PIN OAK INVESTMENT ADVISORS INC
Adviser information for PIN OAK INVESTMENT ADVISORS INC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 358 | $673.2M |
| Non-Discretionary | 0 | $0 |
| Total | 358 | $673.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 171 | $72.6M |
| HNW Individuals | 144 | $164.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $353.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $83.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesORIGINATION FEES |
| Other Business Activities | SPONSOR, GP (OR EQUIVALENT) OF PIVS |
Principal Office
510 BERING DRIVESTE 100
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 713-871-8300, Fax: 713-871-8307
Websites
Chief Compliance Officer
DAN ESTES
ADVISOR
510 BERING DRIVE
STE 100
HOUSTON
TX
United States
Tel:
7138718300
Fax:
7138718307
D**@*********M
(Full email address available in API data)
Regulatory Contact
BARRETT ROUSE
PRESIDENT
510 BERING DRIVE
SUITE 100
HOUSTON
TX
United States
Tel:
713-871-8300
Fax:
713-871-8307
B******@*********M
(Full email address available in API data)
Industry Affiliates
| PIN OAK INVESTMENT ADVISORS INC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PIN OAK ALTERNATIVE INCOME FUND MASTER, LP | Hedge Fund | $47.7M | $0.1M | 150 |
| PIN OAK OPPORTUNITY FUND 3 MASTER, LP | Hedge Fund | $25.9M | $0.1M | 94 |
| PIN OAK OPPORTUNITY FUND 4 MASTER, LP | Hedge Fund | $7.4M | $0.1M | 29 |
| PIN OAK OPPORTUNITY FUND II MASTER, LP | Hedge Fund | $19.0M | $0.1M | 126 |
| PIN OAK PREMIER SELECT, LP | Hedge Fund | $15.3M | $0.1M | 62 |
| PIN OAK REAL ESTATE DEVELOPMENT FUND I | Hedge Fund | $74.2M | $0.2M | 98 |
| PIN OAK REAL ESTATE DEVELOPMENT FUND II MASTER, LP | Hedge Fund | $66.8M | $0.1M | 132 |
| PIN OAK REAL ESTATE FUND VII, L.P. | Hedge Fund | $12.6M | $0.1M | 70 |
| PIN OAK REAL ESTATE INCOME FUND | Real Estate Fund | $40.0M | $0.1M | 124 |
| PIN OAK TARGETED STRATEGIES MASTER, LP | Hedge Fund | $23.4M | $0.0M | 94 |
| PIN OAK TEXANA AVIATION FUND 1, LP | Hedge Fund | $19.9M | $0.2M | 81 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROUSE, JAMES, BARRETT | Individual | – | PRESIDENT | 01/2005 | > 75% |
| ESTES, DANIEL, CHARLES | Individual | – | CCO | 01/2011 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 20 | 198 | – |
| AGNC Investment Corp REIT | COM | 1 | 100 | – |
| AT&T Inc | COM | 216 | 11K | – |
| Abbott Laboratories | COM | 335 | 3K | – |
| Abbvie Inc | COM | 540 | 3K | – |
| Academy Sports & Outdoor | COM | 5 | 87 | – |
| Accenture PLC F Class A | COM | 100 | 330 | – |
| Adobe Inc | COM | 146 | 263 | – |
| Advanced Micro Devic | COM | 81 | 499 | – |
| Agnico Eagle Mines F | LTD PARTN | 350 | 5K | – |
| Air PDTS & Chemicals | COM | 51 | 199 | – |
| Airbnb Inc Class A | COM | 77 | 511 | – |
| Alcon Inc F | ORD SHS | 48 | 541 | – |
| Alerian MLP ETF | ETF | 2 | 44 | – |
| Align Technology Inc | COM | 13 | 53 | – |
| Allegion Public LTD F | COM | 4 | 32 | – |
| Alliance Resource Par LP | LTD PARTN | 31 | 1K | – |
| Alphabet Inc. Class A | CL A | 3K | 14K | – |
| Alphabet Inc. Class C | CL C | 1K | 7K | – |
| Altice U S A Inc Class A | CL A | 6 | 3K | – |
| Altria Group Inc | COM | 103 | 2K | – |
| Amazon.Com Inc Forward Split | COM | 996 | 5K | – |
| Ambev S A F Sponsored ADR | ADR | 7 | 4K | – |
| Amer Electric PWR Co | COM | 45 | 508 | – |
| America Movil Sab F Sponsored ADR | CL B | 184 | 11K | – |
| American Intl Group | COM | 25 | 336 | – |
| American Tower Corp | CORP | 114 | 585 | – |
| American Water Works | COM | 24 | 185 | – |
| Ameriprise Finl | COM | 337 | 788 | – |
| Amerisourcebergen Corp | COM | 54 | 240 | – |
| Amern Finl GP | COM | 138 | 1K | – |
| Amgen Inc. | COM | 91 | 291 | – |
| Amplitech Group Inc | COM | 5 | 5K | – |
| Analog Devices Inc | COM | 595 | 3K | – |
| Annaly Capital MGMT REIT | COM | 17 | 891 | – |
| Ansys Inc | Com | 37 | 114 | – |
| Antero Resources Cor | COM | 1K | 33K | – |
| Apa Corp | COM | 5 | 175 | – |
| Apple Hospitality REIT I REIT | COM | 5 | 344 | – |
| Apple Inc | COM | 6K | 30K | – |
| Applied Materials | COM | 24 | 100 | – |
| Archrock Inc | COM | 2 | 100 | – |
| Ares Capital Corp | COM | 6 | 270 | – |
| Ares Management Corp Class A | COM | 7 | 50 | – |
| Arm HLDGS PLC F Unsponsored ADR | ADS | 2 | 10 | – |
| Astrazeneca PLC | ADR | 6 | 79 | – |
| Atmos Energy Corp | COM | 24 | 210 | – |
| Auto Data Processing | COM | 22 | 94 | – |
| Autodesk Inc | COM | 42 | 169 | – |
| Ball Corp | COM | 4 | 70 | – |
| Banco Bilbao Vizcaya A F Sponsored ADR | ADR | 22 | 2K | – |
| Bank Of America Corp | COM | 1K | 26K | – |
| Barrick Gold Corp F | COM | 16 | 959 | – |
| Bce Inc F | COM | 6 | 170 | – |
| Becton Dickinson&co | COM | 37 | 160 | – |
| Berkshire Hathaway Class B | CL B | 2K | 4K | – |
| BHP Group LTD F Forward Split | COM | 58 | 1K | – |
| Biogen Inc | COM | 190 | 820 | – |
| Biontech Se F Unsponsored ADR | ADR | 10 | 125 | – |
| BlackRock Credit Allocat | COM | 508 | 47K | – |
| BlackRock Inc | COM | 248 | 315 | – |
| Blackstone Inc | COM | 21 | 168 | – |
| Blackstone MTG TR REIT | CL A | 4 | 233 | – |
| Boeing Co | COM | 346 | 2K | – |
| Booking Holdings Inc | COM | 16 | 4 | – |
| Boston Scientific Co | COM | 15 | 200 | – |
| BP PLC F Sponsored ADR | COM | 210 | 6K | – |
| Bristol Myers Squibb | COM | 2 | 44 | – |
| Broadcom Inc | COM | 24 | 15 | – |
| Broadridge Financial Solutions | COM | 14 | 72 | – |
| Brookfield Corp F Class A | CL A | 147 | 4K | – |
| Brookfield Asset Manag F Class A | ORD SHS | 34 | 893 | – |
| Camden Property TR REIT | COM | 472 | 4K | – |
| Canadian Natl Railwy F | COM | 11 | 89 | – |
| Capital One FC | COM | 36 | 261 | – |
| Carnival Corp F | COM | 2 | 100 | – |
| Caterpillar | COM | 77 | 232 | – |
| Centerpoint Energy Inc | COM | 31 | 1K | – |
| Chevron Corp | COM | 2K | 13K | – |
| Chubb LTD F | COM | 5 | 19 | – |
| Church & Dwight Co | COM | 41 | 400 | – |
| Cincinnati Finl | COM | 5 | 39 | – |
| Cisco Systems Inc | COM | 375 | 8K | – |
| Citizens Finl Group Inc | COM | 6 | 175 | – |
| Cogent Communications Holdings Inc | COM | 33 | 590 | – |
| Colgate-Palmolive | COM | 4 | 46 | – |
| Comcast Corp Class A | COM | 54 | 1K | – |
| Commerce Bancshares | COM | 12 | 210 | – |
| Conocophillips | COM | 490 | 4K | – |
| Constellation Brand Class A | CL A | 41 | 158 | – |
| Constellation Energy Cor | COM | 113 | 564 | – |
| Core Laboratories Inc | COM | 8 | 372 | – |
| Corning Inc | COM | 0 | 0 | – |
| Corteva Inc | COM | 42 | 782 | – |
| Costco Wholesale Co | COM | 147 | 173 | – |
| Coterra Energy Inc | COM | 29 | 1K | – |
| Cousins Properties | COM | 11 | 479 | – |
| Cracker Barrel Old Country Store | COM | 16 | 382 | – |
| Credicorp LTD F | COM | 10 | 63 | – |
| Crown Castle Intl Co REIT | COM | 141 | 1K | – |
| CSX Corp | COM | 20 | 600 | – |
| Cullen Frost Bankers | COM | 18 | 181 | – |
| CVS Health Corp | COM | 4 | 71 | – |
| Danaher Corp | COM | 35 | 140 | – |
| Deere & Co | COM | 168 | 450 | – |
| Defiance Oil Enha Op Inc ETF | ETF | 1 | 35 | – |
| Defiance S&P 500 Target Income ETF | ETF | 4 | 220 | – |
| Delta Air Lines Inc Del | COM | 9 | 200 | – |
| Devon Energy Corp | COM | 747 | 16K | – |
| Diageo PLC F Sponsored ADR | COM | 31 | 248 | – |
| Diamondback Energy | COM | 15 | 74 | – |
| DNP Select Income CF | COM | 80 | 10K | – |
| Dollar General Corp | COM | 9 | 65 | – |
| Dorchester Minerals L LP | LTD PARTN | 45 | 1K | – |
| Doubleline Income Soluti | CEF | 533 | 43K | – |
| Dow Inc | COM | 5 | 100 | – |
| DRXN DLY S&P Ol GS Exp PRD BL 2X ETF | ETF | 1 | 16 | – |
| Duke Power Co NC | COM | 46 | 456 | – |
| Eaton Vance Limited Dura | COM | 640 | 66K | – |
| eBay Inc | COM | 6 | 120 | – |
| Ecolab Inc | COM | 28 | 116 | – |
| Electronic Arts Inc | COM | 5 | 35 | – |
| Eli Lilly & Co | COM | 89 | 98 | – |
| Emerging MKT Bond Fund | ETF | 45 | 506 | – |
| Enbridge Inc F | COM | 49 | 1K | – |
| Encompass Health Corp | COM | 17 | 200 | – |
| Enerflex LTD F | COM | 0 | 51 | – |
| Energy Select Sector SPDR ETF | ETF | 159 | 2K | – |
| Energy Transfer Partn LP | COM | 4K | 241K | – |
| Enhabit Inc | COM | 1 | 100 | – |
| Enpro Industries Inc | COM | 15 | 100 | – |
| Entergy Corp | COM | 36 | 334 | – |
| Enterprise Prods Part LP | LTD PARTN | 4K | 145K | – |
| Eog Resources Inc | COM | 3K | 23K | – |
| EQT Corp | COM | 27 | 726 | – |
| Equinix, Inc. | COM | 17 | 22 | – |
| Equinor A S A F Unsponsored ADR | COM | 7 | 228 | – |
| Equity Lifestyle PPT REIT | COM | 19 | 296 | – |
| Estee Lauder Co Inc Class A | CL A | 1 | 11 | – |
| Etsy Inc | COM | 2 | 42 | – |
| Evergy Inc | COM | 35 | 660 | – |
| Eversource Energy | COM | 5 | 83 | – |
| Exelon Corp | COM | 59 | 2K | – |
| Expeditors Intl Wash | COM | 10 | 80 | – |
| Exxon Mobil Corp | COM | 4K | 37K | – |
| F&G Annuities and Life | COM | 0 | 8 | – |
| Fidelity High Dividend ETF | ETF | 12 | 249 | – |
| First Trust North American Energ ETF | ETF | 21 | 690 | – |
| Fluor Corp | COM | 122 | 3K | – |
| Fomento Economico Mexi F Sponsored ADR | COM | 28 | 259 | – |
| Ford Motor Co | COM | 40 | 3K | – |
| FRST TRST Indx Inovat TRNS Procs ETF | ETF | 109 | 3K | – |
| FS KKR Capital Corp | COM | 3 | 142 | – |
| Gallagher Arthur J & Co | COM | 4 | 16 | – |
| Gamestop Corp Class A | CL A | 0 | 16 | – |
| Gaming & Leisure PPT REIT | COM | 21 | 465 | – |
| Garmin LTD F | LTD PARTN | 31 | 188 | – |
| Gartner Inc | COM | 67 | 149 | – |
| GE Healthcare Technologi | COM | 19 | 242 | – |
| GE Vernova Inc | COM | 90 | 522 | – |
| General Dynamics Co | COM | 233 | 804 | – |
| General Electric Co | COM | 208 | 1K | – |
| General Mills Inc | COM | 20 | 320 | – |
| General Motors Co | COM | 33 | 716 | – |
| Genmab A/S F Sponsored ADR | ADS | 10 | 381 | – |
| Genuine Parts Co | COM | 7 | 49 | – |
| Global Partners LP LP | COM | 19 | 420 | – |
| Global X Fund GLB X NSDQ 100 CVD ETF | ETF | 0 | 13 | – |
| Global X Russell 2000 Cvred Call ETF | ETF | 0 | 6 | – |
| Global X S&P 500 Covered Call ETF | ETF | 2 | 55 | – |
| Goldman Sachs Group | COM | 372 | 822 | – |
| Goldman Sachs Nasdaq 100 Cre ETF IV | ETF | 1 | 25 | – |
| Golub Capital BDC Inc | COM | 7 | 460 | – |
| Goodyear Tire Rubber | COM | 407 | 36K | – |
| Grail Inc | COM | 0 | 2 | – |
| Guggenheim Strategic Opp | COM | 33 | 2K | – |
| H & E Equipment Serv | COM | 2 | 50 | – |
| Haleon PLC F Sponsored ADR | ADR | 25 | 3K | – |
| Halliburton Co HLDG | COM | 835 | 25K | – |
| Hasbro Inc | COM | 14 | 233 | – |
| HCA Holdings Inc | COM | 11 | 35 | – |
| HDFC BK LTD F Sponsored ADR | COM | 16 | 244 | – |
| Home Depot Inc | COM | 261 | 757 | – |
| Honeywell Intl Inc | COM | 207 | 968 | – |
| Horizon Tech Fin | COM | 23 | 2K | – |
| Howard Hughes Holdings Inc | COM | 3K | 53K | – |
| HP Inc. | COM | 111 | 3K | – |
| Huntington Bancshs | COM | 4 | 300 | – |
| IBM Corp | COM | 93 | 535 | – |
| Icici Bank LTD F Sponsored ADR | LTD PARTN | 14 | 473 | – |
| Icon PLC | SHS | 12 | 38 | – |
| Illinois Tool Works Inc | COM | 6 | 24 | – |
| Illumina Inc | COM | 1 | 12 | – |
| Industrial Logistics REIT | COM | 0 | 125 | – |
| Infracap MLP ETF | ETF | 12 | 285 | – |
| Insmed Inc | COM | 97 | 1K | – |
| Insperity Inc | COM | 9 | 100 | – |
| Intel Corp | COM | 422 | 14K | – |
| Intercontinental Exchange Inc | COM | 94 | 685 | – |
| Interntnl Paper | COM | 4 | 95 | – |
| Intuitive Surgical | COM | 36 | 81 | – |
| Invesco Dynamic Pharmaceuticals ETF | ETF | 11 | 133 | – |
| Invesco Municipal Trust | ETF | 12 | 1K | – |
| Invesco Preferred ETF | ETF | 1 | 100 | – |
| Invesco S&P 500 Equal Weight ETF | ETF | 328 | 2K | – |
| Invesco S&P 500 Quality ETF | ETF | 22 | 350 | – |
| Invesco Water Resources ETF | ETF | 2 | 33 | – |
| Invsc QQQ Trust SRS 1 ETF | ETF | 640 | 1K | – |
| Invsc SP 500 Eql WGHT HLTH Care ETF | ETF | 15 | 500 | – |
| Invsc SP 500 Equal Weight Matrl ETF | ETF | 12 | 350 | – |
| iShares 1-3 Year Treasry Bond ETF | ETF | 12 | 144 | – |
| iShares 20 PLS YR TRSY BD BYT ST ETF | ETF | 0 | 15 | – |
| iShares Agency Bond ETF | ETF | 10 | 90 | – |
| iShares Core Dividend Growth ETF | ETF | 10 | 176 | – |
| iShares Core High Dividend ETF | ETF | 10 | 92 | – |
| iShares Core MSCI EAFE ETF | ETF | 45 | 615 | – |
| iShares Core MSCI Emerging ETF | ETF | 21 | 392 | – |
| iShares Core S&P 500 ETF | ETF | 461 | 843 | – |
| iShares Core S&P Mid Cap | ETF | 20 | 345 | – |
| iShares Core S&P Small Cap ETF | ETF | 97 | 912 | – |
| iShares Core US Aggregate Bond ETF | ETF | 15 | 158 | – |
| iShares Global Clean Energy ETF | ETF | 2 | 142 | – |
| iShares Gold ETF | COM | 204 | 5K | – |
| iShares iBoxx Invt Grade Bond ETF | ETF | 2 | 22 | – |
| iShares MSCI EAFE ETF | ETF | 54 | 685 | – |
| iShares MSCI EAFE Growth ETF | ETF | 20 | 200 | – |
| iShares MSCI EAFE Value ETF | ETF | 8 | 150 | – |
| iShares MSCI Emerging Markets ETF | ETF | 93 | 2K | – |
| iShares MSCI Emerging Markets ETF | ETF | 6 | 103 | – |
| iShares MSCI Japan ETF | CORP | 59 | 869 | – |
| iShares Russell 1000 ETF | ETF | 154 | 516 | – |
| iShares Russell 1000 Growth ETF | ETF | 1K | 4K | – |
| iShares Russell 1000 Value ETF | ETF | 231 | 1K | – |
| iShares Russell 2000 ETF | ETF | 18 | 90 | – |
| iShares Russell 2000 Growth ETF | ETF | 11 | 40 | – |
| iShares Russell 2000 Value ETF | ETF | 8 | 50 | – |
| iShares Russell Mid Cap ETF | ETF | 20 | 247 | – |
| iShares Russell Mid Cap Growth ETF | ETF | 153 | 1K | – |
| iShares Russell Mid Cap Value ETF | ETF | 35 | 293 | – |
| iShares S&P 100 ETF | ETF | 35 | 133 | – |
| iShares S&P 500 Growth ETF | ETF | 95 | 1K | – |
| iShares S&P 500 Value ETF | ETF | 15 | 85 | – |
| iShares S&P Mid Cap 400 GRWTH ETF | ETF | 6 | 72 | – |
| iShares S&P Mid Cap 400 Value ETF | ETF | 5 | 42 | – |
| iShares Select Dividend ETF | ETF | 38 | 311 | – |
| iShares Short Maturity Bond ETF | ETF | 1 | 15 | – |
| iShares TIPS Bond ETF | ETF | 3 | 25 | – |
| iShares TRT Is 5-10 Inv GR CR BD ETF | ETF | 15 | 290 | – |
| Ishs Esg Screen S And P Mid Cap ETF | ETF | 4 | 94 | – |
| J P Morgan Nasdaq EQT PRM Inc ETF IV | ETF | 13 | 230 | – |
| Johnson & Johnson | COM | 996 | 7K | – |
| Johnson Controls Inter F | COM | 5 | 81 | – |
| JPMorgan Chase & Co | COM | 600 | 3K | – |
| JPMorgan Equity Premium Income ETF | ETF | 42 | 741 | – |
| JR. Gold Miners ETF | ETF | 13 | 300 | – |
| Kayne Anderson Energy In | CEF | 237 | 23K | – |
| Kimbell Royalty Partners LP | LTD PARTN | 10K | 611K | – |
| Kimberly Clark Corp | COM | 5 | 35 | – |
| Kinder Morgan Inc | COM | 110 | 6K | – |
| Koninklijke Philips N F Sponsored ADR | COM | 11 | 440 | – |
| Kraft Heinz Co | COM | 67 | 2K | – |
| Kraneshs Int And Call STRTGY ETF | ETF | 0 | 35 | – |
| KYNDRYL HLDGS Inc | COM | 1 | 27 | – |
| Leggett & Platt Inc | COM | 1 | 58 | – |
| Lennar Corp Class A | COM | 47 | 316 | – |
| Liberty Live Group | COM | 273 | 7K | – |
| Liberty Media Corp | COM | 633 | 29K | – |
| Liberty Media Corp | COM | 311 | 14K | – |
| Liberty Media Corp | COM | 106 | 3K | – |
| Linde PLC F | COM | 16 | 36 | – |
| Lockheed Martin Corp | COM | 100 | 214 | – |
| Lowes Companies Inc | COM | 506 | 2K | – |
| Manhattan Associates Inc | COM | 40 | 161 | – |
| Manulife Finl F | CORP | 30 | 1K | – |
| Marathon Oil Corp | COM | 14 | 500 | – |
| Marathon Pete Corp | COM | 319 | 2K | – |
| Markel Corp | COM | 25 | 16 | – |
| Martin Marietta Material | COM | 55 | 101 | – |
| Mastercard Inc Class A | CL A | 155 | 351 | – |
| McDonalds Corp | COM | 58 | 227 | – |
| Medtronic PLC F | COM | 31 | 399 | – |
| Mercadolibre Inc | COM | 15 | 9 | – |
| Merck & Co. Inc. | COM | 466 | 4K | – |
| Mercury Gen Corp New | COM | 4 | 70 | – |
| Meta Platforms Inc Class A | CL A | 294 | 583 | – |
| Metlife Inc | COM | 3 | 44 | – |
| MFS Intermediate High Income Fund | INT | 96 | 57K | – |
| Microchip Technology | COM | 41 | 444 | – |
| Micron Technology | COM | 19 | 142 | – |
| Microsoft Corp | COM | 2K | 4K | – |
| Microstr Ol Ad GS Ep PD 3X LV ETN | ETF | 1 | 15 | – |
| Microstrategy Inc Class A | CL A | 40 | 29 | – |
| Mitsubishi U F J Finan F Sponsored ADR | COM | 20 | 2K | – |
| Molson Coors Beverage CL Class B | CL B | 10 | 200 | – |
| Mondelez Intl Class A | CL A | 5 | 69 | – |
| MSCI Inc | Com | 41 | 86 | – |
| MSP Recovery Inc 27 WTF Warrants Exp 05/20/27 | WRNT | 241 | 59M | – |
| MSP Recovery Inc 27 WTF Warrants Exp 05/23/27 | WRNT | 2 | 30K | – |
| MSP Recovery Inc Class A | CL A | 108 | 236K | – |
| Murphy Oil Corp HLDG | COM | 15 | 360 | – |
| Murphy USA Inc | COM | 42 | 90 | – |
| Myriad Genetics Inc | COM | 49 | 2K | – |
| Neogenomics Inc | COM | 4 | 300 | – |
| Neos Nasdaq 100 High Income ETF | ETF | 3 | 50 | – |
| Neos S And P 500 High Income ETF | ETF | 4 | 75 | – |
| Net Lease Office PPTYS | COM | 3 | 141 | – |
| Netflix Inc | COM | 105 | 155 | – |
| Neuberger Bermn Real Est | COM | 6 | 2K | – |
| Nextera Energy Partne LP | LTD PARTN | 3 | 125 | – |
| Nike Inc Class B | CL B | 177 | 2K | – |
| Norfolk Southern Co | COM | 211 | 982 | – |
| Northern Oil And Gas | COM | 4K | 113K | – |
| Northrop Grumman | COM | 142 | 326 | – |
| Novagold Res Inc | COM | 68 | 20K | – |
| Novartis AG F Sponsored ADR | ADR | 48 | 449 | – |
| Novo-Nordisk As Vormal F Sponsored ADR | ADR | 63 | 439 | – |
| NRG Energy Inc | COM | 39 | 500 | – |
| NTNL Fuel Gas Co | COM | 12 | 230 | – |
| NTNL Grid PLC F Sponsored ADR | ADR | 13 | 228 | – |
| Nucor Corp | COM | 6 | 35 | – |
| Nvidia Corp | COM | 1K | 11K | – |
| NXP Semiconductors F | COM | 17 | 63 | – |
| Occidental Petrol 27 WTS Warrants Exp 08/03/27 | WRNT | 1 | 25 | – |
| Occidental Petrol Co | COM | 419 | 7K | – |
| Oge Energy Corp | COM | 8 | 237 | – |
| Omnicom Group | COM | 6 | 64 | – |
| Oneok Inc | COM | 216 | 3K | – |
| Oracle Corp | COM | 168 | 1K | – |
| Oshkosh Truck Corp | COM | 16 | 152 | – |
| Palantir Technologies In Class A | COM | 212 | 8K | – |
| Palo Alto Networks | COM | 21 | 62 | – |
| Parker-Hannifin Corp | COM | 65 | 129 | – |
| Paycom Software Inc | COM | 15 | 105 | – |
| Paypal Holdings Incorpor | COM | 26 | 447 | – |
| Pembina Pipeline Co F | COM | 23 | 613 | – |
| Pepsico Inc | COM | 198 | 1K | – |
| Pfizer Inc | COM | 807 | 29K | – |
| Philip Morris Intl | COM | 170 | 2K | – |
| Phillips 66 | COM | 68 | 485 | – |
| PIMCO Corporate Opp Fund | COM | 17 | 1K | – |
| PIMCO Enhanced SHRT | ENHAN SHRT MA AC | 1 | 7 | – |
| Pinterest Inc Class A | CL A | 0 | 10 | – |
| Plains All American P LP | LTD PARTN | 207 | 12K | – |
| Plains GP HLDGS | LTD PARTN | 1K | 72K | – |
| PNC Finl Services | COM | 64 | 412 | – |
| PPG Industries | COM | 5 | 43 | – |
| Principal Finl | COM | 6 | 78 | – |
| Procter & Gamble | COM | 258 | 2K | – |
| ProShares S&P 500 DIV Aristocrat ETF | ETF | 7 | 75 | – |
| ProShares Ultra Oil & Gas | COM | 1 | 18 | – |
| Putnam Premier Income CF | ETF | 214 | 60K | – |
| Qualcomm Inc | COM | 108 | 540 | – |
| Quanta Services Inc | COM | 10 | 40 | – |
| Raytheon Technologies Co | COM | 308 | 3K | – |
| Real Estate Select SCTR SPDR ETF | ETF | 1 | 16 | – |
| Redwire Corp | COM | 9 | 1K | – |
| Regions Financial | COM | 24 | 1K | – |
| Rex Fang Innovation Eqty Prem ETF IV | ETF | 13 | 230 | – |
| Richardson Electrs | COM | 24 | 2K | – |
| Rio Tinto PLC F Sponsored ADR | COM | 17 | 253 | – |
| Roundhill N 100 0dte Covered ETF | ETF | 1 | 30 | – |
| Royal Caribbean Group F | COM | 16 | 100 | – |
| RPM Interntnl | COM | 29 | 272 | – |
| Salesforce | COM | 133 | 518 | – |
| SAP Se F Sponsored ADR | ADR | 38 | 187 | – |
| Schlumberger LTD F | COM | 13 | 265 | – |
| Schwab US Large Cap ETF | ETF | 129 | 2K | – |
| Select Sector Health Care SPDR ETF | ETF | 50 | 343 | – |
| Select Sector Industrial SPDR ETF | ETF | 5 | 40 | – |
| Select Sector Uti Select SPDR ETF | ETF | 132 | 2K | – |
| Select STR Financial Select SPDR ETF | ETF | 6 | 150 | – |
| Sempra | COM | 97 | 1K | – |
| Service Now Inc | COM | 138 | 175 | – |
| Shell PLC F Unsponsored ADR | COM | 835 | 12K | – |
| Sherwin Williams Co | COM | 168 | 564 | – |
| Shopify Inc F Class A | CL A | 59 | 889 | – |
| Simplify Volatility Premium ETF | ETF | 2 | 105 | – |
| Skyworks Solutions Inc | COM | 21 | 196 | – |
| Sofi Technologies Inc | COM | 5 | 720 | – |
| Solventum Corp | COM | 3 | 49 | – |
| Sonos Inc | COM | 4 | 300 | – |
| Sony Group Corp F Sponsored ADR | COM | 53 | 624 | – |
| Southern Company (so) | COM | 23 | 300 | – |
| Southwest Airlines | COM | 5 | 167 | – |
| SPDR BLMBG Barclays 1-3 MTH T-Bill ETF | ETF | 2 | 17 | – |
| SPDR BLMBRG BRCLY HGH YLD BND ETF | ETF | 2 | 25 | – |
| SPDR Dow Jones Inter Real Estate ETF | ETF | 1 | 47 | – |
| SPDR Fund Consumer Discre Select ETF | ETF | 5 | 28 | – |
| SPDR Fund Consumer Staples ETF | ETF | 3 | 41 | – |
| SPDR Fund Materials Select Sectr ETF | COM | 10 | 111 | – |
| SPDR Gold Shares ETF | COM | 1K | 6K | – |
| SPDR S&P 500 ETF | ETF | 2K | 4K | – |
| SPDR S&P 500 Value ETF | ETF | 147 | 3K | – |
| SPDR S&P Biotech ETF | ETF | 9 | 100 | – |
| SPDR S&P Dividend ETF | ETF | 17 | 132 | – |
| SPDR S&P Homebuilders ETF | ETF | 167 | 2K | – |
| SPDR S&P Oil & Gas Expl & Prod ETF | ETF | 39 | 271 | – |
| Stanley Black & Decker | COM | 44 | 545 | – |
| Starbucks Corp | COM | 32 | 409 | – |
| Steel Dynamics Inc | COM | 4 | 30 | – |
| Strive 500 ETF | ETF | 487 | 14K | – |
| Stryker Corp | COM | 105 | 310 | – |
| Sysco Corp | COM | 14 | 200 | – |
| Taiwan Semiconductor F Sponsored ADR | LTD PARTN | 45 | 261 | – |
| Take Two Interactive | COM | 26 | 164 | – |
| Targa Resources Corp | COM | 39 | 299 | – |
| Target Corp | COM | 32 | 213 | – |
| TC Energy Corp F | COM | 10 | 260 | – |
| TE Connectivity | SHS | 24 | 162 | – |
| Technology Select Sector SPDR ETF | ETF | 224 | 992 | – |
| Teladoc Inc | COM | 214 | 22K | – |
| Teledyne Technologie | COM | 21 | 53 | – |
| Telekominik Indonesia F Sponsored ADR | ADR | 9 | 464 | – |
| Tesla Motors | COM | 9 | 45 | – |
| Texas Instruments | COM | 66 | 340 | – |
| The Coca-Cola Co | COM | 254 | 4K | – |
| The Mosaic Co | COM | 9 | 300 | – |
| Thermo Electron Corp | COM | 100 | 180 | – |
| TJX Companies Inc | COM | 27 | 248 | – |
| Tortoise Energy Infrastr | COM | 25 | 708 | – |
| Totalenergies Se F Sponsored ADR | COM | 31 | 459 | – |
| Travelers | COM | 203 | 997 | – |
| Truist Finl Corp | COM | 33 | 854 | – |
| Twilio Inc Class A | CL A | 2 | 40 | – |
| TXO Partners LP | LP | 5K | 272K | – |
| Tyler Technologies | COM | 63 | 125 | – |
| Tyson Foods Inc Class A | COM | 2 | 40 | – |
| Uber Technologies Inc | COM | 18 | 246 | – |
| Unilever PLC F Sponsored ADR | ADR | 13 | 232 | – |
| Union Pacific Corp | COM | 221 | 975 | – |
| United Parcel SRVC Class B | CL B | 1 | 10 | – |
| UnitedHealth Group | COM | 197 | 386 | – |
| US Bancorp (usb) | COM | 24 | 596 | – |
| Valero Energy Corp | COM | 248 | 2K | – |
| Vanguard Dividend Appreciation ETF | ETF | 220 | 1K | – |
| Vanguard Financials ETF | ETF | 20 | 200 | – |
| Vanguard FTSE Developed Markets ETF | ETF | 302 | 6K | – |
| Vanguard FTSE Emerging Markets ETF | ETF | 123 | 3K | – |
| Vanguard Growth ETF | ETF | 116 | 309 | – |
| Vanguard Real Estate ETF | ETF | 15 | 177 | – |
| Vanguard S&P 500 Value ETF | ETF | 62 | 351 | – |
| Vanguard Short Term Treasury ETF | ETF | 1 | 11 | – |
| Vanguard Total Stock Market ETF | ETF | 208 | 779 | – |
| Vanguard Value ETF | ETF | 67 | 415 | – |
| Verizon Communicatn | COM | 83 | 2K | – |
| VF Corp | COM | 1 | 84 | – |
| Viatris Inc | COM | 0 | 3 | – |
| Visa Inc Class A | COM | 206 | 786 | – |
| W.P. Carey Inc. REIT | COM | 116 | 2K | – |
| Wabtec | COM | 1 | 9 | – |
| Walgreens Boots Alli | COM | 5 | 424 | – |
| WalMart Inc | COM | 1K | 18K | – |
| Walt Disney Co | COM | 200 | 2K | – |
| Waste Management Inc | COM | 9 | 40 | – |
| Watsco Inc | COM | 7 | 15 | – |
| Wells Fargo & Co | COM | 524 | 9K | – |
| Western Asset Mortgage O | COM | 5 | 450 | – |
| Western Asset Premier Bo | CEF | 15 | 1K | – |
| Westrn Asst High Incm Op | COM | 870 | 228K | – |
| Weyerhaeuser Co REIT | COM | 3 | 120 | – |
| Williams Cos Inc | COM | 66 | 2K | – |
| Wisdomtree US Ai Enhncd Value ETF | ETF | 7 | 74 | – |
| Woodside Energy Group F Sponsored ADR | LTD PARTN | 5 | 252 | – |
| Workday Inc Class A | CL A | 34 | 152 | – |
| WW Intl Inc | COM | 1 | 500 | – |
| Xcel Energy Inc | COM | 19 | 353 | – |
| Xylem Inc. | COM | 35 | 259 | – |
| Yandex N V F Class A | CL A | 0 | 128 | – |
| Yieldmax Amd Option Inc STRG ETF | ETF | 1 | 70 | – |
| Yieldmax Amzn Optn Inc STRGY ETF | ETF | 1 | 45 | – |
| Yieldmax Bitcoin Opt In STRGY ETF | ETF | 2 | 100 | – |
| Yieldmax Coin Optn Inc STRG ETF | ETF | 0 | 10 | – |
| Yieldmax Magft 7 FND Opt Incm ETF | ETF | 7 | 360 | – |
| Yieldmax Ultra Opt Inc STRTGY ETF | ETF | 3 | 220 | – |
| Yieldmax Univrs FD Opt Incom ETF | ETF | 9 | 472 | – |
| Zoetis Inc Class A | CL A | 61 | 349 | – |
| Zto Express Cayman Inc F Sponsored ADR | ADS | 11 | 533 | – |