ARTHUR M. COHEN & ASSOCIATES LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	790	$853.0M
Non-Discretionary	0	$0
Total	790	$853.0M

Clients

Type	Number	RAUM
Individuals	27	$14.7M
HNW Individuals	148	$838.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed feesPERCENTAGE OF THIRD PARTY ADVISER FEES

Identifiers

SEC RIA File Number	801-35752
SEC ERA File Number	801-35752
SEC CIK Numbers	1692252
SEC CRD Numbers	105894
Legal Entity Identifier	None

Principal Office

1033 SKOKIE BOULEVARD
STE 200
NORTHBROOK
IL
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic