MESIROW ADVANCED STRATEGIES INC
Adviser information for MESIROW ADVANCED STRATEGIES INC last updated from Form ADV on August 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | WE ARE CURRENTLY NOT PROVIDING ADVISORY SERVICES. |
|---|---|
| Compensation | NO FEES ARE CURRENTLY BEING COLLECTED. |
Principal Office
353 N. CLARK STREETCHICAGO
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 312-595-7300, Fax: 312-595-6073
Websites
Chief Compliance Officer
JEFFREY LEVINE
CHIEF COMPLIANCE OFFICER
353 N. CLARK STREET
CHICAGO
IL
United States
Tel:
312-595-6072
Fax:
312-595-4408
J******@*******************M
(Full email address available in API data)
Regulatory Contact
MILES MATHESON
ASSISTANT GENERAL COUNSEL
353 N. CLARK STREET
353 N. CLARK STREET
IL
United States
Tel:
312-595-7382
Fax:
312-595-4408
M********@*******************M
(Full email address available in API data)
Industry Affiliates
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. | Other investment adviser, including financial planners |
| MESIROW FINANCIAL SERVICES, INC. | Sponsor or syndicator of limited partnerships |
| MESIROW FINANCIAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRICE, RICHARD, SCOTT | Individual | – | DIRECTOR | 02/2002 | < 5% |
| MESIROW FINANCIAL HOLDINGS, INC. | Domestic Entity | – | OWNER | 01/1990 | > 75% |
| LEVINE, JEFFREY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |
| Brown, Natalie | Individual | – | DIRECTOR | 02/2021 | < 5% |
| LEVINE, JEFFREY, MICHAEL | Individual | – | DIRECTOR | 02/2021 | < 5% |
| KEIG, JESSE, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 05/2021 | < 5% |