FIRST FOUNDATION ADVISORS
Adviser information for FIRST FOUNDATION ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 67 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 33 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,037 | $5.2B |
| Non-Discretionary | 28 | $92.3M |
| Total | 4,065 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 574 | $286.7M |
| HNW Individuals | 762 | $3.6B |
| Banking or thrift institutions | 1 | $546.8M |
| Investment companies | 1 | $221.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 35 | $310.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 65 | $309.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | SHAREHOLDER SERVICING FEES FOR SUB-ADVISED FUNDS |
Principal Office
18101 VON KARMAN AVESUITE 700
IRVINE
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 949-476-0300, Fax: None
Chief Compliance Officer
BRUCE, GREGORY S
CHIEF COMPLIANCE OFFICER
18101 VON KARMAN AVE
SUITE 700
IRVINE
CA
United States
Tel:
949-622-3724
Fax:
949-622-3784
G*****@*********M
(Full email address available in API data)
Regulatory Contact
HUGO NUNO
CHIEF BANKING OFFICER
18101 VON KARMAN AVENUE
SUITE 750
IRVINE
CA
United States
Tel:
949-202-4141
H****@*********M
(Full email address available in API data)
Industry Affiliates
| FIRST FOUNDATION BANK | Banking or thrift institution |
| FIRST FOUNDATION INSURANCE SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAN, ANDREW, HAO EN | Individual | – | CO-CHIEF INVESTMENT OFFICER | 04/2023 | < 5% |
| KELLER, ULRICH, EMANUEL | Individual | – | CHAIRMAN | 12/2002 | < 5% |
| HAKOPIAN, JOHN, AVAK | Individual | – | PRESIDENT/CO-CHIEF INVESTMENT OFFICER | 06/2009 | < 5% |
| BRUCE, GREGORY, STEVEN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2004 | < 5% |
| FIRST FOUNDATION INC. | Domestic Entity | – | 100% STOCK OWNERSHIP | 06/2007 | > 75% |
| BRITTON, JAMES, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 08/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 25K | 243 | – |
| 3M CO | COM | 47 | 0 | FIRST FOUNDATION BANK |
| ABBOTT LABS | COM | 985K | 9K | – |
| ABBOTT LABS | COM | 173K | 2K | FIRST FOUNDATION BANK |
| ABBVIE INC | COM | 1M | 9K | – |
| ABBVIE INC | COM | 19K | 109 | FIRST FOUNDATION BANK |
| ABBVIE INC | COM | 170K | 991 | FIRST FOUNDATION BANK |
| ACCENTURE PLC IRELAND | SHS CLASS A | 15M | 49K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 7K | 24 | FIRST FOUNDATION BANK |
| ACCENTURE PLC IRELAND | SHS CLASS A | 978K | 3K | FIRST FOUNDATION BANK |
| ADOBE INC | COM | 6M | 10K | – |
| ADOBE INC | COM | 138K | 248 | FIRST FOUNDATION BANK |
| ADVANCED MICRO DEVICES INC | COM | 29M | 180K | – |
| ADVANCED MICRO DEVICES INC | COM | 493K | 3K | FIRST FOUNDATION BANK |
| AGNC INVT CORP | COM | 450K | 47K | – |
| AIR PRODS & CHEMS INC | COM | 262K | 1K | – |
| AIR PRODS & CHEMS INC | COM | 51K | 196 | FIRST FOUNDATION BANK |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 1M | 12K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 27K | 231 | FIRST FOUNDATION BANK |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 2M | 58K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 27K | 800 | FIRST FOUNDATION BANK |
| ALPHABET INC | CAP STK CL A | 6M | 33K | – |
| ALPHABET INC | CAP STK CL A | 514K | 3K | FIRST FOUNDATION BANK |
| ALPHABET INC | CAP STK CL A | 2M | 12K | Brookmont Capital Management |
| ALPHABET INC | CAP STK CL C | 101M | 551K | – |
| ALPHABET INC | CAP STK CL C | 38K | 205 | FIRST FOUNDATION BANK |
| ALPHABET INC | CAP STK CL C | 10M | 55K | FIRST FOUNDATION BANK |
| ALPHABET INC | CAP STK CL C | 183K | 1K | Brookmont Capital Management |
| ALPS ETF TR | ALERIAN MLP | 380K | 8K | – |
| ALTRIA GROUP INC | COM | 1M | 28K | – |
| AMAZON COM INC | COM | 69M | 355K | – |
| AMAZON COM INC | COM | 9K | 46 | FIRST FOUNDATION BANK |
| AMAZON COM INC | COM | 6M | 32K | FIRST FOUNDATION BANK |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 20K | 1K | – |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 223K | 13K | FIRST FOUNDATION BANK |
| AMERICAN EXPRESS CO | COM | 685K | 3K | – |
| AMERICAN EXPRESS CO | COM | 60K | 260 | FIRST FOUNDATION BANK |
| AMERICAN TOWER CORP NEW | COM | 156K | 803 | – |
| AMERICAN TOWER CORP NEW | COM | 61K | 312 | FIRST FOUNDATION BANK |
| AMERIPRISE FINL INC | COM | 26K | 60 | – |
| AMGEN INC | COM | 1M | 3K | – |
| AMGEN INC | COM | 3K | 11 | FIRST FOUNDATION BANK |
| AMPHENOL CORP NEW | CL A | 18M | 266K | – |
| AMPHENOL CORP NEW | CL A | 13K | 190 | FIRST FOUNDATION BANK |
| AMPHENOL CORP NEW | CL A | 2M | 26K | FIRST FOUNDATION BANK |
| ANALOG DEVICES INC | COM | 4M | 16K | – |
| ANALOG DEVICES INC | COM | 132K | 578 | FIRST FOUNDATION BANK |
| AON PLC | SHS CL A | 10M | 33K | – |
| AON PLC | SHS CL A | 9K | 29 | FIRST FOUNDATION BANK |
| AON PLC | SHS CL A | 917K | 3K | FIRST FOUNDATION BANK |
| APPFOLIO INC | COM CL A | 269K | 1K | – |
| APPLE INC | COM | 67M | 319K | – |
| APPLE INC | COM | 2K | 10 | FIRST FOUNDATION BANK |
| APPLE INC | COM | 4M | 20K | FIRST FOUNDATION BANK |
| APPLIED MATLS INC | COM | 22M | 92K | – |
| APPLIED MATLS INC | COM | 18K | 77 | FIRST FOUNDATION BANK |
| APPLIED MATLS INC | COM | 2M | 10K | FIRST FOUNDATION BANK |
| APTIV PLC | SHS | 27K | 387 | – |
| APTIV PLC | SHS | 47K | 669 | FIRST FOUNDATION BANK |
| ARCHER DANIELS MIDLAND CO | COM | 90K | 1K | – |
| ARISTA NETWORKS INC | COM | 13K | 36 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 296K | 289 | FIRST FOUNDATION BANK |
| ASTRAZENECA PLC | SPONSORED ADR | 15M | 187K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 1M | 14K | FIRST FOUNDATION BANK |
| ASTRAZENECA PLC | SPONSORED ADR | 2M | 26K | Brookmont Capital Management |
| AT&T INC | COM | 353K | 18K | – |
| AT&T INC | COM | 17K | 907 | FIRST FOUNDATION BANK |
| AT&T INC | COM | 67K | 4K | FIRST FOUNDATION BANK |
| AUTODESK INC | COM | 30K | 123 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 215K | 901 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 132K | 553 | FIRST FOUNDATION BANK |
| AUTOZONE INC | COM | 86K | 29 | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 681K | 569 | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 68K | 57 | FIRST FOUNDATION BANK |
| BANK AMERICA CORP | COM | 367K | 9K | – |
| BANK AMERICA CORP | COM | 97K | 2K | FIRST FOUNDATION BANK |
| BANK NEW YORK MELLON CORP | COM | 321K | 5K | – |
| BANK NEW YORK MELLON CORP | COM | 100K | 2K | FIRST FOUNDATION BANK |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 6M | 176K | – |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 1M | 35K | FIRST FOUNDATION BANK |
| BECTON DICKINSON & CO | COM | 70K | 300 | – |
| BECTON DICKINSON & CO | COM | 71K | 304 | FIRST FOUNDATION BANK |
| BERKSHIRE HATHAWAY INC DEL | CL A | 4M | 6 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 50M | 123K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 43K | 105 | FIRST FOUNDATION BANK |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 14K | FIRST FOUNDATION BANK |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | Brookmont Capital Management |
| BIO-TECHNE CORP | COM | 32K | 441 | – |
| BLACKROCK FLOATING RATE INCO | COM | 239K | 18K | – |
| BLACKROCK INC | COM | 2M | 3K | – |
| BLACKROCK INC | COM | 234K | 297 | FIRST FOUNDATION BANK |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 114K | 7K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 527K | 32K | Brookmont Capital Management |
| BLACKSTONE INC | COM | 523K | 4K | – |
| BLACKSTONE INC | COM | 2K | 20 | FIRST FOUNDATION BANK |
| BLACKSTONE INC | COM | 84K | 682 | FIRST FOUNDATION BANK |
| BLOOM ENERGY CORP | COM CL A | 891K | 73K | – |
| BOEING CO | COM | 720K | 4K | – |
| BOEING CO | COM | 334K | 2K | FIRST FOUNDATION BANK |
| BOOKING HOLDINGS INC | COM | 333K | 84 | – |
| BOOKING HOLDINGS INC | COM | 52K | 13 | FIRST FOUNDATION BANK |
| BOSTON SCIENTIFIC CORP | COM | 42K | 549 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 234K | 6K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1K | 28 | FIRST FOUNDATION BANK |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 1M | 43K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 25K | 800 | FIRST FOUNDATION BANK |
| BROADCOM INC | COM | 2M | 1K | – |
| BROADCOM INC | COM | 51K | 32 | FIRST FOUNDATION BANK |
| BROADCOM INC | COM | 9M | 5K | FIRST FOUNDATION BANK |
| BROOKFIELD CORP | CL A LTD VT SH | 8M | 183K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 9K | 223 | FIRST FOUNDATION BANK |
| BROOKFIELD CORP | CL A LTD VT SH | 1M | 25K | FIRST FOUNDATION BANK |
| BROOKFIELD CORP | CL A LTD VT SH | 1M | 35K | Brookmont Capital Management |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 1M | 53K | – |
| BROWN FORMAN CORP | CL B | 754K | 17K | – |
| BURFORD CAP LTD | ORD SHS | 184K | 14K | – |
| BURFORD CAP LTD | ORD SHS | 6M | 461K | Brookmont Capital Management |
| CADENCE DESIGN SYSTEM INC | COM | 7K | 23 | – |
| CANADIAN NATL RY CO | COM | 561K | 5K | – |
| CANADIAN NATL RY CO | COM | 9K | 76 | FIRST FOUNDATION BANK |
| CANADIAN PACIFIC KANSAS CITY | COM | 16M | 204K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 2M | 20K | FIRST FOUNDATION BANK |
| CARDINAL HEALTH INC | COM | 37K | 378 | – |
| CARRIER GLOBAL CORPORATION | COM | 108K | 2K | – |
| CATERPILLAR INC | COM | 971K | 3K | – |
| CATERPILLAR INC | COM | 62K | 186 | FIRST FOUNDATION BANK |
| CENCORA INC | COM | 16M | 73K | – |
| CENCORA INC | COM | 57K | 252 | FIRST FOUNDATION BANK |
| CENCORA INC | COM | 3M | 12K | FIRST FOUNDATION BANK |
| CENTENE CORP DEL | COM | 133K | 2K | FIRST FOUNDATION BANK |
| CHEVRON CORP NEW | COM | 15M | 97K | – |
| CHEVRON CORP NEW | COM | 15K | 97 | FIRST FOUNDATION BANK |
| CHEVRON CORP NEW | COM | 2M | 12K | FIRST FOUNDATION BANK |
| CHIPOTLE MEXICAN GRILL INC | COM | 121K | 2K | – |
| CHUBB LIMITED | COM | 51K | 200 | – |
| CHUBB LIMITED | COM | 76K | 297 | FIRST FOUNDATION BANK |
| CINTAS CORP | COM | 4M | 6K | – |
| CINTAS CORP | COM | 99K | 142 | FIRST FOUNDATION BANK |
| CISCO SYS INC | COM | 9M | 185K | – |
| CISCO SYS INC | COM | 9K | 183 | FIRST FOUNDATION BANK |
| CISCO SYS INC | COM | 807K | 17K | FIRST FOUNDATION BANK |
| CITIGROUP INC | COM NEW | 167K | 3K | – |
| CITIGROUP INC | COM NEW | 15K | 241 | FIRST FOUNDATION BANK |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 14K | 10K | – |
| CME GROUP INC | COM | 10M | 49K | – |
| CME GROUP INC | COM | 1M | 7K | FIRST FOUNDATION BANK |
| COCA COLA CO | COM | 717K | 11K | – |
| COCA COLA CO | COM | 30K | 475 | FIRST FOUNDATION BANK |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 58K | 850 | – |
| COLGATE PALMOLIVE CO | COM | 94K | 965 | – |
| COLUMBIA ETF TR I | DIVERSIFID FXD | 946K | 54K | – |
| COLUMBIA ETF TR I | DIVERSIFID FXD | 21K | 1K | FIRST FOUNDATION BANK |
| COLUMBIA ETF TR II | EM CORE EX ETF | 11M | 342K | – |
| COLUMBIA ETF TR II | EM CORE EX ETF | 1M | 41K | FIRST FOUNDATION BANK |
| COMCAST CORP NEW | CL A | 593K | 15K | – |
| COMCAST CORP NEW | CL A | 4K | 95 | FIRST FOUNDATION BANK |
| COMCAST CORP NEW | CL A | 114K | 3K | FIRST FOUNDATION BANK |
| CONOCOPHILLIPS | COM | 397K | 3K | – |
| CONOCOPHILLIPS | COM | 37K | 325 | FIRST FOUNDATION BANK |
| CONSOLIDATED EDISON INC | COM | 45K | 500 | – |
| CONSOLIDATED EDISON INC | COM | 162K | 2K | FIRST FOUNDATION BANK |
| CONSTELLATION BRANDS INC | CL A | 59K | 231 | – |
| CONSTELLATION BRANDS INC | CL A | 139K | 541 | FIRST FOUNDATION BANK |
| CORTEVA INC | COM | 271K | 5K | – |
| CORTEVA INC | COM | 25K | 468 | FIRST FOUNDATION BANK |
| COSTCO WHSL CORP NEW | COM | 13M | 16K | – |
| COSTCO WHSL CORP NEW | COM | 532K | 626 | FIRST FOUNDATION BANK |
| CREATIVE MEDIA & CMNTY TR | COM NEW | 114K | 42K | – |
| CREATIVE MEDIA & CMNTY TR | COM NEW | 763K | 284K | Brookmont Capital Management |
| CROWDSTRIKE HLDGS INC | CL A | 102K | 265 | – |
| CROWN CASTLE INC | COM | 44K | 447 | – |
| CROWN CASTLE INC | COM | 8K | 83 | FIRST FOUNDATION BANK |
| CTO RLTY GROWTH INC NEW | COM | 216K | 12K | – |
| CUMMINS INC | COM | 40K | 144 | – |
| CUMMINS INC | COM | 42K | 150 | FIRST FOUNDATION BANK |
| CVS HEALTH CORP | COM | 97K | 2K | – |
| DANAHER CORPORATION | COM | 9M | 38K | – |
| DANAHER CORPORATION | COM | 1M | 5K | FIRST FOUNDATION BANK |
| DEERE & CO | COM | 439K | 1K | – |
| DIAGEO PLC | SPON ADR NEW | 684K | 5K | – |
| DIAGEO PLC | SPON ADR NEW | 31K | 245 | FIRST FOUNDATION BANK |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 434K | 13K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 428K | 13K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 207K | 3K | FIRST FOUNDATION BANK |
| DISNEY WALT CO | COM | 6M | 63K | – |
| DISNEY WALT CO | COM | 602K | 6K | FIRST FOUNDATION BANK |
| DOLLAR GEN CORP NEW | COM | 134K | 1K | – |
| DOLLAR GEN CORP NEW | COM | 18K | 136 | FIRST FOUNDATION BANK |
| DOMINION ENERGY INC | COM | 49K | 1K | – |
| DOMINION ENERGY INC | COM | 2K | 51 | FIRST FOUNDATION BANK |
| DOMINION ENERGY INC | COM | 59K | 1K | FIRST FOUNDATION BANK |
| DOMINOS PIZZA INC | COM | 51K | 99 | – |
| DOMINOS PIZZA INC | COM | 42K | 81 | FIRST FOUNDATION BANK |
| DOUBLELINE INCOME SOLUTIONS | COM | 200K | 16K | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 115K | 9K | Brookmont Capital Management |
| DOW INC | COM | 1M | 23K | – |
| DOW INC | COM | 73K | 1K | FIRST FOUNDATION BANK |
| DUKE ENERGY CORP NEW | COM NEW | 186K | 2K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3K | 25 | FIRST FOUNDATION BANK |
| DUPONT DE NEMOURS INC | COM | 1M | 18K | – |
| DUPONT DE NEMOURS INC | COM | 38K | 468 | FIRST FOUNDATION BANK |
| EATON CORP PLC | SHS | 155K | 495 | – |
| EATON CORP PLC | SHS | 5K | 16 | FIRST FOUNDATION BANK |
| EATON CORP PLC | SHS | 219K | 699 | FIRST FOUNDATION BANK |
| EATON VANCE LTD DURATION INC | COM | 181K | 19K | – |
| ECOLAB INC | COM | 71K | 300 | – |
| ECOLAB INC | COM | 119K | 500 | FIRST FOUNDATION BANK |
| EDISON INTL | COM | 179K | 2K | – |
| EDISON INTL | COM | 56K | 775 | FIRST FOUNDATION BANK |
| EDWARDS LIFESCIENCES CORP | COM | 866K | 9K | – |
| ELECTRONIC ARTS INC | COM | 10K | 72 | – |
| ELECTRONIC ARTS INC | COM | 10K | 70 | FIRST FOUNDATION BANK |
| ELEVANCE HEALTH INC | COM | 442K | 815 | – |
| ELEVANCE HEALTH INC | COM | 249K | 459 | FIRST FOUNDATION BANK |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ELI LILLY & CO | COM | 418K | 462 | FIRST FOUNDATION BANK |
| EMERSON ELEC CO | COM | 620K | 6K | – |
| EMERSON ELEC CO | COM | 54K | 493 | FIRST FOUNDATION BANK |
| ENTERPRISE FINL SVCS CORP | COM | 359K | 9K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 220K | 8K | – |
| EOG RES INC | COM | 4K | 33 | – |
| EOG RES INC | COM | 2K | 15 | FIRST FOUNDATION BANK |
| EOG RES INC | COM | 2K | 12 | FIRST FOUNDATION BANK |
| EVERSOURCE ENERGY | COM | 85K | 1K | – |
| EVERSOURCE ENERGY | COM | 1K | 24 | FIRST FOUNDATION BANK |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 345K | 6K | – |
| EXXON MOBIL CORP | COM | 8M | 71K | – |
| EXXON MOBIL CORP | COM | 32K | 278 | FIRST FOUNDATION BANK |
| EXXON MOBIL CORP | COM | 1M | 10K | FIRST FOUNDATION BANK |
| FASTENAL CO | COM | 201K | 3K | – |
| FASTENAL CO | COM | 34K | 539 | FIRST FOUNDATION BANK |
| FEDEX CORP | COM | 78K | 261 | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 211K | 5K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 285K | 2K | – |
| FIRSTENERGY CORP | COM | 15K | 399 | – |
| FIRSTENERGY CORP | COM | 213K | 6K | FIRST FOUNDATION BANK |
| FISERV INC | COM | 31K | 210 | – |
| FISERV INC | COM | 127K | 851 | FIRST FOUNDATION BANK |
| FLEXSHARES TR | MORNSTAR UPSTR | 525K | 13K | – |
| FLEXSHARES TR | QUALT DIVD IDX | 2M | 31K | – |
| FORD MTR CO DEL | COM | 144K | 11K | – |
| FORTINET INC | COM | 3M | 49K | – |
| FORTINET INC | COM | 65K | 1K | FIRST FOUNDATION BANK |
| GE AEROSPACE | COM NEW | 525K | 3K | – |
| GE AEROSPACE | COM NEW | 1K | 8 | FIRST FOUNDATION BANK |
| GE VERNOVA INC | COM | 132K | 768 | – |
| GE VERNOVA INC | COM | 343 | 2 | FIRST FOUNDATION BANK |
| GENERAL DYNAMICS CORP | COM | 241K | 831 | – |
| GENERAL DYNAMICS CORP | COM | 23K | 80 | FIRST FOUNDATION BANK |
| GENERAL MLS INC | COM | 32K | 500 | – |
| GENERAL MTRS CO | COM | 144K | 3K | – |
| GENUINE PARTS CO | COM | 65K | 468 | – |
| GENUINE PARTS CO | COM | 22K | 160 | FIRST FOUNDATION BANK |
| GILEAD SCIENCES INC | COM | 2M | 23K | – |
| GLOBAL X FDS | S&P 500 COVERED | 267K | 7K | – |
| GLOBAL X FDS | S&P 500 COVERED | 525K | 13K | FIRST FOUNDATION BANK |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 12M | 373K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 2M | 64K | FIRST FOUNDATION BANK |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 32M | 958K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 5M | 160K | FIRST FOUNDATION BANK |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US | 30M | 474K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US | 3M | 45K | FIRST FOUNDATION BANK |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 47M | 435K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 7M | 61K | FIRST FOUNDATION BANK |
| GOLDMAN SACHS GROUP INC | COM | 327K | 722 | – |
| GOLDMAN SACHS GROUP INC | COM | 8K | 17 | FIRST FOUNDATION BANK |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 290K | 19K | – |
| HCA HEALTHCARE INC | COM | 334K | 1K | – |
| HCA HEALTHCARE INC | COM | 10K | 30 | FIRST FOUNDATION BANK |
| HERSHEY CO | COM | 157K | 855 | – |
| HOME DEPOT INC | COM | 3M | 10K | – |
| HOME DEPOT INC | COM | 24K | 71 | FIRST FOUNDATION BANK |
| HOME DEPOT INC | COM | 369K | 1K | FIRST FOUNDATION BANK |
| HONEYWELL INTL INC | COM | 854K | 4K | – |
| HONEYWELL INTL INC | COM | 291K | 1K | FIRST FOUNDATION BANK |
| HP INC | COM | 97K | 3K | – |
| HP INC | COM | 4K | 101 | FIRST FOUNDATION BANK |
| HUBBELL INC | COM | 71K | 195 | – |
| HUMANA INC | COM | 3K | 8 | – |
| IDEXX LABS INC | COM | 2M | 5K | – |
| IDEXX LABS INC | COM | 54K | 111 | FIRST FOUNDATION BANK |
| ILLINOIS TOOL WKS INC | COM | 46K | 194 | – |
| ILLINOIS TOOL WKS INC | COM | 6K | 24 | FIRST FOUNDATION BANK |
| INSIGHT ENTERPRISES INC | COM | 208K | 1K | – |
| INTEL CORP | COM | 358K | 12K | – |
| INTEL CORP | COM | 17K | 550 | FIRST FOUNDATION BANK |
| INTERCONTINENTAL EXCHANGE IN | COM | 310K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 45K | 332 | FIRST FOUNDATION BANK |
| INTERNATIONAL BUSINESS MACHS | COM | 321K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4K | 23 | FIRST FOUNDATION BANK |
| INTUIT | COM | 5M | 7K | – |
| INTUIT | COM | 6K | 9 | FIRST FOUNDATION BANK |
| INTUIT | COM | 211K | 321 | FIRST FOUNDATION BANK |
| INTUITIVE SURGICAL INC | COM NEW | 219K | 492 | – |
| INTUITIVE SURGICAL INC | COM NEW | 53K | 120 | FIRST FOUNDATION BANK |
| INVESCO CALIF VALUE MUN INCO | COM | 109K | 10K | – |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 36M | 1M | – |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 2M | 88K | FIRST FOUNDATION BANK |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 7M | 279K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 725K | 31K | FIRST FOUNDATION BANK |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 259K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 35M | 913K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 4M | 114K | FIRST FOUNDATION BANK |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 12M | 75K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 164K | 1K | FIRST FOUNDATION BANK |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | 441K | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 7K | – |
| IQVIA HLDGS INC | COM | 208K | 984 | – |
| IQVIA HLDGS INC | COM | 37K | 177 | FIRST FOUNDATION BANK |
| ISHARES GOLD TR | ISHARES NEW | 13M | 303K | – |
| ISHARES GOLD TR | ISHARES NEW | 675K | 15K | FIRST FOUNDATION BANK |
| ISHARES INC | CORE MSCI EMKT | 26M | 478K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 41K | FIRST FOUNDATION BANK |
| ISHARES INC | ESG AWR MSCI EM | 188K | 6K | – |
| ISHARES INC | ESG AWR MSCI EM | 110K | 3K | FIRST FOUNDATION BANK |
| ISHARES SILVER TR | ISHARES | 536K | 20K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 140K | 1K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 153K | 2K | FIRST FOUNDATION BANK |
| ISHARES TR | 0-5YR HI YL CP | 1M | 25K | – |
| ISHARES TR | 1 3 YR TREAS BD | 1M | 13K | – |
| ISHARES TR | 1 3 YR TREAS BD | 16K | 193 | FIRST FOUNDATION BANK |
| ISHARES TR | 7-10 YR TRSY BD | 15M | 158K | – |
| ISHARES TR | 7-10 YR TRSY BD | 385K | 4K | FIRST FOUNDATION BANK |
| ISHARES TR | CALIF MUN BD ETF | 29M | 508K | – |
| ISHARES TR | CALIF MUN BD ETF | 3M | 53K | FIRST FOUNDATION BANK |
| ISHARES TR | CORE DIV GRWTH | 2M | 33K | – |
| ISHARES TR | CORE DIV GRWTH | 47K | 824 | FIRST FOUNDATION BANK |
| ISHARES TR | CORE MSCI EAFE | 59M | 811K | – |
| ISHARES TR | CORE MSCI EAFE | 4M | 54K | FIRST FOUNDATION BANK |
| ISHARES TR | CORE S&P MCP ETF | 2M | 26K | – |
| ISHARES TR | CORE S&P MCP ETF | 211K | 4K | FIRST FOUNDATION BANK |
| ISHARES TR | CORE S&P SCP ETF | 1M | 13K | – |
| ISHARES TR | CORE S&P TTL STK | 13M | 108K | – |
| ISHARES TR | CORE S&P TTL STK | 914K | 8K | FIRST FOUNDATION BANK |
| ISHARES TR | CORE S&P500 ETF | 108M | 198K | – |
| ISHARES TR | CORE S&P500 ETF | 23M | 42K | FIRST FOUNDATION BANK |
| ISHARES TR | CORE US AGGBD ET | 19M | 192K | – |
| ISHARES TR | CORE US AGGBD ET | 6M | 60K | FIRST FOUNDATION BANK |
| ISHARES TR | EAFE GRWTH ETF | 1M | 11K | – |
| ISHARES TR | EAFE GRWTH ETF | 1M | 11K | FIRST FOUNDATION BANK |
| ISHARES TR | EAFE VALUE ETF | 755K | 14K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 21K | FIRST FOUNDATION BANK |
| ISHARES TR | ESG AW MSCI EAFE | 280K | 4K | – |
| ISHARES TR | ESG AW MSCI EAFE | 191K | 2K | FIRST FOUNDATION BANK |
| ISHARES TR | EXPANDED TECH | 309K | 4K | – |
| ISHARES TR | GLOBAL REIT ETF | 125K | 5K | – |
| ISHARES TR | GLOBAL REIT ETF | 90K | 4K | FIRST FOUNDATION BANK |
| ISHARES TR | GRWT ALLOCAT ETF | 4M | 66K | – |
| ISHARES TR | GRWT ALLOCAT ETF | 13K | 236 | FIRST FOUNDATION BANK |
| ISHARES TR | IBOXX INV CP ETF | 25M | 234K | – |
| ISHARES TR | IBOXX INV CP ETF | 3M | 29K | FIRST FOUNDATION BANK |
| ISHARES TR | MORTGE REL ETF | 1M | 51K | – |
| ISHARES TR | MSCI EAFE ETF | 4M | 49K | – |
| ISHARES TR | MSCI EAFE ETF | 777K | 10K | FIRST FOUNDATION BANK |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 51K | – |
| ISHARES TR | MSCI KLD400 SOC | 336K | 3K | – |
| ISHARES TR | MSCI USA ESG SLC | 163K | 1K | – |
| ISHARES TR | MSCI USA ESG SLC | 907K | 8K | FIRST FOUNDATION BANK |
| ISHARES TR | MSCI USA MMENTM | 483K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 164K | 963 | – |
| ISHARES TR | MSCI USA QLT FCT | 58K | 338 | FIRST FOUNDATION BANK |
| ISHARES TR | NATIONAL MUN ETF | 2M | 23K | – |
| ISHARES TR | NATIONAL MUN ETF | 635K | 6K | FIRST FOUNDATION BANK |
| ISHARES TR | RUS 1000 GRW ETF | 18M | 48K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 10K | FIRST FOUNDATION BANK |
| ISHARES TR | RUS 1000 VAL ETF | 919K | 5K | – |
| ISHARES TR | RUS 2000 GRW ETF | 612K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 545K | 2K | FIRST FOUNDATION BANK |
| ISHARES TR | RUS 2000 VAL ETF | 647K | 4K | – |
| ISHARES TR | RUS 2000 VAL ETF | 281K | 2K | FIRST FOUNDATION BANK |
| ISHARES TR | RUS MD CP GR ETF | 5M | 47K | – |
| ISHARES TR | RUS MD CP GR ETF | 2M | 19K | FIRST FOUNDATION BANK |
| ISHARES TR | RUS MDCP VAL ETF | 473K | 4K | – |
| ISHARES TR | RUS MDCP VAL ETF | 744K | 6K | FIRST FOUNDATION BANK |
| ISHARES TR | RUS MID CAP ETF | 33M | 412K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 24K | FIRST FOUNDATION BANK |
| ISHARES TR | RUSSELL 2000 ETF | 18M | 90K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 11K | FIRST FOUNDATION BANK |
| ISHARES TR | S&P 500 GRWT ETF | 967K | 10K | – |
| ISHARES TR | S&P 500 GRWT ETF | 468K | 5K | FIRST FOUNDATION BANK |
| ISHARES TR | S&P 500 VAL ETF | 550K | 3K | – |
| ISHARES TR | S&P 500 VAL ETF | 265K | 1K | FIRST FOUNDATION BANK |
| ISHARES TR | SELECT DIVID ETF | 99K | 819 | – |
| ISHARES TR | SELECT DIVID ETF | 117K | 963 | FIRST FOUNDATION BANK |
| ISHARES TR | U S EQUITY FACTR | 727K | 13K | – |
| ISHARES TR | U S EQUITY FACTR | 595K | 11K | FIRST FOUNDATION BANK |
| ISHARES TR | U.S. MED DVC ETF | 521K | 9K | – |
| ISHARES TR | US AER DEF ETF | 465K | 4K | – |
| ISHARES TR | US HLTHCR PR ETF | 411K | 8K | – |
| ISHARES TR | US SML CAP EQT | 369K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 71M | 1M | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 9M | 162K | FIRST FOUNDATION BANK |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 368K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | REALTY INCOME ET | 4M | 83K | – |
| J P MORGAN EXCHANGE TRADED F | REALTY INCOME ET | 391K | 9K | FIRST FOUNDATION BANK |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 1M | 25K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 2M | 37K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 248K | 5K | FIRST FOUNDATION BANK |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 265K | 5K | – |
| JOBY AVIATION INC | COMMON STOCK | 107K | 21K | – |
| JOHNSON & JOHNSON | COM | 7M | 47K | – |
| JOHNSON & JOHNSON | COM | 22K | 148 | FIRST FOUNDATION BANK |
| JOHNSON & JOHNSON | COM | 570K | 4K | FIRST FOUNDATION BANK |
| JOHNSON CTLS INTL PLC | SHS | 103K | 2K | – |
| JOHNSON CTLS INTL PLC | SHS | 2K | 27 | FIRST FOUNDATION BANK |
| JOINT CORP | COM | 254K | 18K | – |
| JOINT CORP | COM | 3M | 191K | Brookmont Capital Management |
| JPMORGAN CHASE & CO. | COM | 26M | 127K | – |
| JPMORGAN CHASE & CO. | COM | 39K | 194 | FIRST FOUNDATION BANK |
| JPMORGAN CHASE & CO. | COM | 2M | 11K | FIRST FOUNDATION BANK |
| KAYNE ANDERSON ENERGY INFRST | COM | 393K | 38K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 3M | 21K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 66K | 481 | FIRST FOUNDATION BANK |
| KIMBERLY-CLARK CORP | COM | 217K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 6K | 40 | FIRST FOUNDATION BANK |
| KINDER MORGAN INC DEL | COM | 322K | 16K | – |
| KINDER MORGAN INC DEL | COM | 15K | 750 | FIRST FOUNDATION BANK |
| KLA CORP | COM NEW | 67K | 81 | – |
| KLA CORP | COM NEW | 4K | 5 | FIRST FOUNDATION BANK |
| KROGER CO | COM | 128K | 3K | – |
| KROGER CO | COM | 4K | 76 | FIRST FOUNDATION BANK |
| LABCORP HOLDINGS INC | COM SHS | 6M | 32K | – |
| LABCORP HOLDINGS INC | COM SHS | 1M | 5K | FIRST FOUNDATION BANK |
| LABCORP HOLDINGS INC | COM SHS | 509K | 3K | Brookmont Capital Management |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LAM RESEARCH CORP | COM | 10K | 9 | FIRST FOUNDATION BANK |
| LAM RESEARCH CORP | COM | 39K | 37 | FIRST FOUNDATION BANK |
| LAUDER ESTEE COS INC | CL A | 199K | 2K | – |
| LAUDER ESTEE COS INC | CL A | 47K | 442 | FIRST FOUNDATION BANK |
| LENNAR CORP | CL B | 452K | 3K | – |
| LENNAR CORP | CL B | 6K | 44 | FIRST FOUNDATION BANK |
| LIBERTY GLOBAL LTD | COM CL A | 763K | 44K | Brookmont Capital Management |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 93K | 1K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 2K | 34 | FIRST FOUNDATION BANK |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S A | 2M | 31K | Brookmont Capital Management |
| LINDE PLC | SHS | 9M | 20K | – |
| LINDE PLC | SHS | 13K | 30 | FIRST FOUNDATION BANK |
| LINDE PLC | SHS | 1M | 3K | FIRST FOUNDATION BANK |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
| LOCKHEED MARTIN CORP | COM | 51K | 109 | FIRST FOUNDATION BANK |
| LOEWS CORP | COM | 11K | 153 | – |
| LOWES COS INC | COM | 15M | 66K | – |
| LOWES COS INC | COM | 18K | 83 | FIRST FOUNDATION BANK |
| LOWES COS INC | COM | 1M | 7K | FIRST FOUNDATION BANK |
| LULULEMON ATHLETICA INC | COM | 3M | 10K | – |
| LULULEMON ATHLETICA INC | COM | 83K | 278 | FIRST FOUNDATION BANK |
| LUMINAR TECHNOLOGIES INC | COM CL A | 75K | 50K | – |
| MARRIOTT INTL INC NEW | CL A | 143K | 590 | – |
| MARRIOTT INTL INC NEW | CL A | 13K | 52 | FIRST FOUNDATION BANK |
| MARSH & MCLENNAN COS INC | COM | 21K | 99 | FIRST FOUNDATION BANK |
| MARTIN MARIETTA MATLS INC | COM | 81K | 150 | – |
| MASTERCARD INCORPORATED | CL A | 21M | 47K | – |
| MASTERCARD INCORPORATED | CL A | 5K | 11 | FIRST FOUNDATION BANK |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | FIRST FOUNDATION BANK |
| MATTERPORT INC | COM CL A | 93K | 21K | – |
| MCDONALDS CORP | COM | 2M | 8K | – |
| MCDONALDS CORP | COM | 78K | 305 | FIRST FOUNDATION BANK |
| MCKESSON CORP | COM | 374K | 640 | – |
| MEDTRONIC PLC | SHS | 788K | 10K | – |
| MEDTRONIC PLC | SHS | 84K | 1K | FIRST FOUNDATION BANK |
| MERCK & CO INC | COM | 2M | 14K | – |
| MERCK & CO INC | COM | 137K | 1K | FIRST FOUNDATION BANK |
| META PLATFORMS INC | CL A | 10M | 21K | – |
| META PLATFORMS INC | CL A | 704K | 1K | FIRST FOUNDATION BANK |
| METLIFE INC | COM | 32K | 462 | – |
| METLIFE INC | COM | 5K | 71 | FIRST FOUNDATION BANK |
| METLIFE INC | COM | 28K | 399 | FIRST FOUNDATION BANK |
| MGM RESORTS INTERNATIONAL | COM | 375K | 8K | – |
| MGM RESORTS INTERNATIONAL | COM | 8K | 182 | FIRST FOUNDATION BANK |
| MICROCHIP TECHNOLOGY INC. | COM | 431K | 5K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 78K | 853 | FIRST FOUNDATION BANK |
| MICRON TECHNOLOGY INC | COM | 33K | 250 | – |
| MICROSOFT CORP | COM | 466M | 1M | – |
| MICROSOFT CORP | COM | 102K | 229 | FIRST FOUNDATION BANK |
| MICROSOFT CORP | COM | 9M | 20K | FIRST FOUNDATION BANK |
| MICROSTRATEGY INC | CL A NEW | 448K | 325 | – |
| MOLINA HEALTHCARE INC | COM | 978K | 3K | – |
| MONDELEZ INTL INC | CL A | 447K | 7K | – |
| MONDELEZ INTL INC | CL A | 74K | 1K | FIRST FOUNDATION BANK |
| MONOLITHIC PWR SYS INC | COM | 69K | 84 | – |
| MONOLITHIC PWR SYS INC | COM | 2K | 2 | FIRST FOUNDATION BANK |
| MOODYS CORP | COM | 110K | 262 | – |
| MOODYS CORP | COM | 13K | 30 | FIRST FOUNDATION BANK |
| MORGAN STANLEY | COM NEW | 528K | 5K | – |
| MORGAN STANLEY | COM NEW | 67K | 685 | FIRST FOUNDATION BANK |
| MOTOROLA SOLUTIONS INC | COM NEW | 64K | 167 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 43K | 111 | FIRST FOUNDATION BANK |
| MSCI INC | COM | 3M | 5K | – |
| MSCI INC | COM | 78K | 162 | FIRST FOUNDATION BANK |
| NETAPP INC | COM | 13K | 100 | – |
| NETAPP INC | COM | 5K | 41 | FIRST FOUNDATION BANK |
| NETFLIX INC | COM | 2M | 2K | – |
| NETFLIX INC | COM | 675 | 1 | FIRST FOUNDATION BANK |
| NEWMONT CORP | COM | 15K | 349 | – |
| NEWMONT CORP | COM | 3K | 61 | FIRST FOUNDATION BANK |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 278K | 50K | – |
| NEXPOINT REAL ESTATE FIN INC | COM | 206K | 15K | – |
| NEXPOINT RESIDENTIAL TR INC | COM | 641K | 16K | – |
| NEXTERA ENERGY INC | COM | 7M | 92K | – |
| NEXTERA ENERGY INC | COM | 2K | 34 | FIRST FOUNDATION BANK |
| NEXTERA ENERGY INC | COM | 1M | 20K | FIRST FOUNDATION BANK |
| NIKE INC | CL B | 353K | 5K | – |
| NIKE INC | CL B | 83K | 1K | FIRST FOUNDATION BANK |
| NORFOLK SOUTHN CORP | COM | 161K | 749 | – |
| NORFOLK SOUTHN CORP | COM | 45K | 208 | FIRST FOUNDATION BANK |
| NORTHROP GRUMMAN CORP | COM | 573K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 543K | 1K | FIRST FOUNDATION BANK |
| NOV INC | COM | 203K | 11K | – |
| NOVARTIS AG | SPONSORED ADR | 193K | 2K | – |
| NOVARTIS AG | SPONSORED ADR | 59K | 555 | FIRST FOUNDATION BANK |
| NOVO-NORDISK A S | ADR | 634K | 4K | – |
| NOVO-NORDISK A S | ADR | 323K | 2K | FIRST FOUNDATION BANK |
| NUCOR CORP | COM | 81K | 510 | – |
| NUCOR CORP | COM | 27K | 168 | FIRST FOUNDATION BANK |
| NUSHARES ETF TR | NUVEEN ESG MIDCP | 121K | 3K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDCP | 113K | 3K | FIRST FOUNDATION BANK |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 123K | 4K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 93K | 3K | FIRST FOUNDATION BANK |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 196K | 5K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 97K | 2K | FIRST FOUNDATION BANK |
| NUVEEN AMT FREE MUN CR INC F | COM | 126K | 10K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 62K | 5K | FIRST FOUNDATION BANK |
| NUVEEN CA QUALTY MUN INCOME | COM | 595K | 52K | – |
| NUVEEN CA QUALTY MUN INCOME | COM | 16K | 1K | FIRST FOUNDATION BANK |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 2M | 234K | – |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 17K | 2K | FIRST FOUNDATION BANK |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67K | 12K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 108K | 10K | FIRST FOUNDATION BANK |
| NVENT ELECTRIC PLC | SHS | 34K | 439 | – |
| NVENT ELECTRIC PLC | SHS | 460 | 6 | FIRST FOUNDATION BANK |
| NVIDIA CORPORATION | COM | 22M | 176K | – |
| NVIDIA CORPORATION | COM | 107K | 870 | FIRST FOUNDATION BANK |
| NVIDIA CORPORATION | COM | 2M | 17K | FIRST FOUNDATION BANK |
| NXP SEMICONDUCTORS N V | COM | 5K | 20 | – |
| NXP SEMICONDUCTORS N V | COM | 3K | 12 | FIRST FOUNDATION BANK |
| OAKTREE SPECIALTY LENDING CO | COM | 199K | 11K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 39K | 223 | – |
| ONEOK INC NEW | COM | 582K | 7K | – |
| ONEOK INC NEW | COM | 6K | 73 | FIRST FOUNDATION BANK |
| ORACLE CORP | COM | 2M | 11K | – |
| ORACLE CORP | COM | 226K | 2K | FIRST FOUNDATION BANK |
| OREILLY AUTOMOTIVE INC | COM | 86K | 81 | – |
| OTIS WORLDWIDE CORP | COM | 290K | 3K | – |
| OTIS WORLDWIDE CORP | COM | 5K | 50 | FIRST FOUNDATION BANK |
| PACCAR INC | COM | 691K | 7K | – |
| PACCAR INC | COM | 4K | 34 | FIRST FOUNDATION BANK |
| PACKAGING CORP AMER | COM | 330K | 2K | – |
| PACKAGING CORP AMER | COM | 16K | 86 | FIRST FOUNDATION BANK |
| PALO ALTO NETWORKS INC | COM | 88K | 259 | – |
| PARKER-HANNIFIN CORP | COM | 536K | 1K | – |
| PARKER-HANNIFIN CORP | COM | 25K | 49 | FIRST FOUNDATION BANK |
| PARKER-HANNIFIN CORP | COM | 195K | 385 | FIRST FOUNDATION BANK |
| PAYCHEX INC | COM | 50K | 422 | – |
| PAYCOM SOFTWARE INC | COM | 1M | 10K | – |
| PAYCOM SOFTWARE INC | COM | 33K | 230 | FIRST FOUNDATION BANK |
| PAYPAL HLDGS INC | COM | 97K | 2K | – |
| PAYPAL HLDGS INC | COM | 928 | 16 | FIRST FOUNDATION BANK |
| PENNANTPARK FLOATING RATE CA | COM | 143K | 12K | – |
| PEPSICO INC | COM | 860K | 5K | – |
| PEPSICO INC | COM | 1M | 6K | FIRST FOUNDATION BANK |
| PFIZER INC | COM | 3M | 90K | – |
| PFIZER INC | COM | 3K | 109 | FIRST FOUNDATION BANK |
| PFIZER INC | COM | 2M | 84K | FIRST FOUNDATION BANK |
| PHILIP MORRIS INTL INC | COM | 20M | 196K | – |
| PHILIP MORRIS INTL INC | COM | 25K | 249 | FIRST FOUNDATION BANK |
| PHILIP MORRIS INTL INC | COM | 1M | 13K | FIRST FOUNDATION BANK |
| PHILIP MORRIS INTL INC | COM | 3M | 30K | Brookmont Capital Management |
| PHILLIPS 66 | COM | 531K | 4K | – |
| PHILLIPS 66 | COM | 10K | 73 | FIRST FOUNDATION BANK |
| PHILLIPS 66 | COM | 79K | 557 | FIRST FOUNDATION BANK |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 2M | 70K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 26 | 1 | FIRST FOUNDATION BANK |
| PIMCO CALIF MUN INCOME FD | COM | 687K | 73K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 1M | 73K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 188K | 10K | Brookmont Capital Management |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 215K | 16K | – |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 266K | 20K | Brookmont Capital Management |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | 1M | 61K | – |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | 27K | 1K | FIRST FOUNDATION BANK |
| PIMCO INCOME STRATEGY FD II | COM | 150K | 21K | – |
| PNC FINL SVCS GROUP INC | COM | 238K | 2K | – |
| PNC FINL SVCS GROUP INC | COM | 31K | 200 | FIRST FOUNDATION BANK |
| POOL CORP | COM | 2M | 7K | – |
| POOL CORP | COM | 46K | 149 | FIRST FOUNDATION BANK |
| PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
| PROCTER AND GAMBLE CO | COM | 415K | 3K | FIRST FOUNDATION BANK |
| PROGRESSIVE CORP | COM | 25K | 122 | – |
| PROLOGIS INC. | COM | 4M | 34K | – |
| PROLOGIS INC. | COM | 500K | 4K | FIRST FOUNDATION BANK |
| PTC INC | COM | 23K | 124 | – |
| PUBLIC STORAGE OPER CO | COM | 664K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 67K | 232 | FIRST FOUNDATION BANK |
| QUALCOMM INC | COM | 22M | 110K | – |
| QUALCOMM INC | COM | 19K | 93 | FIRST FOUNDATION BANK |
| QUALCOMM INC | COM | 78K | 391 | FIRST FOUNDATION BANK |
| READING INTL INC | CL A | 65K | 46K | – |
| READING INTL INC | CL B | 149K | 11K | – |
| READY CAPITAL CORP | COM | 3M | 377K | – |
| REALTY INCOME CORP | COM | 4M | 76K | – |
| REALTY INCOME CORP | COM | 12K | 224 | FIRST FOUNDATION BANK |
| REGENERON PHARMACEUTICALS | COM | 3M | 3K | – |
| REPUBLIC SVCS INC | COM | 367K | 2K | – |
| REPUBLIC SVCS INC | COM | 22K | 112 | FIRST FOUNDATION BANK |
| REXFORD INDL RLTY INC | COM | 9M | 200K | – |
| REXFORD INDL RLTY INC | COM | 2M | 48K | FIRST FOUNDATION BANK |
| RIVERNORTH DOUBLELINE STRATE | COM | 77K | 9K | – |
| RIVERNORTH DOUBLELINE STRATE | COM | 570K | 66K | Brookmont Capital Management |
| RLI CORP | COM | 348K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 472K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 473K | 2K | FIRST FOUNDATION BANK |
| ROPER TECHNOLOGIES INC | COM | 56K | 100 | – |
| RTX CORPORATION | COM | 836K | 8K | – |
| RTX CORPORATION | COM | 105K | 1K | FIRST FOUNDATION BANK |
| S&P GLOBAL INC | COM | 3M | 7K | – |
| S&P GLOBAL INC | COM | 186K | 416 | FIRST FOUNDATION BANK |
| SALESFORCE INC | COM | 145K | 563 | – |
| SALESFORCE INC | COM | 1K | 5 | FIRST FOUNDATION BANK |
| SAP SE | SPON ADR | 99K | 490 | – |
| SCHWAB CHARLES CORP | COM | 19M | 253K | – |
| SCHWAB CHARLES CORP | COM | 12K | 168 | FIRST FOUNDATION BANK |
| SCHWAB CHARLES CORP | COM | 2M | 25K | FIRST FOUNDATION BANK |
| SCHWAB CHARLES CORP | COM | 2M | 26K | Brookmont Capital Management |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 71K | 2K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 150K | 4K | FIRST FOUNDATION BANK |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 266K | 3K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 982K | 15K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 2M | 38K | FIRST FOUNDATION BANK |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 103K | 1K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 2K | 18 | FIRST FOUNDATION BANK |
| SELECT SECTOR SPDR TR | ENERGY | 380K | 4K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 26K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 32K | 784 | FIRST FOUNDATION BANK |
| SELECT SECTOR SPDR TR | INDL | 554K | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 600K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 299K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 654K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 36K | 158 | FIRST FOUNDATION BANK |
| SEMPRA | COM | 369K | 5K | – |
| SEMPRA | COM | 7K | 93 | FIRST FOUNDATION BANK |
| SERVICENOW INC | COM | 4M | 5K | – |
| SERVICENOW INC | COM | 870K | 1K | FIRST FOUNDATION BANK |
| SHELL PLC | SPON ADS | 447K | 6K | – |
| SHELL PLC | SPON ADS | 49K | 674 | FIRST FOUNDATION BANK |
| SHERWIN WILLIAMS CO | COM | 613K | 2K | – |
| SHERWIN WILLIAMS CO | COM | 168K | 562 | FIRST FOUNDATION BANK |
| SHOPIFY INC | CL A | 66K | 1K | – |
| SIMON PPTY GROUP INC NEW | COM | 82K | 539 | – |
| SIMON PPTY GROUP INC NEW | COM | 734K | 5K | FIRST FOUNDATION BANK |
| SKYWORKS SOLUTIONS INC | COM | 54K | 511 | – |
| SONIM TECHNOLOGIES INC | COM NEW | 25K | 25K | – |
| SONY GROUP CORP | SPONSORED ADR | 345K | 4K | – |
| SONY GROUP CORP | SPONSORED ADR | 4K | 43 | FIRST FOUNDATION BANK |
| SOUTHERN CO | COM | 127K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR GOLD TR | GOLD SHS | 16K | 75 | FIRST FOUNDATION BANK |
| SPDR S&P 500 ETF TR | TR UNIT | 11M | 21K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | FIRST FOUNDATION BANK |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 291K | 544 | – |
| SPDR SER TR | AEROSPACE DEF | 391K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 70K | 550 | – |
| SPDR SER TR | S&P DIVID ETF | 134K | 1K | FIRST FOUNDATION BANK |
| SSGA ACTIVE ETF TR | GLOBL ALLO ETF | 12M | 267K | – |
| SSGA ACTIVE ETF TR | GLOBL ALLO ETF | 1M | 27K | FIRST FOUNDATION BANK |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 494K | 12K | – |
| STARBUCKS CORP | COM | 2M | 23K | – |
| STARBUCKS CORP | COM | 96K | 1K | FIRST FOUNDATION BANK |
| STMICROELECTRONICS N V | NY REGISTRY | 321K | 8K | FIRST FOUNDATION BANK |
| STRYKER CORPORATION | COM | 367K | 1K | – |
| STRYKER CORPORATION | COM | 68K | 200 | FIRST FOUNDATION BANK |
| SUNCOR ENERGY INC NEW | COM | 15M | 402K | – |
| SUNCOR ENERGY INC NEW | COM | 1M | 36K | FIRST FOUNDATION BANK |
| SUNCOR ENERGY INC NEW | COM | 5M | 132K | Brookmont Capital Management |
| SYNOPSYS INC | COM | 572K | 962 | – |
| SYSCO CORP | COM | 76K | 1K | – |
| SYSCO CORP | COM | 279K | 4K | FIRST FOUNDATION BANK |
| T ROWE PRICE ETF INC | PRICE BLUE CHIP | 4M | 98K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 200K | 1K | – |
| TANDY LEATHER FACTORY INC | COM | 1M | 266K | – |
| TANDY LEATHER FACTORY INC | COM | 3M | 560K | Brookmont Capital Management |
| TARGET CORP | COM | 629K | 4K | – |
| TARGET CORP | COM | 888 | 6 | FIRST FOUNDATION BANK |
| TARGET CORP | COM | 38K | 256 | FIRST FOUNDATION BANK |
| TCW STRATEGIC INCOME FD INC | COM | 356K | 75K | – |
| TCW STRATEGIC INCOME FD INC | COM | 332K | 70K | Brookmont Capital Management |
| TESLA INC | COM | 1M | 5K | – |
| TESLA INC | COM | 8K | 38 | FIRST FOUNDATION BANK |
| TEXAS INSTRS INC | COM | 8M | 43K | – |
| TEXAS INSTRS INC | COM | 12K | 61 | FIRST FOUNDATION BANK |
| TEXAS INSTRS INC | COM | 1M | 7K | FIRST FOUNDATION BANK |
| TEXAS PACIFIC LAND CORPORATI | COM | 148K | 201 | – |
| THE CIGNA GROUP | COM | 60K | 180 | – |
| THE CIGNA GROUP | COM | 6K | 17 | FIRST FOUNDATION BANK |
| THERMO FISHER SCIENTIFIC INC | COM | 189K | 342 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 216K | 391 | FIRST FOUNDATION BANK |
| TJX COS INC NEW | COM | 5M | 48K | – |
| TJX COS INC NEW | COM | 176K | 2K | FIRST FOUNDATION BANK |
| T-MOBILE US INC | COM | 88K | 501 | – |
| TRANE TECHNOLOGIES PLC | SHS | 219K | 665 | – |
| TRAVELERS COMPANIES INC | COM | 48K | 236 | – |
| TRAVELERS COMPANIES INC | COM | 19K | 95 | FIRST FOUNDATION BANK |
| TRUIST FINL CORP | COM | 194 | 5 | – |
| TRUIST FINL CORP | COM | 9K | 223 | FIRST FOUNDATION BANK |
| TRUIST FINL CORP | COM | 60K | 2K | FIRST FOUNDATION BANK |
| UBER TECHNOLOGIES INC | COM | 22M | 301K | – |
| UBER TECHNOLOGIES INC | COM | 15K | 212 | FIRST FOUNDATION BANK |
| UBER TECHNOLOGIES INC | COM | 2M | 34K | FIRST FOUNDATION BANK |
| ULTA BEAUTY INC | COM | 63K | 162 | – |
| UNION PAC CORP | COM | 250K | 1K | – |
| UNION PAC CORP | COM | 290K | 1K | FIRST FOUNDATION BANK |
| UNITED PARCEL SERVICE INC | CL B | 16M | 118K | – |
| UNITED PARCEL SERVICE INC | CL B | 958 | 7 | FIRST FOUNDATION BANK |
| UNITED PARCEL SERVICE INC | CL B | 31M | 229K | FIRST FOUNDATION BANK |
| UNITEDHEALTH GROUP INC | COM | 16M | 31K | – |
| UNITEDHEALTH GROUP INC | COM | 18K | 36 | FIRST FOUNDATION BANK |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | FIRST FOUNDATION BANK |
| US BANCORP DEL | COM NEW | 14K | 344 | – |
| US BANCORP DEL | COM NEW | 8K | 204 | FIRST FOUNDATION BANK |
| US BANCORP DEL | COM NEW | 30K | 750 | FIRST FOUNDATION BANK |
| VALERO ENERGY CORP | COM | 20K | 126 | – |
| VALERO ENERGY CORP | COM | 8K | 52 | FIRST FOUNDATION BANK |
| VANECK ETF TRUST | MORNINGSTAR SMID | 2M | 49K | – |
| VANECK ETF TRUST | MORNINGSTAR SMID | 258K | 8K | FIRST FOUNDATION BANK |
| VANECK ETF TRUST | MRNGSTR INT MOAT | 2M | 49K | – |
| VANECK ETF TRUST | MRNGSTR INT MOAT | 107K | 3K | FIRST FOUNDATION BANK |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 87M | 1M | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 6M | 73K | FIRST FOUNDATION BANK |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 3M | 133K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 175K | 8K | FIRST FOUNDATION BANK |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 1M | 11K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 776K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 146 | 0 | FIRST FOUNDATION BANK |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 211K | 1K | FIRST FOUNDATION BANK |
| VANGUARD INDEX FDS | MID CAP ETF | 3M | 11K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 4M | 42K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 288K | 3K | FIRST FOUNDATION BANK |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 8M | 16K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 75K | 150 | FIRST FOUNDATION BANK |
| VANGUARD INDEX FDS | SM CP VAL ETF | 24K | 130 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 219K | 1K | FIRST FOUNDATION BANK |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 10K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 68K | 253 | FIRST FOUNDATION BANK |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 157K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 97K | 2K | FIRST FOUNDATION BANK |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 176K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 400K | 4K | FIRST FOUNDATION BANK |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 326K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 279K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 316K | 6K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 92K | 2K | FIRST FOUNDATION BANK |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 687K | 6K | – |
| VEEVA SYS INC | CL A COM | 3M | 16K | – |
| VEEVA SYS INC | CL A COM | 65K | 354 | FIRST FOUNDATION BANK |
| VERIZON COMMUNICATIONS INC | COM | 418K | 10K | – |
| VERIZON COMMUNICATIONS INC | COM | 12K | 286 | FIRST FOUNDATION BANK |
| VERIZON COMMUNICATIONS INC | COM | 51K | 1K | FIRST FOUNDATION BANK |
| VERTEX PHARMACEUTICALS INC | COM | 163K | 347 | – |
| VIATRIS INC | COM | 4K | 415 | – |
| VIATRIS INC | COM | 106 | 10 | FIRST FOUNDATION BANK |
| VISA INC | COM CL A | 4M | 16K | – |
| VISA INC | COM CL A | 634K | 2K | FIRST FOUNDATION BANK |
| WALMART INC | COM | 1M | 17K | – |
| WALMART INC | COM | 276K | 4K | FIRST FOUNDATION BANK |
| WASTE MGMT INC DEL | COM | 487K | 2K | – |
| WASTE MGMT INC DEL | COM | 249K | 1K | FIRST FOUNDATION BANK |
| WEBSTER FINL CORP | COM | 2M | 38K | – |
| WEBSTER FINL CORP | COM | 785 | 18 | FIRST FOUNDATION BANK |
| WEC ENERGY GROUP INC | COM | 264K | 3K | – |
| WEC ENERGY GROUP INC | COM | 5K | 58 | FIRST FOUNDATION BANK |
| WEC ENERGY GROUP INC | COM | 12K | 153 | FIRST FOUNDATION BANK |
| WELLS FARGO CO NEW | COM | 217K | 4K | – |
| WELLS FARGO CO NEW | COM | 8K | 142 | FIRST FOUNDATION BANK |
| WELLS FARGO CO NEW | PERP PFD CNV A | 2M | 1K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 26K | 22 | FIRST FOUNDATION BANK |
| WELLTOWER INC | COM | 26K | 245 | FIRST FOUNDATION BANK |
| WILLIAMS COS INC | COM | 406K | 10K | – |
| WILLIAMS COS INC | COM | 8K | 179 | FIRST FOUNDATION BANK |
| WILLIAMS COS INC | COM | 40K | 951 | FIRST FOUNDATION BANK |
| WISDOMTREE TR | YIELD ENHANCD US | 17M | 404K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 450K | 10K | FIRST FOUNDATION BANK |
| XCEL ENERGY INC | COM | 202K | 4K | – |
| XCEL ENERGY INC | COM | 396K | 7K | FIRST FOUNDATION BANK |
| XYLEM INC | COM | 24K | 174 | – |
| XYLEM INC | COM | 68K | 500 | FIRST FOUNDATION BANK |
| YUM BRANDS INC | COM | 650K | 5K | – |
| YUM BRANDS INC | COM | 78K | 588 | FIRST FOUNDATION BANK |
| ZOETIS INC | CL A | 3M | 16K | – |
| ZOETIS INC | CL A | 59K | 338 | FIRST FOUNDATION BANK |