DOVER PARTNERS INC
Adviser information for DOVER PARTNERS INC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $29.1M |
| Non-Discretionary | 13 | $400.8M |
| Total | 37 | $429.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $29.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $400.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-35543 |
|---|---|
| SEC ERA File Number | 801-35543 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105133 |
| Legal Entity Identifier | None |
Principal Office
476 WINDSOR PARK DR.DAYTON
OH
United States
Monday - Friday, 8:30 AM - 4:00 PM
Tel: 937-299-4105, Fax: 937-299-7565
Chief Compliance Officer
SMITTKAMP, JOSHUA A.
CHIEF COMPLIANCE OFFICER
476 WINDSOR PARK DR.
DAYTON
OH
United States
Tel:
937-299-4105
Fax:
937-299-7565
J***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMPBELL, RICHARD, ALTON | Individual | – | PRESIDENT | 10/1989 | 25-50% |
| SMITTKAMP, JOSHUA, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER & COO | 02/2009 | 25-50% |
| NEWELL, JACKSON, ARTHUR | Individual | – | CHIEF EXECUTIVE OFFICER | 10/1989 | 25-50% |