Hedge Fund Database

OAK RIDGE INVESTMENTS, LLC

Adviser information for OAK RIDGE INVESTMENTS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,667 $899.9M
Non-Discretionary 0 $0
Total 1,667 $899.9M

Clients

Type Number RAUM
Individuals 1,457 $426.8M
HNW Individuals 124 $297.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $5.5M
Charitable organizations 0 $0
State or municipal gov entities <5 $8.8M
Other investment advisers 0 $0
Insurance companies <5 $55.8M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 39 $47.5M
Other 29 $58.0M
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 707.8M
Both for Same 0
Portfolio Manager to Program Sponsor
GUIDED MANAGED ASSET PROGRAM WEDBUSH SECURITIES INC.
SELECT SEPARATE ACCOUNT AMERIPRISE FINANCIAL SERVICES, LLC
MANAGED ACCOUNT ACCESS CHARLES SCHWAB & CO., INC.
MANAGED ACCOUNT SELECT CHARLES SCHWAB & CO., INC.
MANAGER SELECT ACCOUNT LPL FINANCIAL LLC
MANAGED ACCOUNT COMMAND BNY MELLON ADVISORS, INC.
CONSULTS MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PROAM PROGRAM NBC SECURITIES, INC.
MANAGED ACCOUNT PROGRAM RBC CAPITAL MARKETS, LLC
ICS PREFERRED PROGRAM ROBERT W. BAIRD & CO. INCORPORATED
OPPORTUNITY PROGRAM STIFEL, NICOLAUS & COMPANY, INCORPORATED
ACCESS UBS FINANCIAL SERVICES INC.
STRATEGIC WEALTH PORTFOLIOS UBS FINANCIAL SERVICES INC.
INSTITUTIONAL CONSULTING UBS FINANCIAL SERVICES INC.
MAC UBS FINANCIAL SERVICES INC.
MANAGED MARKET PLACE CHARLES SCHWAB & CO., INC.
SEPARATE ACCOUNT NETWORK FIDELITY BROKERAGE SERVICES LLC
STIFEL MANAGED ACCOUNT PROGRAM (SMAP) STIFEL, NICOLAUS & COMPANY, INCORPORATED
NETWORK WELLS FARGO SECURITIES, LLC
MANAGED ACCOUNT ADVISOR BNY MELLON ADVISORS, INC.
CES MORGAN STANLEY
IMS MORGAN STANLEY
OSM RAYMOND JAMES & ASSOCIATES, INC.

Identifiers

SEC RIA File Number 801-35529
SEC ERA File Number 801-35529
SEC CIK Numbers 1054554
SEC CRD Numbers 107066
Legal Entity Identifier None

Principal Office

10 SOUTH LASALLE STREET
SUITE 2130
CHICAGO
IL
United States
Monday - Friday, 8AM-5PM
Tel: 312-857-1040, Fax: 312-857-1055

Websites

www.linkedin.com/company/oak-ridge-investments/ www.oakridgeinvest.com

Chief Compliance Officer

ERIK DOLAN
15614 ALTOMARE TRACE WAY
WOODBRIDGE
VA
United States
Tel: 3015207549
(Full email address available in API data)

Regulatory Contact

DAVID KLASKIN
CEO
10 SOUTH LASALLE STREET
SUITE 2130
CHICAGO
IL
United States
Tel: 312-857-7020
(Full email address available in API data)

Industry Affiliates

CS MCKEE Other investment adviser, including financial planners
NORTH SQUARE INVESTMENTS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KLASKIN, DAVID, MICHAEL Individual – MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER 01/1990 25-50%
GOODWIN, MARK, DAVID Individual – MANAGER 09/2015 < 5%
MCVICKER, ROBERT, GREGG Individual – MANAGER, MEMBER 03/2019 < 5%
CUMMINS, NEIL, ANTHONY Individual – MEMBER 10/2014 10-25%
NSI HOLDCO LLC Domestic Entity – MEMBER 07/2018 10-25%
BRINCKERHOFF, JOHN, KANE Individual – COO 12/2018 < 5%
PETERS, JOHN, EDWARD Individual – MEMBER 07/2002 5-10%
DOLAN, ERIK, J Individual – CCO 07/2023 < 5%

No. Employees, Historic

2010020202021202220232024202511 on 4/1/202011 on 6/30/202011 on 3/31/202111 on 3/31/202111 on 6/29/202111 on 6/30/202111 on 3/24/202211 on 3/31/202211 on 8/17/202211 on 3/9/202311 on 8/1/202311 on 8/17/202311 on 9/6/202311 on 11/10/202311 on 3/13/2024

RAUM, Historic

2B1B02020202120222023202420251113029437 on 4/1/20201113029437 on 6/30/20201148401753 on 3/31/20211148401753 on 3/31/20211148401753 on 6/29/20211148401753 on 6/30/20211221152796 on 3/24/20221221152796 on 3/31/20221221152796 on 8/17/2022708443439 on 3/9/2023708443439 on 8/1/2023708443439 on 8/17/2023708443439 on 9/6/2023708443439 on 11/10/2023899852844 on 3/13/2024

No. Clients, Historic

2,0001,00002020202120222023202420251674 on 4/1/20201674 on 6/30/20201535 on 3/31/20211535 on 3/31/20211535 on 6/29/20211535 on 6/30/20211550 on 3/24/20221550 on 3/31/20221550 on 8/17/20221476 on 3/9/20231476 on 8/1/20231476 on 8/17/20231476 on 9/6/20231476 on 11/10/20231667 on 3/13/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 213K 1K –
ADVANCED MICRO DEVICES INC COM 9M 52K –
AEROVIRONMENT INC COM 2M 10K –
AGIOS PHARMACEUTICALS INC COM 2M 35K –
ALARM COM HLDGS INC COM 4M 56K –
ALPHABET INC CAP STK CL C 36M 196K –
ALPHABET INC CAP STK CL A 24M 132K –
ALPHATEC HLDGS INC COM NEW 1M 117K –
AMAZON COM INC COM 55M 283K –
AMETEK INC COM 2M 11K –
AMPHENOL CORP NEW CL A 1M 19K –
APPLE INC COM 95M 449K –
APPLIED INDL TECHNOLOGIES IN COM 3M 16K –
ARGENX SE SPONSORED ADR 2M 5K –
ARISTA NETWORKS INC COM 11M 31K –
ARROWHEAD PHARMACEUTICALS IN COM 951K 37K –
ASTRAZENECA PLC SPONSORED ADR 10M 127K –
ATKORE INC COM 4M 27K –
AXON ENTERPRISE INC COM 4M 12K –
AXONICS INC COM 6M 96K –
AXSOME THERAPEUTICS INC COM 1M 14K –
AZEK CO INC CL A 3M 78K –
BELLRING BRANDS INC COMMON STOCK 7M 124K –
BIOHAVEN LTD COM 764K 22K –
BJS WHSL CLUB HLDGS INC COM 4M 46K –
BLACKSTONE INC COM 230K 2K –
BLUEPRINT MEDICINES CORP COM 2M 16K –
BOOT BARN HLDGS INC COM 2M 16K –
BROADCOM INC COM 20M 12K –
CADRE HLDGS INC COM 3M 100K –
CASELLA WASTE SYS INC CL A 4M 42K –
CASEYS GEN STORES INC COM 658K 2K –
CDW CORP COM 941K 4K –
CELSIUS HLDGS INC COM NEW 261K 5K –
CHIPOTLE MEXICAN GRILL INC COM 2M 30K –
CONSTELLATION BRANDS INC CL A 6M 24K –
CONSTRUCTION PARTNERS INC COM CL A 5M 90K –
CORCEPT THERAPEUTICS INC COM 984K 30K –
COSTCO WHSL CORP NEW COM 14M 17K –
CROWDSTRIKE HLDGS INC CL A 946K 2K –
CYTOKINETICS INC COM NEW 1M 18K –
DANAHER CORPORATION COM 6M 23K –
DECKERS OUTDOOR CORP COM 858K 886 –
DESCARTES SYS GROUP INC COM 4M 38K –
DEXCOM INC COM 7M 63K –
DIAMONDBACK ENERGY INC COM 1M 5K –
DOUBLEVERIFY HLDGS INC COM 2M 128K –
ECOLAB INC COM 10M 42K –
ELI LILLY & CO COM 44M 48K –
ENSIGN GROUP INC COM 3M 27K –
EOG RES INC COM 5M 36K –
EPAM SYS INC COM 2M 13K –
EQUINIX INC COM 5M 7K –
EURONET WORLDWIDE INC COM 2M 23K –
EXACT SCIENCES CORP COM 449K 11K –
EXLSERVICE HOLDINGS INC COM 7M 208K –
EXPEDIA GROUP INC COM NEW 484K 4K –
FEDERAL SIGNAL CORP COM 3M 40K –
FIVE BELOW INC COM 3M 30K –
FORTINET INC COM 7M 122K –
GALLAGHER ARTHUR J & CO COM 1M 5K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 752K 10K –
GUARDANT HEALTH INC COM 467K 16K –
HALOZYME THERAPEUTICS INC COM 3M 63K –
HERC HLDGS INC COM 3M 21K –
HIMS & HERS HEALTH INC COM CL A 3M 128K –
IDEXX LABS INC COM 894K 2K –
INSMED INC COM PAR $.01 4M 61K –
INSPIRE MED SYS INC COM 4M 30K –
INTERCONTINENTAL EXCHANGE IN COM 5M 38K –
INTRA-CELLULAR THERAPIES INC COM 811K 12K –
INTUIT COM 10M 15K –
INTUITIVE SURGICAL INC COM NEW 4M 9K –
ISHARES TR CORE S&P US GWT 669K 5K –
ISHARES TR RUS 1000 GRW ETF 702K 2K –
JPMORGAN CHASE & CO. COM 271K 1K –
KINDER MORGAN INC DEL COM 248K 12K –
KINSALE CAP GROUP INC COM 4M 11K –
KLA CORP COM NEW 16M 20K –
LANTHEUS HLDGS INC COM 4M 51K –
LATTICE SEMICONDUCTOR CORP COM 3M 46K –
MARSH & MCLENNAN COS INC COM 6M 27K –
MASTERCARD INCORPORATED CL A 14M 32K –
MATADOR RES CO COM 4M 75K –
META PLATFORMS INC CL A 36M 71K –
METTLER TOLEDO INTERNATIONAL COM 558K 399 –
MICROSOFT CORP COM 109M 245K –
MIDDLEBY CORP COM 3M 25K –
MONOLITHIC PWR SYS INC COM 2M 2K –
MSCI INC COM 531K 1K –
NAPCO SEC TECHNOLOGIES INC COM 5M 91K –
NETFLIX INC COM 12M 18K –
NOMAD FOODS LTD USD ORD SHS 5M 291K –
NORTHERN OIL & GAS INC COM 1M 34K –
NV5 GLOBAL INC COM 2M 25K –
NVIDIA CORPORATION COM 89M 722K –
OLD DOMINION FREIGHT LINE IN COM 862K 5K –
OLLIES BARGAIN OUTLET HLDGS COM 5M 55K –
ONESPAWORLD HOLDINGS LIMITED COM 3M 189K –
ORACLE CORP COM 235K 2K –
OREILLY AUTOMOTIVE INC COM 13M 12K –
PALOMAR HLDGS INC COM 5M 58K –
PENUMBRA INC COM 987K 5K –
PERMIAN RESOURCES CORP CLASS A COM 4M 250K –
PROGYNY INC COM 2M 65K –
PROLOGIS INC. COM 709K 6K –
Q2 HLDGS INC COM 4M 72K –
QUALCOMM INC COM 2M 8K –
QUANTA SVCS INC COM 5M 19K –
RBC BEARINGS INC COM 3M 10K –
REGAL REXNORD CORPORATION COM 910K 7K –
REMITLY GLOBAL INC COM 1M 93K –
ROPER TECHNOLOGIES INC COM 8M 14K –
ROSS STORES INC COM 14M 98K –
SAIA INC COM 9M 20K –
SERVICENOW INC COM 8M 10K –
SITIME CORP COM 3M 20K –
SPS COMM INC COM 4M 24K –
STERIS PLC SHS USD 5M 24K –
STRYKER CORPORATION COM 9M 25K –
SYNOPSYS INC COM 7M 11K –
TAKE-TWO INTERACTIVE SOFTWAR COM 480K 3K –
TESLA INC COM 7M 36K –
T-MOBILE US INC COM 9M 53K –
TRANSDIGM GROUP INC COM 14M 11K –
TRANSMEDICS GROUP INC COM 3M 18K –
TRAVERE THERAPEUTICS INC COM 473K 58K –
TYLER TECHNOLOGIES INC COM 2M 3K –
ULTRAGENYX PHARMACEUTICAL IN COM 795K 19K –
UNILEVER PLC SPON ADR NEW 6M 103K –
UNITED RENTALS INC COM 4M 6K –
UNITEDHEALTH GROUP INC COM 19M 37K –
UROGEN PHARMA LTD COM 1M 80K –
VERISK ANALYTICS INC COM 10M 37K –
VERTEX PHARMACEUTICALS INC COM 854K 2K –
VERTIV HOLDINGS CO COM CL A 361K 4K –
VISA INC COM CL A 18M 67K –
VITA COCO CO INC COM 3M 110K –
WALMART INC COM 203K 3K –
WASTE CONNECTIONS INC COM 3M 15K –
WATERS CORP COM 492K 2K –
WATSCO INC COM 909K 2K –
WEX INC COM 3M 17K –
WINGSTOP INC COM 3M 8K –
XPONENTIAL FITNESS INC COM CL A 1M 78K –
YUM CHINA HLDGS INC COM 475K 15K –