CPS INVESTMENT ADVISORS
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S Legal Name
Adviser information for CPS INVESTMENT ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 24 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,120 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 7,120 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,372 | $449.6M |
| HNW Individuals | 678 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 273 | $266.4M |
| Charitable organizations | 21 | $60.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 36 | $104.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-35294 |
|---|---|
| SEC ERA File Number | 801-35294 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104914 |
| Legal Entity Identifier | None |
Principal Office
205 EAST ORANGE STREET #310LAKELAND
FL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 863-688-1725, Fax: 888-972-5548
Websites
www.facebook.com/cpalliance-123443672920663
www.facebook.com/cpsinvestmentadvisors
www.instagram.com/cpsinvestmentadvisors
www.linkedin.com/company/cpsinvestmentadvisors
www.linkedin.com/company/cpalliance%e2%84%a2
www.facebook.com/cpsgroupcpas
www.linkedin.com/company/cps-group-cpas-pa
cpalliance.sharefile.com/authentication/login
www.cpsinvest.com
www.cpalliance.com
www.cpsinvestmentadvisors.com
Chief Compliance Officer
PETER C. GOLOTKO
CHIEF COMPLIANCE OFFICER
205 EAST ORANGE STREET #310
LAKELAND
FL
United States
Tel:
863-688-1725
Fax:
888-972-5548
P****@************M
(Full email address available in API data)
Regulatory Contact
ESTHER A. BARNETTE
EXECUTIVE ADMINISTRATOR
205 EAST ORANGE STREET #310
LAKELAND
FL
United States
Tel:
863-688-1725
Fax:
888-972-5548
E*****@************M
(Full email address available in API data)
Industry Affiliates
| NATIONAL ADVISORS TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLOTKO, PETER, CHARLES | Individual | – | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | 01/1998 | 50-75% |
| RISKIN, MICHAEL, AARON | Individual | – | VICE PRESIDENT/TREASURER/DIRECTOR | 07/2017 | 25-50% |
| BAILEY, NOLEN, BRYAN | Individual | – | VICE PRESIDENT/SECRETARY/DIRECTOR | 07/2020 | 10-25% |
| MCCABE, SHAWN, JOSEPH | Individual | – | CPALLIANCE DIRECTOR/PARTNER | 01/2023 | < 5% |
| CORRAO, ANTHONY, MARIO | Individual | – | FINANCIAL PLANNING DIRECTOR/PARTNER | 01/2023 | < 5% |
| Lupercio, Erica, Marie | Individual | – | BRAND DIRECTOR/PARTNER | 01/2023 | < 5% |