YOUNG RICHARD C & CO LTD

Adviser information for YOUNG RICHARD C & CO LTD last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Rhode Island, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,992	$1.4B
Non-Discretionary	0	$0
Total	1,992	$1.4B

Clients

Type	Number	RAUM
Individuals	336	$188.2M
HNW Individuals	439	$1.2B
Banking or thrift institutions	<5	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	16	$22.0M
Charitable organizations	<5	$0
State or municipal gov entities	<5	$0
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	10	$11.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1000

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-35765
SEC ERA File Number	801-35765
SEC CIK Numbers	1387304
SEC CRD Numbers	105866
Legal Entity Identifier	None

Principal Office

98 WILLIAM STREET
NEWPORT
RI
United States

Monday - Friday, 9:00 A.M - 5:00 P.M.

Tel: 401-849-2137, Fax: 401-849-0002

Websites

www.facebook.com/richardcyoungcoltd www.linkedin.com/company/richard-c-young-co-ltd/about/ youngresearch.com richardcyoung.com yoursurvivalguy.com youngsworldmoneyforecast.com twitter.com/richard_c_young twitter.com/yngresearch twitter.com/yoursurvivalguy www.facebook.com/people/young-research-publishing www.facebook.com/people/yoursurvivalguy younginvestments.com

Chief Compliance Officer

STACK, CHRISTOPHER JOHN

SENIOR VP

98 WILLIAM STREET

NEWPORT

United States

Tel: (401) 849 - 2137

Fax: (401) 849 - 0002

C*****@*******************M

(Full email address available in API data)

Regulatory Contact

CURRY, KAREN SUSANNE

CLIENT SERVICE MANAGER

5150 TAMIAMI TRAIL NORTH

SUITE 400

NAPLES

United States

Tel: (888) 456-5444

Fax: (239) 213-0770

K*****@*******************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
YOUNG, RICHARD, CARLYLE	Individual	–	CHAIRMAN	11/1989	25-50%
YOUNG, MATTHEW, ALEXANDER	Individual	–	PRESIDENT & CEO	07/1997	< 5%
STACK, CHRISTOPHER, JOHN	Individual	–	SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER	01/2007	< 5%
EVANS, AMY, LYNN	Individual	–	SENIOR VICE PRESIDENT	01/2007	< 5%
THE RICHARD C. YOUNG FAMILY TRUST - 2012	Domestic Entity	–	OWNER	12/2012	50-75%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024

Name	Class	Value $USD	# Shares	Private Fund
Medtronic PLC	SHS	11M	136K	–
Aflac Inc	COM	14M	156K	–
ALPS ETF TR	Alerian MLP	223K	5K	–
AT&T Inc	COM	16M	820K	–
Abbvie Inc	COM	3M	19K	–
Aberdeen STD Silver ETF TR	PHYSCL SILVR SHS	2M	71K	–
Apple Inc	COM	16M	78K	–
Air Products & Chems Inc	COM	13M	51K	–
Alphabet Inc	CAP STK CL C	226K	1K	–
Alphabet Inc	CAP STK CL A	20M	112K	–
Amazon Com Inc	COM	17M	86K	–
Amer States Wtr Inc	COM	1M	19K	–
Analog Devices Inc	COM	15M	67K	–
Automatic Data Processing In	COM	18M	74K	–
Avista Corp	COM	2M	71K	–
Becton Dickinson & Co	COM	342K	1K	–
Berkshire Hathaway Inc Del	CL B New	389K	956	–
Blackstone Inc	COM	421K	3K	–
Broadcom Inc	COM	22M	14K	–
Caterpillar Inc Del	COM	19M	57K	–
Chevron Corp New	COM	15M	98K	–
Coca Cola Co	COM	9M	146K	–
Colgate Palmolive Co	COM	8M	84K	–
Cummins Inc	COM	10M	37K	–
Duke Energy Corp New	COM NEW	909K	9K	–
Emerson Elec Co	COM	13M	116K	–
Exxon Mobil Corp	COM	20M	178K	–
Fidelity Covington Trust	MSCI UTILS INDEX	3M	79K	–
Fortis Inc	COM	11M	275K	–
General Dynamics Corp	COM	11M	38K	–
Hershey Co	COM	11M	59K	–
Home Depot Inc	COM	9M	25K	–
Illinois Tool WKS Inc	COM	12M	51K	–
Intel Corp	COM	463K	15K	–
International Business Machs	COM	11M	66K	–
iShares Silver Trust	iShares	20M	738K	–
JPMorgan Chase & Co	COM	10M	50K	–
Johnson & Johnson	COM	11M	73K	–
Kenvue Inc	COM	7M	368K	–
Kinder Morgan Inc Del	COM	14M	721K	–
Kroger Co	COM	7M	144K	–
L3 Harris Technologies Inc	COM	15M	68K	–
Lowes Cos Inc	COM	17M	77K	–
McDonalds Corp	COM	11M	42K	–
Merck & Co Inc	COM	24M	195K	–
Microsoft Corp	COM	17M	37K	–
Nextera Energy Inc	COM	1M	17K	–
Norfolk Southern Corp	COM	15M	69K	–
Nvidia Corporation	COM	13M	104K	–
Oracle Corp	COM	15M	105K	–
PNC Finl Svcs Group Inc	COM	9M	61K	–
Pepsico Inc	COM	267K	2K	–
Pfizer Inc	COM	12M	439K	–
Phillips 66	COM	15M	108K	–
Procter & Gamble Co	COM	20M	121K	–
Qualcomm Inc	COM	7M	37K	–
Rockwell Automation Inc	COM	3M	12K	–
SPDR Gold Trust	Gold SHS	29M	136K	–
Sanofi	Sponsored ADR	2M	48K	–
Smucker J M Co	COM NEW	2M	16K	–
Southern Co	COM	17M	218K	–
Sprott Physical Gold & Silve	TR Unit	218K	10K	–
Target Corp	COM	11M	72K	–
Texas Instrs Inc	COM	23M	117K	–
Union Pac Corp	COM	10M	45K	–
Valero Energy Corp	COM	13M	85K	–
Vanguard Group	DIV APP ETF	1M	6K	–
Vanguard Whitehall FDS INC	HIGH DIV YLD	3M	28K	–
Vanguard World FDS	Consum STP ETF	309K	2K	–
Vanguard INTL Equity Index F	ALLWRLD EX US	873K	15K	–
Vanguard Index FDS	TOTAL STK MKT	483K	2K	–
Verizon Communications Inc	COM	14M	347K	–
Visa Inc	Com CL A	23M	87K	–
WEC Energy Group Inc	COM	3M	39K	–
Wal-Mart Stores Inc	COM	13M	193K	–
Williams Cos Inc	COM	14M	330K	–
World Gold TR	SPRD GLD Minis	40M	877K	–