Hedge Fund Database

SATURNA CAPITAL CORPORATION

Adviser information for SATURNA CAPITAL CORPORATION last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Washington, United States

Employees

Total Number of Employees 75
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 65
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 115 $6.6B
Non-Discretionary 0 $0
Total 115 $6.6B

Clients

Type Number RAUM
Individuals 27 $21.3M
HNW Individuals 35 $124.6M
Banking or thrift institutions 0 $0
Investment companies 2 $6.4B
Business development companies 0 $0
Pooled investment vehicles 3 $95.4M
Pension and profit sharing plans 0 $0
Charitable organizations 9 $24.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $11.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 16
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPension consulting services
Compensation % of AUMFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 178.6M
Portfolio Manager to Program Sponsor
INVESTMENT MANAGEMENT ACCOUNT SATURNA CAPITAL CORPORATION

Identifiers

SEC RIA File Number 801-35428
SEC ERA File Number 801-35428
SEC CIK Numbers 1316617
SEC CRD Numbers 25586
Legal Entity Identifier 549300R3MES20JO2FK48

Principal Office

1300 N STATE ST.
BELLINGHAM
WA
United States
Monday - Friday, 6AM - 6PM
Tel: 360-734-9900, Fax: 360-734-0755

Websites

www.linkedin.com/company/saturna-capital-corporation/ www.youtube.com/user/saturnacapital www.youtube.com/user/amanamutualfunds www.saturna.com www.facebook.com/saturnacapital/ www.instagram.com/saturnacapital/ twitter.com/saturnacapital www.facebook.com/amanafunds/

Chief Compliance Officer

MICHAEL E. LEWIS
1300 N STATE ST
BELLINGHAM
WA
United States
Tel: 360-734-9900
Fax: 360-734-0755
(Full email address available in API data)

Regulatory Contact

ELLIOT COHEN
CHIEF LEGAL OFFICER
1300 N. STATE ST.
BELLINGHAM
WA
United States
Tel: 360-734-9900
Fax: 360-734-0755
(Full email address available in API data)

Industry Affiliates

SATURNA BROKERAGE SERVICES, INC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SATURNA SDN. BHD. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SATURNA TRUST COMPANY Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCILVAINE, PHELPS, SHAW Individual – DIRECTOR 08/1994 < 5%
CARTEN, JANE, KAISER Individual – EXECUTIVE DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER 02/2001 50-75%
SALAM, MONEM, ABDUL Individual – EXECUTIVE DIRECTOR, EXECUTIVE VICE PRESIDENT 06/2005 < 5%
FANKHAUSER, CHRISTOPHER, REED Individual – EXECUTIVE DIRECTOR, CHIEF OPERATIONS OFFICER 01/2006 < 5%
KAISER, NICHOLAS, FERGUSON Individual – EXECUTIVE DIRECTOR, CHAIRMAN 08/1989 25-50%
LEWIS, MICHAEL, ERIC Individual – CHIEF COMPLIANCE OFFICER 09/2012 < 5%
MURPHY, DENNIS Individual – INDEPENDENT DIRECTOR 04/2013 < 5%
STEWART, JACOB, ANDREW Individual – ANTI-MONEY LAUNDERING OFFICER 08/2014 < 5%
HANNA, KALEN, MARTIN Individual – EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER 09/2018 < 5%
Cohen, Elliot, Scott Individual – CHIEF LEGAL OFFICER, SECRETARY 07/2022 < 5%

No. Employees, Historic

8040020192020202120222023202465 on 9/26/201965 on 2/18/202065 on 6/30/202067 on 9/28/202067 on 3/25/202169 on 9/27/202169 on 12/21/202173 on 9/27/202273 on 11/21/202275 on 9/28/2023

RAUM, Historic

7B4B02019202020212022202320243957849949 on 9/26/20193957849949 on 2/18/20203957849949 on 6/30/20204067899187 on 9/28/20204067899187 on 3/25/20215496421727 on 9/27/20215496421727 on 12/21/20215150693205 on 9/27/20225150693205 on 11/21/20226643738704 on 9/28/2023

No. Clients, Historic

9045020192020202120222023202449 on 9/26/201949 on 2/18/202049 on 6/30/202050 on 9/28/202050 on 3/25/202167 on 9/27/202167 on 12/21/202177 on 9/27/202277 on 11/21/202282 on 9/28/2023

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories Common Stock 42M 407K 0
AbbVie Common Stock 20M 115K 0
Accenture, Class A Common Stock 4M 12K 0
Adobe Common Stock 189M 341K 0
Advanced Micro Devices Common Stock 197M 1M 0
Agilent Technologies Common Stock 118M 910K 0
Agnico-Eagle Mines Common Stock 2M 23K 0
Air Products & Chemicals Common Stock 29M 111K 0
Alcon Common Stock 2M 25K 0
Alphabet inc., C Common Stock 243K 1K 0
Alphabet, Class A Common Stock 260M 1M 0
Amazon.com Common Stock 6M 28K 0
Amgen Common Stock 44M 141K 0
Aon PLC Common Stock 584K 2K 0
Apple Common Stock 459M 2M 0
ASML Holding NY Common Stock 326M 319K 0
AstraZeneca ADS ADR 130M 2M 0
AutoZone Common Stock 120M 41K 0
Barrick Gold Common Stock 3M 164K 0
BHP Biliton ADR ADR 2M 27K 0
Booking Holdings Common Stock 269K 68 0
Boston Scientific Common Stock 2M 26K 0
Bristol-Myers Squibb Common Stock 21M 502K 0
Broadcom Ltd Common Stock 233M 145K 0
Camden Property Trust Common Stock 495K 5K 0
Cameco Corp Common Stock 1M 23K 0
Canadian National Railway Common Stock 48M 408K 0
Canadian Pacific Kansas City Ltd Common Stock 681K 9K 0
Chevron Corporation Common Stock 290K 2K 0
Chubb Common Stock 809K 3K 0
Church & Dwight Common Stock 124M 1M 0
Cisco Systems Common Stock 120M 3M 0
Colgate-Palmolive Common Stock 47M 489K 0
Comfort Systems USA Common Stock 2M 6K 0
Confluent Inc Common Stock 257K 9K 0
ConocoPhillips Common Stock 2M 19K 0
Corteva Common Stock 2M 37K 0
Costco Wholesale Common Stock 4M 4K 0
CRISPR Therapeutics AG Common Stock 528K 10K 0
CrowdStrike Holdings Inc Class A Common Stock 433K 1K 0
CSW Industrials, Inc. Common Stock 2M 7K 0
Dominion Energy Common Stock 380K 8K 0
Eaton Corp PLC Common Stock 42M 134K 0
Ecolab Common Stock 357K 2K 0
Edwards Lifesciences Common Stock 2M 23K 0
Elastic NV Common Stock 250K 2K 0
Elevance Health Common Stock 114M 210K 0
Eli Lilly Common Stock 618M 683K 0
EMCOR Group Common Stock 310K 850 0
Enphase Energy Common Stock 482K 5K 0
Equinix Common Stock 636K 841 0
Equity Residential Property Trust Common Stock 503K 7K 0
Exponent Common Stock 666K 7K 0
Fastenal Common Stock 1M 18K 0
Ferguson PLC Common Stock 41M 211K 0
First Solar Common Stock 1M 5K 0
Floor & Decor Holdings, Inc. Class Common Stock 2M 23K 0
Freeport-McMoRan Common Stock 328K 7K 0
Gartner Common Stock 81M 181K 0
General Mills Common Stock 311K 5K 0
Genuine Parts Common Stock 53M 382K 0
GlaxoSmithKline ADS ADR 980K 25K 0
Haleon Plc ADR ADR 95K 12K 0
Home Depot Common Stock 1M 4K 0
Honeywell International Common Stock 214K 1K 0
ICF International Common Stock 2M 11K 0
IDEXX Laboratories Common Stock 80M 165K 0
Illinois Tool Works Common Stock 75M 315K 0
Infosys ADS ADR 3M 163K 0
International Business Machines Common Stock 353K 2K 0
Intuit Common Stock 196M 298K 0
Iovance Biotherapeutics Inc Common Stock 154K 19K 0
Itron Common Stock 673K 7K 0
Jabil Inc Common Stock 3M 29K 0
JFROG LTD REGISTERED SHS ISIN# Common Stock 323K 9K 0
Johnson & Johnson Common Stock 27M 185K 0
Johnson Controls International Common Stock 176M 3M 0
JP Morgan Chase Common Stock 325K 2K 0
Kenvue Inc Common Stock 19M 1M 0
Keysight Technologies Common Stock 119M 870K 0
Kimberly-Clark Common Stock 42M 301K 0
Limbach Holdings, Inc Common Stock 1M 20K 0
Lincoln Electric Holdings Common Stock 53M 282K 0
Linde Common Stock 60M 136K 0
Lowe's Common Stock 95M 429K 0
Lululemon Athletica Common Stock 2M 5K 0
Mastercard, Class A Common Stock 3M 8K 0
Matrix Service Company Common Stock 506K 51K 0
McCormick & Co Common Stock 40M 560K 0
MercadoLibre Common Stock 5M 3K 0
Merck & Co Common Stock 118M 951K 0
Meta Platforms Inc Cl A Common Stock 3M 5K 0
Microchip Technology Common Stock 244K 3K 0
Micron Technology Common Stock 286K 2K 0
Microsoft Common Stock 496M 1M 0
Mid-America Apartment Communities Common Stock 404K 3K 0
Monolithic Power Systems Common Stock 1M 2K 0
Monster Beverage Common Stock 2M 32K 0
Moody's Common Stock 2M 6K 0
Motorola Solutions Common Stock 3M 8K 0
NextEra Energy Common Stock 572K 8K 0
NICE Systems ADR ADR 3M 17K 0
Norfolk Southern Common Stock 922K 4K 0
Novartis ADS ADR 35M 326K 0
Novo Nordisk ADS ADR 305M 2M 0
NVE Corporation Common Stock 232K 3K 0
NVIDIA Common Stock 269M 2M 0
NXP Semiconductors Common Stock 2M 7K 0
O'Reilly Automotive Common Stock 4M 4K 0
OpenText Common Stock 1M 38K 0
Oracle Common Stock 135M 960K 0
Orange ADR ADR 200K 20K 0
Palo Alto Networks Inc. Common Stock 1M 3K 0
Parker Hannifin Common Stock 253K 500 0
Pfizer Common Stock 22M 801K 0
Phillips 66 Common Stock 212K 2K 0
Potlatch Common Stock 381K 10K 0
PPG Industries Common Stock 48M 380K 0
Procter & Gamble Common Stock 152M 920K 0
Prologis Inc Common Stock 1M 12K 0
Public Storage International Common Stock 2M 6K 0
Qualcomm Common Stock 12M 58K 0
Quanta Services Common Stock 2M 7K 0
Quimica y Minera Chile ADS ADR 2M 49K 0
Rambus Common Stock 393K 7K 0
Raymond James Financial Common Stock 909K 7K 0
Republic Services Common Stock 1M 6K 0
Rio Tinto ADS ADR 6M 84K 0
Rockwell Automation Common Stock 83M 300K 0
Roper Technologies Common Stock 2M 3K 0
Ross Stores Common Stock 365K 3K 0
RxSight Common Stock 579K 10K 0
Salesforce Inc. Common Stock 2M 7K 0
SAP ADS ADR 4M 19K 0
ServiceNow Common Stock 148M 189K 0
Shell Plc ADR 350K 5K 0
SK Telecom ADR ADR 230K 11K 0
Sony ADS ADR 340K 4K 0
Southern Copper Common Stock 5M 43K 0
STMicroelectronics (NY shares) ADR 4M 102K 0
Stryker Common Stock 107M 313K 0
Taiwan Semiconductor ADS ADR 370M 2M 0
TE Connectivity Common Stock 2M 13K 0
Telekomunikasi Indonesia ADS ADR 2M 83K 0
Telus Common Stock 200K 13K 0
Texas Instruments Common Stock 52M 266K 0
TJX Companies Common Stock 135M 1M 0
Toronto-Dominion Bank Common Stock 247K 5K 0
Tractor Supply Common Stock 1M 5K 0
Trane Common Stock 133M 403K 0
Trimble Common Stock 95M 2M 0
Tyler Technologies Common Stock 911K 2K 0
Unilever ADS ADR 31M 571K 0
Union Pacific Common Stock 78M 346K 0
United Parcel Service, Cl B Common Stock 38M 275K 0
UnitedHealth Group Common Stock 805K 2K 0
Valaris PLC Common Stock 945K 13K 0
Verizon Communications Common Stock 316K 8K 0
Virtu Financial Common Stock 415K 19K 0
Visa Common Stock 293K 1K 0
W.W. Grainger Common Stock 74M 82K 0
Waste Management Common Stock 392K 2K 0
Watsco Common Stock 1M 3K 0
Weyerhaeuser Common Stock 461K 16K 0
Zoetis Inc. Common Stock 1M 6K 0
Zscaler Common Stock 244K 1K 0