Hedge Fund Database

HODGES CAPITAL MANAGEMENT INC

Adviser information for HODGES CAPITAL MANAGEMENT INC last updated from Form ADV on November 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JULY
Legal Location Texas, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 16
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 408 $969.2M
Non-Discretionary 0 $0
Total 408 $969.2M

Clients

Type Number RAUM
Individuals 295 $193.3M
HNW Individuals 71 $144.8M
Banking or thrift institutions <5 $68.1M
Investment companies 4 $442.3M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $9.0M
Charitable organizations 8 $36.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 17 $75.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 22.9M
Both for Same 22.0M
Portfolio Manager to Program Sponsor
MASTERS PROGRAM WELLS FARGO CLEARING SERVICES, LLC
MANAGED ACCOUNT ACCESS PROGRAM FIDELITY BROKERAGE SERVICES LLC
HODGES CAPITAL MANAGEMENT FREE STYLE PORTFOLIO HODGES CAPITAL MANAGEMENT INC
MANAGED ACCOUNT PROGRAM (MAP) RBC CAPITAL MARKETS, LLC
HODGES PRIVATE CLIENT PORTFOLIO HODGES CAPITAL MANAGEMENT INC

Identifiers

SEC RIA File Number 801-35811
SEC ERA File Number 801-35811
SEC CIK Numbers 1337263
SEC CRD Numbers 110080
Legal Entity Identifier None

Principal Office

2905 MAPLE AVE
DALLAS
TX
United States
Monday - Friday, 8:00 A.M. - 4:30 P.M.
Tel: 888-878-4426, Fax: 214-754-8721

Websites

www.youtube.com/watch?v=2kg0akjyeco www.instagram.com/hodgesprivateclient/ twitter.com/hodgesclient www.iheart.com/podcast/269-horse-cents-street-smart-i-87411716 podcastaddict.com/podcast/3618502 www.hodgescapital.com/mutual-funds www.linkedin.com/company/hodges-capital www.hodgescapital.com www.deezer.com/en/offers/hifi?utm_campaign=acq_us_perfmax_web_all_perf_tnb-directsub&utm_content=alloffers&utm_medium=di www.listennotes.com/podcasts/horse-cents-street-smart-investing-hodges-aoeblikjydk www.pocketcasts.com podcasts.google.com/feed/ahr0chm6ly9mzwvkcy5idxp6c3byb3v0lmnvbs8xodmzotgzlnjzcw overcast.fm twitter.com/hodgescapital player.fm/series/horse-cents-street-smart-investing www.linkedin.com/company/hodges-private-client/about/?viewasmember=true www.podchaser.com/podcasts/horse-cents-street-smart-inves-1976981 podcastindex.org/podcast/4260032 castbox.fm/podcasts/horse-cents?country=us www.facebook.com/hodges-private-client-102708868772955 www.apple.com/apple-podcasts open.spotify.com/show/3cistngaexeri6ewmpgddd music.amazon.com/podcasts/fd87719d-c6ef-4809-a575-c1a216ab40c1/horse-cents-street-smart-investing www.stitcher.com/show/horse-cents-street-smart-investing

Chief Compliance Officer

CHARMAGNE DARABADEY
CHIEF COMPLIANCE OFFICER
2905 MAPLE AVE
DALLAS
TX
United States
Tel: 214-665-9103
Fax: 214-954-1523
(Full email address available in API data)

Regulatory Contact

LINDA LARSON
VP OF OPERATIONS
2905 MAPLE AVE.
DALLAS
TX
United States
Tel: 214-954-1177
Fax: 214-754-8721
(Full email address available in API data)

Industry Affiliates

FIRST DALLAS SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HODGES CAPITAL HOLDINGS INC. Domestic Entity – CMO 05/1989 > 75%
HODGES, CRAIG, DONALDSON Individual – CEO/CO. CIO 10/2004 < 5%
BRADSHAW, GARY, MACK Individual – DIRECTOR 09/2007 < 5%
MARSHALL, ERIC, JAY Individual – PRESIDENT/CO. CIO 09/2007 < 5%
HODGES, CLARK, BROWN Individual – EVP BUSINESS DEVELOPMENT 08/2008 < 5%
HODGES CAPITAL HOLDINGS VOTING TRUST Domestic Entity HODGES CAPITAL HOLDINGS INC. SHAREHOLDER 10/2011 50-75%
HODGES, CRAIG, DONALDSON Individual HODGES CAPITAL HOLDINGS VOTING TRUST TRUSTEE 10/2011 25-50%
HODGES, CLARK, BROWN Individual HODGES CAPITAL HOLDINGS VOTING TRUST TRUSTEE 10/2011 25-50%
HAYS, CAMILLE, HODGES Individual HODGES CAPITAL HOLDINGS VOTING TRUST TRUSTEE 10/2011 25-50%
DARABADEY, CHARMAGNE, MARIE Individual – CHIEF COMPLIANCE OFFICER 03/2021 < 5%

No. Employees, Historic

3015020192020202120222023202426 on 5/16/201926 on 5/23/201926 on 8/16/201925 on 10/30/201925 on 12/12/201925 on 3/12/202025 on 3/16/202025 on 5/28/202025 on 6/30/202025 on 7/28/202020 on 10/30/202020 on 3/19/202122 on 8/6/202122 on 8/30/202122 on 9/9/202122 on 11/10/202122 on 12/22/202122 on 12/23/202122 on 1/3/202222 on 1/19/202222 on 2/18/202222 on 2/23/202222 on 2/25/202222 on 8/3/202220 on 10/17/202220 on 11/2/202220 on 1/19/202320 on 10/21/202320 on 10/23/202320 on 11/1/202320 on 11/28/202320 on 11/29/202320 on 11/29/2023

RAUM, Historic

2B1B02019202020212022202320241380469409 on 5/16/20191380469409 on 5/23/20191380469409 on 8/16/2019976199370 on 10/30/2019976199370 on 12/12/2019976199370 on 3/12/2020976199370 on 3/16/2020976199370 on 5/28/2020976199370 on 6/30/2020976199370 on 7/28/2020577218490 on 10/30/2020577218490 on 3/19/2021937947414 on 8/6/2021937947414 on 8/30/2021937947414 on 9/9/2021937947414 on 11/10/2021937947414 on 12/22/2021937947414 on 12/23/2021937947414 on 1/3/2022937947414 on 1/19/2022937947414 on 2/18/2022937947414 on 2/23/2022937947414 on 2/25/2022937947414 on 8/3/2022769092395 on 10/17/2022769092395 on 11/2/2022769092395 on 1/19/2023969195812 on 10/21/2023969195812 on 10/23/2023969195812 on 11/1/2023969195812 on 11/28/2023969195812 on 11/29/2023969195812 on 11/29/2023

No. Clients, Historic

5002500201920202021202220232024321 on 5/16/2019321 on 5/23/2019321 on 8/16/2019382 on 10/30/2019382 on 12/12/2019382 on 3/12/2020382 on 3/16/2020382 on 5/28/2020382 on 6/30/2020382 on 7/28/2020336 on 10/30/2020336 on 3/19/2021340 on 8/6/2021340 on 8/30/2021340 on 9/9/2021340 on 11/10/2021340 on 12/22/2021340 on 12/23/2021340 on 1/3/2022340 on 1/19/2022340 on 2/18/2022340 on 2/23/2022340 on 2/25/2022340 on 8/3/2022366 on 10/17/2022366 on 11/2/2022366 on 1/19/2023405 on 10/21/2023405 on 10/23/2023405 on 11/1/2023405 on 11/28/2023405 on 11/29/2023405 on 11/29/2023

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 1M 11K 0
ABBVIE INC COM 6M 36K 0
ACADEMY SPORTS & OUTDOORS IN COM 11M 202K 0
ADVANCED MICRO DEVICES INC COM 871K 5K 0
AGCO CORP COM 2M 18K 0
AIRBNB INC COM CL A 20M 133K 0
ALAMO GROUP INC COM 7M 40K 0
ALASKA AIR GROUP INC COM 8M 189K 0
ALKAMI TECHNOLOGY INC COM 6M 212K 0
ALPHABET INC CAP STK CL A 3M 15K 0
ALPHABET INC CAP STK CL C 4M 12K 0
ALPHABET INC CAP STK CL C 4M 1K 0
AMAZON COM INC COM 12M 60K 0
AMERICAN ELEC PWR CO INC COM 2M 21K 0
AMERICAN EXPRESS CO COM 4M 16K 0
AMERICAN INTL GROUP INC COM NEW 200K 3K 0
AMGEN INC COM 5M 17K 0
APPLE INC COM 17M 82K 0
APPLIED MATLS INC COM 419K 2K 0
ARCOSA INC COM 5M 60K 0
AT&T INC COM 831K 44K 0
ATKORE INC COM 4M 31K 0
ATLAS ENERGY SOLUTIONS INC COM NEW 5M 233K 0
AUTOZONE INC COM 222K 75 0
AVIAT NETWORKS INC COM NEW 10M 366K 0
AZEK CO INC CL A 840K 20K 0
BANC OF CALIFORNIA INC COM 25M 2M 0
BANCFIRST CORP COM 4M 40K 0
BANK AMERICA CORP COM 4M 110K 0
BECTON DICKINSON & CO COM 261K 1K 0
BEL FUSE INC CL B 3M 51K 0
BELLRING BRANDS INC COMMON STOCK 7M 126K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K 0
BLACKSTONE INC COM 746K 6K 0
BOEING CO COM 7M 40K 0
BROADCOM INC COM 901K 561 0
BRUNSWICK CORP COM 9M 117K 0
BUILDERS FIRSTSOURCE INC COM 7M 50K 0
BUILDERS FIRSTSOURCE INC COM 1M 1K 0
CAL MAINE FOODS INC COM NEW 9M 155K 0
CAPITAL SOUTHWEST CORP COM 2M 73K 0
CARPENTER TECHNOLOGY CORP COM 5M 44K 0
CATERPILLAR INC COM 6M 19K 0
CHESAPEAKE ENERGY CORP COM 12M 143K 0
CHEVRON CORP NEW COM 2M 13K 0
CHIPOTLE MEXICAN GRILL INC COM 648K 10K 0
CHORD ENERGY CORPORATION COM NEW 6M 33K 0
CHUBB LIMITED COM 315K 1K 0
CINEMARK HLDGS INC COM 12M 567K 0
CLEVELAND-CLIFFS INC NEW COM 34M 2M 0
COCA COLA CO COM 843K 13K 0
COHERENT CORP COM 7M 93K 0
COMMERCIAL METALS CO COM 14M 253K 0
COMSTOCK RES INC COM 124K 12K 0
CONOCOPHILLIPS COM 4M 34K 0
COSTCO WHSL CORP NEW COM 6M 8K 0
CULLEN FROST BANKERS INC COM 588K 6K 0
CYBERARK SOFTWARE LTD SHS 13M 49K 0
D R HORTON INC COM 286K 2K 0
DARDEN RESTAURANTS INC COM 279K 2K 0
DEERE & CO COM 3M 7K 0
DELL TECHNOLOGIES INC CL C 756K 5K 0
DELTA AIR LINES INC DEL COM NEW 4M 79K 0
DEVON ENERGY CORP NEW COM 818K 17K 0
DEXCOM INC COM 297K 3K 0
DIAMONDBACK ENERGY INC COM 1M 7K 0
DIGI INTL INC COM 5M 212K 0
DIODES INC COM 10M 138K 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 2M 50K 0
DIXIE GROUP INC CL A 20K 30K 0
DOUBLEVERIFY HLDGS INC COM 5M 270K 0
DOW INC COM 345K 6K 0
DRAFTKINGS INC NEW COM CL A 29M 752K 0
DUKE ENERGY CORP NEW COM NEW 451K 4K 0
EAGLE MATLS INC COM 39M 177K 0
ELI LILLY & CO COM 7M 8K 0
ENCORE WIRE CORP COM 959K 3K 0
ENERGY TRANSFER L P COM UT LTD PTN 5M 330K 0
ENLINK MIDSTREAM LLC COM UNIT REP LTD 2M 180K 0
ENTERPRISE PRODS PARTNERS L COM 534K 18K 0
ETHAN ALLEN INTERIORS INC COM 15M 545K 0
EVOLENT HEALTH INC CL A 10M 506K 0
EXXON MOBIL CORP COM 13M 110K 0
FARMER BROS CO COM 163K 61K 0
FEDEX CORP COM 3M 11K 0
FIRST HORIZON CORPORATION COM 6M 407K 0
FIRSTCASH HOLDINGS INC COM 3M 31K 0
FORD MTR CO DEL COM 978K 78K 0
FREEPORT-MCMORAN INC CL B 29M 607K 0
GENERAC HLDGS INC COM 12M 87K 0
GENERAC HLDGS INC COM 6M 2K 0
GENERAL MTRS CO COM 441K 10K 0
GEO GROUP INC NEW COM 707K 49K 0
GLOBAL MED REIT INC COM NEW 250K 28K 0
GOLDMAN SACHS GROUP INC COM 6M 12K 0
GRAPHIC PACKAGING HLDG CO COM 9M 358K 0
GREENBRIER COS INC COM 5M 101K 0
GRIFFON CORP COM 2M 32K 0
GROUP 1 AUTOMOTIVE INC COM 6M 22K 0
GULFPORT ENERGY CORP COMMON SHARES 5M 30K 0
HALOZYME THERAPEUTICS INC COM 18M 339K 0
HANOVER INS GROUP INC COM 4M 33K 0
HEALTHCARE RLTY TR CL A COM 528K 32K 0
HELMERICH & PAYNE INC COM 389K 11K 0
HERSHEY CO COM 202K 1K 0
HEWLETT PACKARD ENTERPRISE C COM 9M 415K 0
HILLTOP HOLDINGS INC COM 15M 472K 0
HOME BANCSHARES INC COM 6M 236K 0
HOME DEPOT INC COM 5M 15K 0
ICHOR HOLDINGS SHS 5M 139K 0
INTERNATIONAL BUSINESS MACHS COM 7M 39K 0
INTUITIVE SURGICAL INC COM NEW 4M 10K 0
IRON MTN INC DEL COM 202K 2K 0
IRONWOOD PHARMACEUTICALS INC COM CL A 7M 1M 0
ISHARES INC MSCI JPN ETF NEW 410K 6K 0
ISHARES TR RUS 2000 GRW ETF 201K 767 0
JOHNSON & JOHNSON COM 3M 18K 0
JPMORGAN CHASE & CO COM 9M 45K 0
KIMBALL ELECTRONICS INC COM 12M 546K 0
KIRBY CORP COM 7M 55K 0
KKR & CO INC COM 369K 4K 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 8M 391K 0
KYNDRYL HLDGS INC COMMON STOCK 4M 171K 0
LOCKHEED MARTIN CORP COM 408K 873 0
LOWES COS INC COM 1M 5K 0
LUMENTUM HLDGS INC COM 6M 111K 0
LUNA INNOVATIONS INC COM 33K 10K 0
MAPLEBEAR INC COM 12M 387K 0
MARTEN TRANS LTD COM 2M 115K 0
MASTERCARD INCORPORATED CL A 498K 1K 0
MATADOR RES CO COM 52M 879K 0
MCDONALDS CORP COM 3M 14K 0
MEDTRONIC PLC SHS 1M 14K 0
MERCK & CO INC COM 8M 62K 0
META PLATFORMS INC CL A 4M 8K 0
METALLUS INC COM 2M 111K 0
MICRON TECHNOLOGY INC COM 21M 163K 0
MICROSOFT CORP COM 28M 62K 0
MORGAN STANLEY COM NEW 4M 44K 0
MYERS INDS INC COM 1M 106K 0
NAVIGATOR HLDGS LTD SHS 9M 543K 0
NCR VOYIX CORPORATION COM 3M 232K 0
NEW YORK CMNTY BANCORP INC COM 138K 43K 0
NEXTRACKER INC CLASS A COM 1M 22K 0
NORTHERN OIL & GAS INC COM 2M 42K 0
NORWEGIAN CRUISE LINE HLDG L SHS 29M 2M 0
NOVO-NORDISK A S ADR 14M 98K 0
NVIDIA CORPORATION COM 46M 376K 0
ON HLDG AG NAMEN AKT A 28M 715K 0
ON SEMICONDUCTOR CORP COM 13M 183K 0
ONEOK INC NEW COM 12M 145K 0
OREILLY AUTOMOTIVE INC COM 581K 550 0
OWENS CORNING NEW COM 9M 52K 0
PALO ALTO NETWORKS INC COM 3M 8K 0
PAR TECHNOLOGY CORP COM 7M 157K 0
PENN ENTERTAINMENT INC COM 387K 20K 0
PEPSICO INC COM 4M 22K 0
PERMIAN RESOURCES CORP CLASS A COM 25M 2M 0
PFIZER INC COM 381K 14K 0
PHOTRONICS INC COM 3M 139K 0
POTBELLY CORP COM 2M 294K 0
PROCTER AND GAMBLE CO COM 2M 10K 0
PROPETRO HLDG CORP COM 5M 562K 0
PROSPERITY BANCSHARES INC COM 8M 136K 0
QUALCOMM INC COM 269K 1K 0
RESEARCH SOLUTIONS INC COM 810K 318K 0
RH COM 4M 18K 0
SCHLUMBERGER LTD COM STK 774K 16K 0
SCHWAB CHARLES CORP COM 3M 45K 0
SEADRILL 2021 LTD COM 4M 81K 0
SEMPRA COM 487K 6K 0
SHARKNINJA INC COM SHS 2M 28K 0
SHIFT4 PMTS INC CL A 17M 233K 0
SHOE CARNIVAL INC COM 19M 515K 0
SLEEP NUMBER CORP COM 4M 410K 0
SM ENERGY CO COM 6M 148K 0
SOUTHERN CO COM 3M 40K 0
SOUTHLAND HLDGS INC COM 2M 394K 0
SPDR GOLD TR GOLD SHS 2M 8K 0
STITCH FIX INC COM CL A 10M 3M 0
STRATUS PPTYS INC COM NEW 4M 174K 0
SUNOPTA INC COM 17M 3M 0
SUPER MICRO COMPUTER INC COM 574K 700 0
SYMBOTIC INC CLASS A COM 10M 271K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 9M 51K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 12M 2K 0
TAYLOR MORRISON HOME CORP COM 25M 448K 0
TEXAS CAP BANCSHARES INC COM 11M 179K 0
TEXAS INSTRS INC COM 915K 5K 0
TEXAS PACIFIC LAND CORPORATI COM 55M 75K 0
TEXAS ROADHOUSE INC COM 6M 36K 0
THE TRADE DESK INC COM CL A 202K 2K 0
TIPTREE INC COM 2M 123K 0
TOPGOLF CALLAWAY BRANDS CORP COM 25M 2M 0
TOWER SEMICONDUCTOR LTD SHS NEW 12M 306K 0
TRACTOR SUPPLY CO COM 275K 1K 0
TRANSOCEAN LTD REGISTERED SHS 665K 124K 0
TRIUMPH FINANCIAL INC COM 8M 104K 0
TRUIST FINL CORP COM 257K 7K 0
TYSON FOODS INC CL A 11M 189K 0
UBER TECHNOLOGIES INC COM 41M 560K 0
UNION PAC CORP COM 4M 16K 0
UNITED PARCEL SERVICE INC CL B 361K 3K 0
UNITED RENTALS INC COM 744K 1K 0
UNITEDHEALTH GROUP INC COM 497K 975 0
UPLAND SOFTWARE INC COM 3M 1M 0
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 529K 22K 0
VARONIS SYS INC COM 7M 142K 0
VERIZON COMMUNICATIONS INC COM 1M 30K 0
VERTIV HOLDINGS CO COM CL A 9M 101K 0
VISA INC COM CL A 1M 6K 0
VISTA OUTDOOR INC COM 242K 6K 0
VISTRA CORP COM 2M 26K 0
VOX ROYALTY CORP COM 39K 14K 0
WALMART INC COM 9M 134K 0
WELLS FARGO CO NEW COM 521K 9K 0
WYNN RESORTS LTD COM 21M 231K 0
ZETA GLOBAL HOLDINGS CORP CL A 6M 350K 0