L. ROY PAPP & ASSOCIATES, LLP
Adviser information for L. ROY PAPP & ASSOCIATES, LLP last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,308 | $1.2B |
| Non-Discretionary | 433 | $235.8M |
| Total | 1,741 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 207 | $110.8M |
| HNW Individuals | 311 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $42.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $41.2M |
| Charitable organizations | 26 | $66.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 51 | $54.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
2201 E. CAMELBACK ROADSUITE 227B
PHOENIX
AZ
United States
Monday - Friday, 8:30 A.M.- 5:00 P.M.
Tel: 602-956-0980, Fax: 602-956-1953
Websites
Chief Compliance Officer
JULIE A. HEIN
GENERAL PARTNER
2201 E. CAMELBACK ROAD
SUITE 227B
PHOENIX
AZ
United States
Tel:
602-956-0980
Fax:
602-956-1953
J****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAVALLERO, VICTORIA, SUSAN | Individual | – | GENERAL PARTNER | 01/1993 | 25-50% |
| PAPP, HARRY, A | Individual | – | GENERAL PARTNER | 10/1989 | 25-50% |
| PAPP, ROSELLEN, C | Individual | – | GENERAL PARTNER | 10/1989 | 10-25% |
| EDWARDS, JEFFREY, NELS | Individual | – | GENERAL PARTNER | 01/1993 | < 5% |
| HEIN, JULIE, ANN | Individual | – | GENERAL PARTNER/CHIEF COMPLIANCE OFFICER | 01/1996 | < 5% |
| SCHAEFER, CHRISTOPHER, LAUREN | Individual | – | GENERAL PARTNER | 06/2007 | < 5% |
| RIORDAN, BRIAN, MICHAEL | Individual | – | GENERAL PARTNER | 06/2007 | < 5% |
| SMITH, GREGORY, S | Individual | – | GENERAL PARTNER | 06/2007 | < 5% |
| BIEHL, RUSSELL, ALLEN | Individual | – | GENERAL PARTNER | 09/2015 | < 5% |
| BAUM, MATTHEW, PHILIP | Individual | – | GENERAL PARTNER | 02/2018 | < 5% |
| MACIAS, JUDITH, ANN | Individual | – | GENERAL PARTNER | 02/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 928K | 9K | – |
| ABBVIE INC | COM | 1M | 8K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 34M | 111K | – |
| ADOBE INC | COM | 4M | 8K | – |
| ADVANCED MICRO DEVICES INC | COM | 270K | 2K | – |
| ALPHABET INC | CAP STK CL A | 21M | 114K | – |
| ALPHABET INC | CAP STK CL C | 33M | 180K | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| AMERICAN EXPRESS CO | COM | 1M | 5K | – |
| AMETEK INC | COM | 6M | 36K | – |
| AMGEN INC | COM | 2M | 6K | – |
| ANALOG DEVICES INC | COM | 8M | 36K | – |
| ANSYS INC | COM | 3M | 10K | – |
| APPLE INC | COM | 56M | 267K | – |
| APPLIED MATLS INC | COM | 358K | 2K | – |
| ARISTA NETWORKS INC | COM | 280K | 800 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 10K | – |
| AUTOZONE INC | COM | 207K | 70 | – |
| BANK AMERICA CORP | COM | 212K | 5K | – |
| BARRETT BUSINESS SVCS INC | COM | 278K | 8K | – |
| BECTON DICKINSON & CO | COM | 8M | 34K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BIO-TECHNE CORP | COM | 2M | 25K | – |
| BLACKROCK INC | COM | 31M | 40K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 464K | 11K | – |
| CANADIAN NATL RY CO | COM | 17M | 141K | – |
| CATERPILLAR INC | COM | 2M | 5K | – |
| CHEVRON CORP NEW | COM | 6M | 36K | – |
| CHURCH & DWIGHT CO INC | COM | 2M | 23K | – |
| CISCO SYS INC | COM | 2M | 33K | – |
| CLOROX CO DEL | COM | 2M | 17K | – |
| COCA COLA CO | COM | 2M | 30K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 21K | – |
| COSTAR GROUP INC | COM | 3M | 36K | – |
| COSTCO WHSL CORP NEW | COM | 26M | 30K | – |
| CRH PLC | ORD | 209K | 3K | – |
| CSX CORP | COM | 241K | 7K | – |
| DEVON ENERGY CORP NEW | COM | 718K | 15K | – |
| DIAMONDBACK ENERGY INC | COM | 676K | 3K | – |
| DISNEY WALT CO | COM | 469K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 214K | 2K | – |
| EASTGROUP PPTYS INC | COM | 1M | 6K | – |
| ECOLAB INC | COM | 8M | 35K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| EMERSON ELEC CO | COM | 7M | 60K | – |
| EOG RES INC | COM | 24M | 193K | – |
| EXPEDITORS INTL WASH INC | COM | 21M | 165K | – |
| EXXON MOBIL CORP | COM | 11M | 100K | – |
| FACTSET RESH SYS INC | COM | 8M | 19K | – |
| FIRST SOLAR INC | COM | 317K | 1K | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 251K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 274K | 3K | – |
| FIRST TR MULTI CAP GROWTH AL | COM SHS | 320K | 3K | – |
| FISERV INC | COM | 9M | 60K | – |
| FULLER H B CO | COM | 308K | 4K | – |
| GE AEROSPACE | COM NEW | 289K | 2K | – |
| GRAINGER W W INC | COM | 563K | 624 | – |
| HOME DEPOT INC | COM | 20M | 58K | – |
| HONEYWELL INTL INC | COM | 627K | 3K | – |
| ICON PLC | SHS | 5M | 15K | – |
| IDEX CORP | COM | 3M | 15K | – |
| IDEXX LABS INC | COM | 229K | 470 | – |
| INFORMATICA INC | COM CL A | 2M | 57K | – |
| INTEL CORP | COM | 688K | 22K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
| INTUIT | COM | 5M | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 10M | 63K | – |
| INVESCO QQQ TR | UNIT SER 1 | 237K | 495 | – |
| IQVIA HLDGS INC | COM | 1M | 5K | – |
| ISHARES INC | MSCI JPN ETF NEW | 242K | 4K | – |
| ISHARES SILVER TR | ISHARES | 505K | 19K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 935K | 9K | – |
| ISHARES TR | CORE S&P TTL STK | 358K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 517K | 944 | – |
| ISHARES TR | EUROPE ETF | 246K | 5K | – |
| ISHARES TR | MSCI USA MIN VOL | 6M | 76K | – |
| ISHARES TR | MSCI USA MMENTM | 360K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 423K | 2K | – |
| ISHARES TR | RUS MD CP GR ETF | 490K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 219K | 1K | – |
| ISHARES TR | SHRT NAT MUN ETF | 455K | 4K | – |
| JOHNSON & JOHNSON | COM | 17M | 119K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 26K | – |
| KIMBERLY-CLARK CORP | COM | 273K | 2K | – |
| KINDER MORGAN INC DEL | COM | 543K | 27K | – |
| KROGER CO | COM | 490K | 10K | – |
| LINDE PLC | SHS | 1M | 2K | – |
| LOWES COS INC | COM | 280K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 7M | 107K | – |
| MASTERCARD INCORPORATED | CL A | 11M | 26K | – |
| MCCORMICK & CO INC | COM NON VTG | 3M | 40K | – |
| MCDONALDS CORP | COM | 2M | 8K | – |
| MEDTRONIC PLC | SHS | 485K | 6K | – |
| MERCK & CO INC | COM | 1M | 9K | – |
| META PLATFORMS INC | CL A | 901K | 2K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 15M | 10K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 3M | 31K | – |
| MICROSOFT CORP | COM | 55M | 124K | – |
| NEXTERA ENERGY INC | COM | 264K | 4K | – |
| NIKE INC | CL B | 5M | 61K | – |
| NORFOLK SOUTHN CORP | COM | 535K | 2K | – |
| NVIDIA CORPORATION | COM | 418K | 3K | – |
| NXP SEMICONDUCTORS N V | COM | 6M | 22K | – |
| OMNICOM GROUP INC | COM | 217K | 2K | – |
| ORACLE CORP | COM | 1M | 9K | – |
| OREILLY AUTOMOTIVE INC | COM | 28M | 27K | – |
| PEGASYSTEMS INC | COM | 2M | 25K | – |
| PEPSICO INC | COM | 8M | 46K | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 446K | 28K | – |
| PFIZER INC | COM | 504K | 18K | – |
| POOL CORP | COM | 707K | 2K | – |
| PRICE T ROWE GROUP INC | COM | 20M | 171K | – |
| PROCTER AND GAMBLE CO | COM | 11M | 65K | – |
| RBC BEARINGS INC | COM | 3M | 13K | – |
| RESMED INC | COM | 2M | 8K | – |
| ROCKWELL AUTOMATION INC | COM | 5M | 17K | – |
| ROSS STORES INC | COM | 581K | 4K | – |
| RTX CORPORATION | COM | 1M | 14K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 269K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 3M | 45K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 271K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 649K | 6K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 651K | 10K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 7M | 30K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 13K | – |
| SHERWIN WILLIAMS CO | COM | 3M | 9K | – |
| SILICON LABORATORIES INC | COM | 1M | 9K | – |
| SPDR GOLD TR | GOLD SHS | 434K | 2K | – |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 574K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | S&P BIOTECH | 14M | 156K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 272K | 3K | – |
| STARBUCKS CORP | COM | 801K | 10K | – |
| STATE STR CORP | COM | 973K | 13K | – |
| STRYKER CORPORATION | COM | 21M | 63K | – |
| SYSCO CORP | COM | 2M | 24K | – |
| TARGET CORP | COM | 221K | 1K | – |
| TESLA INC | COM | 525K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 27M | 49K | – |
| TJX COS INC NEW | COM | 232K | 2K | – |
| TRIMBLE INC | COM | 5M | 81K | – |
| UMB FINL CORP | COM | 336K | 4K | – |
| UNION PAC CORP | COM | 305K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 19K | – |
| VALMONT INDS INC | COM | 4M | 14K | – |
| VALVOLINE INC | COM | 863K | 20K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 611K | 4K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3M | 7K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 503K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 532K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 221K | 441 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 216K | 1K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 317K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 7K | – |
| VANGUARD INDEX FDS | VALUE ETF | 473K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 424K | 4K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 13K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 16K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 219K | 4K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 381K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 4K | – |
| VISA INC | COM CL A | 28M | 106K | – |
| WABTEC | COM | 510K | 3K | – |
| WALMART INC | COM | 1M | 18K | – |
| WASTE CONNECTIONS INC | COM | 5M | 30K | – |
| WASTE MGMT INC DEL | COM | 3M | 12K | – |
| WELLS FARGO CO NEW | COM | 1M | 20K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 8M | 273K | – |
| YETI HLDGS INC | COM | 2M | 55K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 232K | 752 | – |
| ZOETIS INC | CL A | 385K | 2K | – |