AULL & MONROE

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Alabama, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	454	$329.7M
Non-Discretionary	0	$0
Total	454	$329.7M

Clients

Type	Number	RAUM
Individuals	122	$41.0M
HNW Individuals	65	$255.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	14	$23.7M
Charitable organizations	<5	$175,244
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$9.3M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-35841
SEC ERA File Number	801-35841
SEC CIK Numbers	1387615
SEC CRD Numbers	104830
Legal Entity Identifier	None

Principal Office

3605 SPRINGHILL BUSINESS PARK
SUITE A
MOBILE
AL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic