SAYBROOK CAPITAL CORP
Adviser information for SAYBROOK CAPITAL CORP last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 158 | $438.2M |
| Non-Discretionary | 0 | $0 |
| Total | 158 | $438.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 150 | $388.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.8M |
| Charitable organizations | <5 | $23.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $17.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 158 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-35487 |
|---|---|
| SEC ERA File Number | 801-35487 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107679 |
| Legal Entity Identifier | None |
Principal Office
7 SPRING STREET2ND FLOOR
SAG HARBOR
NY
United States
Monday - Friday, 8:30 - 5:30
Tel: 6317255518, Fax: 6317255519
Websites
Chief Compliance Officer
LUKE M BABCOCK
PRESIDENT
7 SPRING STREET
PO BOX 4
SAG HARBOR
NY
United States
Tel:
631-725-5518
Fax:
631-725-5519
S*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIRSCH, SCOTT, ROBINSON | Individual | – | SECRETARY, CO-MANAGING PRINCIPAL | 01/2008 | 25-50% |
| BABCOCK, LUKE, MCDANIEL | Individual | – | CHIEF COMPLIANCE OFFICER, CO-MANAGING PRINCIPAL | 01/2008 | 25-50% |