLIENT RELATIONS MANAGER | 01/2019 | 10-25% |
| REED, JAMES, MYRON | Individual | – | PRESIDENT | 12/1986 | 10-25% |
| LISACHENKO, AMANDA, ELIZABETH | Individual | – | CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER | 05/2013 | 50-75% |
| WATSON, EVAN | Individual | – | INVESTMENT ANALYST | 01/2022 | 5-10% |