PEKIN HARDY STRAUSS, INC.
Adviser information for PEKIN HARDY STRAUSS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,773 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 1,773 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 391 | $125.7M |
| HNW Individuals | 296 | $797.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $74.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $12.3M |
| Charitable organizations | 4 | $8.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $23.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
227 WEST MONROE STREETSUITE 3625
CHICAGO
IL
United States
Monday - Friday, 8:30AM- 5PM
Tel: 312-554-7525, Fax: 312-554-7502
Chief Compliance Officer
JENNIFER A. DUNLAP
227 WEST MONROE STREET
SUITE 3625
CHICAGO
IL
United States
Tel:
312-554-7525
J******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARDY, BRANDON, JOHN | Individual | – | SENIOR VICE-PRESIDENT | 12/2011 | 10-25% |
| PEKIN, WILLIAM, ANDREW | Individual | – | SENIOR VICE-PRESIDENT | 01/2005 | 10-25% |
| STRAUSS, ADAM, SAVITZ | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 07/2014 | 10-25% |
| STRAUSS, JOSHUA, DANIEL | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 07/2014 | 10-25% |
| WILLIAM A PEKIN TRUST | Domestic Entity | – | SHAREHOLDER | 01/1993 | 5-10% |
| SINGER, RICHARD, ALLEN | Individual | WILLIAM A PEKIN TRUST | TRUSTEE | 01/1993 | |
| ADAM S. N. STRAUSS GIFT TRUST | Domestic Entity | – | SHAREHOLDER | 01/2007 | 10-25% |
| JOSHUA D. STRAUSS GIFT TRUST | Domestic Entity | – | SHAREHOLDER | 01/2007 | 10-25% |
| STRAUSS, ADAM, SAVITZ | Individual | ADAM S. N. STRAUSS GIFT TRUST | CO-TRUSTEE | 01/2007 | |
| STRAUSS, JOSHUA, DANIEL | Individual | JOSHUA D. STRAUSS GIFT TRUST | CO-TRUSTEE | 01/2007 | |
| STRAUSS, ADAM, SAVITZ | Individual | JOSHUA D. STRAUSS GIFT TRUST | CO-TRUSTEE | 01/2007 | |
| STRAUSS, JOSHUA, DANIEL | Individual | ADAM S. N. STRAUSS GIFT TRUST | CO-TRUSTEE | 01/2007 | |
| DUNLAP, JENNIFER, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 6M | 35K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 631K | 236K | – |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 1M | 12K | – |
| ADVANCED MICRO DEVICES INC | COM | 415K | 3K | – |
| ADVISORSHARES TR | PURE US CANNABIS | 662K | 90K | – |
| AERCAP HOLDINGS NV | SHS | 8M | 88K | – |
| AGNC INVT CORP | COM | 8M | 885K | – |
| AGNICO EAGLE MINES LTD | COM | 5M | 83K | – |
| AIR PRODS & CHEMS INC | COM | 320K | 1K | – |
| ALAMOS GOLD INC NEW | COM CL A | 3M | 215K | – |
| ALCON AG | ORD SHS | 215K | 2K | – |
| ALEXANDER & BALDWIN INC NEW | COM | 6M | 335K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 255K | 4K | – |
| ALIGHT INC | COM CL A | 426K | 58K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 1M | 47K | – |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 114K | 11K | – |
| ALLSTATE CORP | COM | 830K | 5K | – |
| ALPHABET INC | CAP STK CL A | 10M | 53K | – |
| ALPHABET INC | CAP STK CL C | 9M | 51K | – |
| ALPS ETF TR | ALERIAN MLP | 3M | 57K | – |
| ALTRIA GROUP INC | COM | 2M | 50K | – |
| AMAZON COM INC | COM | 5M | 27K | – |
| AMERICAN ELEC PWR CO INC | COM | 735K | 8K | – |
| AMERICAN EXPRESS CO | COM | 725K | 3K | – |
| AMN HEALTHCARE SVCS INC | COM | 224K | 4K | – |
| AMPLIFY ETF TR | AMPLIFY ALTERNAT | 42K | 13K | – |
| AMPLIFY ETF TR | AMPLIFY JUNIOR S | 900K | 79K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 198K | 10K | – |
| ANTERO MIDSTREAM CORP | COM | 1M | 69K | – |
| ANTERO RESOURCES CORP | COM | 1M | 41K | – |
| AON PLC | SHS CL A | 1M | 5K | – |
| APPLE INC | COM | 13M | 63K | – |
| ARDELYX INC | COM | 4M | 532K | – |
| ARK ETF TR | FINTECH INNOVA | 207K | 7K | – |
| ASA GOLD AND PRECIOUS MTLS L | SHS | 575K | 33K | – |
| AT&T INC | COM | 485K | 25K | – |
| ATLAS ENERGY SOLUTIONS INC | COM NEW | 500K | 25K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 525K | 2K | – |
| BALLYS CORPORATION | COM | 217K | 18K | – |
| BANCO SANTANDER S.A. | ADR | 53K | 12K | – |
| BANCOLOMBIA S A | SPON ADR PREF | 904K | 28K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 321K | 268 | – |
| BANK AMERICA CORP | COM | 235K | 6K | – |
| BANK NEW YORK MELLON CORP | COM | 1M | 22K | – |
| BARCLAYS PLC | ADR | 268K | 25K | – |
| BAXTER INTL INC | COM | 223K | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 19M | 47K | – |
| BGC GROUP INC | CL A | 674K | 81K | – |
| BHP GROUP LTD | SPONSORED ADS | 430K | 8K | – |
| BIOHAVEN LTD | COM | 462K | 13K | – |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 728K | 22K | – |
| BLACK STONE MINERALS L P | COM UNIT | 282K | 18K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BLACKSTONE INC | COM | 2M | 17K | – |
| BLACKSTONE MTG TR INC | COM CL A | 255K | 15K | – |
| BOEING CO | COM | 513K | 3K | – |
| BP PLC | SPONSORED ADR | 416K | 12K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 26K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 1M | 47K | – |
| BUILDERS FIRSTSOURCE INC | COM | 325K | 2K | – |
| BUNGE GLOBAL SA | COM SHS | 2M | 16K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 3M | 82K | – |
| CAMBRIA ETF TR | GLOBAL VALUE ETF | 489K | 23K | – |
| CAMECO CORP | COM | 18M | 357K | – |
| CANADIAN NATL RY CO | COM | 3M | 27K | – |
| CAPRI HOLDINGS LIMITED | SHS | 2M | 46K | – |
| CARDLYTICS INC | COM | 243K | 30K | – |
| CATERPILLAR INC | COM | 266K | 799 | – |
| CBOE GLOBAL MKTS INC | COM | 2M | 10K | – |
| CENTENE CORP DEL | COM | 2M | 28K | – |
| CEREVEL THERAPEUTICS HLDNG I | COM | 276K | 7K | – |
| CF INDS HLDGS INC | COM | 10M | 130K | – |
| CHAMPIONX CORPORATION | COM | 3M | 84K | – |
| CHENIERE ENERGY INC | COM NEW | 2M | 9K | – |
| CHEVRON CORP NEW | COM | 5M | 32K | – |
| CHUBB LIMITED | COM | 1M | 5K | – |
| CINTAS CORP | COM | 326K | 465 | – |
| CITIZENS FINL GROUP INC | COM | 604K | 17K | – |
| CME GROUP INC | COM | 2M | 12K | – |
| CNB FINL CORP PA | COM | 5M | 255K | – |
| COCA COLA CO | COM | 2M | 25K | – |
| COHEN & STEERS INFRASTRUCTUR | COM | 318K | 14K | – |
| CONOCOPHILLIPS | COM | 1M | 12K | – |
| CONSOL ENERGY INC NEW | COM | 718K | 7K | – |
| CONSTELLATION ENERGY CORP | COM | 6M | 30K | – |
| CORE SCIENTIFIC INC NEW | COM | 228K | 25K | – |
| CORPORACION AMER ARPTS S A | COM | 578K | 35K | – |
| COSTCO WHSL CORP NEW | COM | 635K | 747 | – |
| COTERRA ENERGY INC | COM | 1M | 52K | – |
| COUPANG INC | CL A | 503K | 24K | – |
| CVS HEALTH CORP | COM | 698K | 12K | – |
| DEVON ENERGY CORP NEW | COM | 11M | 231K | – |
| DHT HOLDINGS INC | SHS NEW | 787K | 68K | – |
| DIAGEO PLC | SPON ADR NEW | 4M | 34K | – |
| DISTRIBUTION SOLUTIONS GRP I | COM | 603K | 20K | – |
| DOLLAR GEN CORP NEW | COM | 11M | 83K | – |
| DORIAN LPG LTD | SHS USD | 974K | 23K | – |
| DYADIC INTL INC DEL | COM | 70K | 47K | – |
| EATON CORP PLC | SHS | 3M | 10K | – |
| ECOPETROL S A | SPONSORED ADS | 203K | 18K | – |
| ELECTROMED INC | COM | 522K | 35K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| EMERSON ELEC CO | COM | 1M | 11K | – |
| ENBRIDGE INC | COM | 680K | 19K | – |
| ENDAVA PLC | ADS | 691K | 24K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 7M | 432K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 162K | 10K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 5M | 170K | – |
| EOG RES INC | COM | 4M | 32K | – |
| ESPERION THERAPEUTICS INC NE | COM | 32K | 15K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 2M | 83K | – |
| EVERCORE INC | CLASS A | 439K | 2K | – |
| EXELON CORP | COM | 2M | 70K | – |
| EXXON MOBIL CORP | COM | 15M | 126K | – |
| FEDEX CORP | COM | 1M | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 202K | 8K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 935K | 23K | – |
| FRANCO NEV CORP | COM | 2M | 13K | – |
| FREEPORT-MCMORAN INC | CL B | 3M | 69K | – |
| GABELLI EQUITY TR INC | COM | 142K | 27K | – |
| GARRETT MOTION INC | COM | 815K | 95K | – |
| GE AEROSPACE | COM NEW | 810K | 5K | – |
| GENERAL DYNAMICS CORP | COM | 673K | 2K | – |
| GENESIS ENERGY L P | UNIT LTD PARTN | 1M | 71K | – |
| GEO GROUP INC NEW | COM | 332K | 23K | – |
| GILEAD SCIENCES INC | COM | 381K | 6K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 3M | 59K | – |
| GLOBAL X FDS | GLOBAL X COPPER | 564K | 13K | – |
| GLOBAL X FDS | GLOBAL X SILVER | 1M | 44K | – |
| GLOBAL X FDS | US INFR DEV ETF | 618K | 17K | – |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 281K | 12K | – |
| GRANITESHARES PLATINUM TR | SHS BEN INT | 145K | 15K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 4M | 72K | – |
| GROCERY OUTLET HLDG CORP | COM | 236K | 11K | – |
| GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 487K | 7K | – |
| HALLADOR ENERGY COMPANY | COM | 584K | 75K | – |
| HECLA MNG CO | COM | 849K | 175K | – |
| HERBALIFE LTD | COM SHS | 4M | 341K | – |
| HERON THERAPEUTICS INC | COM | 88K | 25K | – |
| HIGHPEAK ENERGY INC | COM | 595K | 42K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 500K | 12K | – |
| HUMANA INC | COM | 12M | 31K | – |
| I-80 GOLD CORP | COM | 269K | 256K | – |
| IDEX CORP | COM | 453K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 278K | 1K | – |
| INTEL CORP | COM | 273K | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 535K | 3K | – |
| INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 456K | 8K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 775K | 33K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP ENE | 208K | 4K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 777K | 32K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 281K | 35K | – |
| ISHARES BITCOIN TR | SHS | 4M | 106K | – |
| ISHARES GOLD TR | ISHARES NEW | 4M | 98K | – |
| ISHARES INC | MSCI BRAZIL ETF | 5M | 200K | – |
| ISHARES INC | MSCI EMRG CHN | 4M | 69K | – |
| ISHARES INC | MSCI HONG KG ETF | 670K | 44K | – |
| ISHARES INC | MSCI JPN ETF NEW | 3M | 41K | – |
| ISHARES INC | MSCI MEXICO ETF | 3M | 49K | – |
| ISHARES INC | MSCI STH KOR ETF | 2M | 26K | – |
| ISHARES SILVER TR | ISHARES | 1M | 47K | – |
| ISHARES TR | CHINA LG-CAP ETF | 688K | 26K | – |
| ISHARES TR | CORE S&P500 ETF | 295K | 540 | – |
| ISHARES TR | ISHS 1-5YR INVS | 757K | 15K | – |
| ISHARES TR | LATN AMER 40 ETF | 1M | 43K | – |
| ISHARES TR | MSCI INDIA ETF | 4M | 67K | – |
| ISHARES TR | MSCI INDONIA ETF | 632K | 33K | – |
| ISHARES TR | TIPS BD ETF | 469K | 4K | – |
| ISHARES TR | US AER DEF ETF | 523K | 4K | – |
| ISHARES TR | US HOME CONS ETF | 202K | 2K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 237K | 41K | – |
| ITURAN LOCATION AND CONTROL | SHS | 6M | 254K | – |
| IVANHOE ELECTRIC INC | COM | 687K | 73K | – |
| JAPAN SMALLER CAPITALIZATION | COM | 99K | 13K | – |
| JD.COM INC | SPON ADS CL A | 372K | 14K | – |
| JOHNSON & JOHNSON | COM | 4M | 27K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 15K | – |
| KRANESHARES TRUST | CALIFORNIA CARB | 544K | 24K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 4M | 162K | – |
| KRANESHARES TRUST | QUADRTC INT RT | 5M | 248K | – |
| LAS VEGAS SANDS CORP | COM | 804K | 18K | – |
| LAUDER ESTEE COS INC | CL A | 6M | 59K | – |
| LINDE PLC | SHS | 373K | 849 | – |
| LISTED FD TR | HORIZON KINETICS | 2M | 60K | – |
| LOCKHEED MARTIN CORP | COM | 292K | 625 | – |
| LSB INDS INC | COM | 494K | 60K | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 2M | – | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 2M | 25K | – |
| MANULIFE FINL CORP | COM | 296K | 11K | – |
| MARTIN MARIETTA MATLS INC | COM | 306K | 565 | – |
| MCDONALDS CORP | COM | 2M | 7K | – |
| MEDTRONIC PLC | SHS | 6M | 73K | – |
| MERCK & CO INC | COM | 7M | 60K | – |
| META PLATFORMS INC | CL A | 442K | 877 | – |
| MICROSOFT CORP | COM | 11M | 24K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 2M | 223K | – |
| MORGAN STANLEY | COM NEW | 395K | 4K | – |
| MORGAN STANLEY EMERGING MKTS | COM | 565K | 124K | – |
| MOSAIC CO NEW | COM | 10M | 344K | – |
| MP MATERIALS CORP | COM CL A | 3M | 254K | – |
| MRC GLOBAL INC | COM | 6M | 463K | – |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 219K | 5K | – |
| NATURAL RESOURCE PARTNERS L | COM UNIT LTD PAR | 1M | 17K | – |
| NAVIOS MARITIME PARTNERS L P | COM UNIT LPI | 1M | 27K | – |
| NET POWER INC | COM CL A | 289K | 29K | – |
| NEW GOLD INC CDA | COM | 356K | 183K | – |
| NEWMONT CORP | COM | 3M | 64K | – |
| NEXGEN ENERGY LTD | COM | 1M | 165K | – |
| NEXTERA ENERGY INC | COM | 793K | 11K | – |
| NIKE INC | CL B | 568K | 8K | – |
| NOBLE CORP PLC | ORD SHS A | 262K | 6K | – |
| NOKIA CORP | SPONSORED ADR | 38K | 10K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 58K | 10K | – |
| NOVARTIS AG | SPONSORED ADR | 4M | 39K | – |
| NOVO-NORDISK A S | ADR | 1M | 7K | – |
| NUTRIEN LTD | COM | 2M | 35K | – |
| NVIDIA CORPORATION | COM | 853K | 7K | – |
| OCCIDENTAL PETE CORP | COM | 2M | 30K | – |
| OCEANEERING INTL INC | COM | 213K | 9K | – |
| ORACLE CORP | COM | 554K | 4K | – |
| PARKER-HANNIFIN CORP | COM | 202K | 400 | – |
| PEABODY ENERGY CORP | COM | 275K | 12K | – |
| PEPSICO INC | COM | 5M | 30K | – |
| PFIZER INC | COM | 758K | 27K | – |
| PHILIP MORRIS INTL INC | COM | 3M | 29K | – |
| PRIORITY TECHNOLOGY HLDGS IN | COM | 301K | 57K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 6K | – |
| PROSHARES TR | SHORT QQQ | 220K | 5K | – |
| PUBLIC STORAGE OPER CO | COM | 989K | 3K | – |
| QUALCOMM INC | COM | 956K | 5K | – |
| RAMACO RES INC | COM CL B | 523K | 48K | – |
| RANGE RES CORP | COM | 357K | 11K | – |
| RIOT PLATFORMS INC | COM | 119K | 13K | – |
| ROIVANT SCIENCES LTD | SHS | 571K | 54K | – |
| RTX CORPORATION | COM | 991K | 10K | – |
| S&P GLOBAL INC | COM | 355K | 797 | – |
| SANDRIDGE ENERGY INC | COM NEW | 598K | 46K | – |
| SANOFI | SPONSORED ADR | 486K | 10K | – |
| SCHLUMBERGER LTD | COM STK | 1M | 23K | – |
| SELECT SECTOR SPDR TR | ENERGY | 5M | 58K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 245K | 6K | – |
| SELECT SECTOR SPDR TR | INDL | 451K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 238K | 2K | – |
| SHELL PLC | SPON ADS | 261K | 4K | – |
| SILVERCREST METALS INC | COM | 1M | 141K | – |
| SIMON PPTY GROUP INC NEW | COM | 685K | 5K | – |
| SIMPLIFY EXCHANGE TRADED FUN | ENHANCED INM ETF | 2M | 83K | – |
| SIMPLIFY EXCHANGE TRADED FUN | HEALTH CARE ETF | 252K | 8K | – |
| SIMPLIFY EXCHANGE TRADED FUN | MBS ETF | 6M | 129K | – |
| SIMPLIFY EXCHANGE TRADED FUN | SHORT TERM TREA | 4M | 169K | – |
| SIMPLIFY EXCHANGE TRADED FUN | SIMPLIFY INTERST | 4M | 94K | – |
| SLR INVESTMENT CORP | COM | 1M | 89K | – |
| SM ENERGY CO | COM | 7M | 167K | – |
| SONY GROUP CORP | SPONSORED ADR | 6M | 74K | – |
| SOUTHWESTERN ENERGY CO | COM | 403K | 60K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 471K | 5K | – |
| SPDR SER TR | S&P BIOTECH | 230K | 2K | – |
| SPDR SER TR | S&P METALS MNG | 2M | 29K | – |
| SPDR SER TR | S&P OILGAS EXP | 766K | 5K | – |
| SPROTT ETF TRUST | GOLD MINERS ETF | 730K | 27K | – |
| SPROTT FDS TR | URANIUM MINERS E | 406K | 8K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 10M | 462K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 72M | 4M | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 6M | 585K | – |
| SPROUTS FMRS MKT INC | COM | 1M | 16K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 5M | 80K | – |
| STANLEY BLACK & DECKER INC | COM | 4M | 52K | – |
| STARBUCKS CORP | COM | 767K | 10K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 1M | 91K | – |
| SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 1M | 34K | – |
| SUNCOR ENERGY INC NEW | COM | 7M | 195K | – |
| SYNOVUS FINL CORP | COM NEW | 5M | 125K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 14K | – |
| TECK RESOURCES LTD | CL B | 4M | 86K | – |
| TERAWULF INC | COM | 45K | 10K | – |
| TIDEWATER INC NEW | COM | 786K | 8K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 163K | 31K | – |
| UNION PAC CORP | COM | 911K | 4K | – |
| UNITED STS COMMODITY INDEX F | COMM IDX FND | 2M | 27K | – |
| US BANCORP DEL | COM NEW | 265K | 7K | – |
| V F CORP | COM | 3M | 227K | – |
| VALE S A | SPONSORED ADS | 183K | 16K | – |
| VALERO ENERGY CORP | COM | 1M | 7K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 8M | 243K | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 4M | 187K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 898K | 21K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 430K | 5K | – |
| VANECK ETF TRUST | OIL SERVICES ETF | 392K | 1K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 244K | 935 | – |
| VANECK MERK GOLD TR | GOLD TRUST | 9M | 407K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 768K | 2K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 473K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 7K | – |
| VANGUARD INDEX FDS | VALUE ETF | 592K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 210K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 39K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 2M | 33K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 448K | 6K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 303K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 12K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3M | 24K | – |
| VECTOR GROUP LTD | COM | 2M | 157K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 40K | – |
| VIATRIS INC | COM | 702K | 66K | – |
| VISA INC | COM CL A | 2M | 7K | – |
| VITESSE ENERGY INC | COMMON STOCK | 497K | 21K | – |
| WALMART INC | COM | 5M | 69K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 2M | 265K | – |
| WARRIOR MET COAL INC | COM | 432K | 7K | – |
| WASTE MGMT INC DEL | COM | 1M | 6K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 522K | 439 | – |
| WESCO INTL INC | COM | 11M | 71K | – |
| WESTERN ASSET HIGH INCOME OP | COM | 118K | 31K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 2M | 46K | – |
| WHEATON PRECIOUS METALS CORP | COM | 713K | 14K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 433K | 2K | – |
| WINTRUST FINL CORP | COM | 567K | 6K | – |
| YUM CHINA HLDGS INC | COM | 252K | 8K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 626K | 2K | – |
| ZILLOW GROUP INC | CL C CAP STK | 634K | 14K | – |