TOCQUEVILLE ASSET MANAGEMENT LP
Adviser information for TOCQUEVILLE ASSET MANAGEMENT LP last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 74 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 43 |
| Registered State Investment Advisers | 35 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,317 | $8.8B |
| Non-Discretionary | 72 | $53.8M |
| Total | 2,389 | $8.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 485 | $319.8M |
| HNW Individuals | 730 | $5.6B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 1 | $461.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $123.0M |
| Pension and profit sharing plans | 16 | $461.2M |
| Charitable organizations | 40 | $1.3B |
| State or municipal gov entities | 6 | $174.1M |
| Other investment advisers | <5 | $0 |
| Insurance companies | 4 | $149.6M |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 24 | $268.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
40 WEST 57TH STREET19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-698-0800, Fax: 212-262-0154
Chief Compliance Officer
KELSEY GRAHAM
CHIEF COMPLIANCE OFFICER
40 WEST 57TH STREET
19TH FLOOR
NEW YORK
NY
United States
Tel:
646-467-6530
Fax:
212-262-0154
K******@**************M
(Full email address available in API data)
Industry Affiliates
| TOCQUEVILLE PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TOCQUEVILLE SECURITIES L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JKM FUNDAMENTAL L.P. | Hedge Fund | $6.3M | $0.1M | 10 |
| TAUBENPOST CAPITAL L.P. | Hedge Fund | $69.2M | $0.3M | 30 |
| TOCQUEVILLE GLOBAL PARTNERS L.P. | Hedge Fund | $9.0M | $1.0M | 5 |
| TOCQUEVILLE QOF 2021-1 LLC | Real Estate Fund | $1.8M | $0.1M | 6 |
| TOCQUEVILLE QUALIFIED OPPORTUNITY ZONE FUND 2021 LLC | Real Estate Fund | $1.2M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLEINSCHMIDT, ROBERT, WILLIAM | Individual | – | CHAIRMAN OF GP | 07/1991 | < 5% |
| TOCQUEVILLE MANAGEMENT CORP. | Domestic Entity | – | GENERAL PARTNER | 01/1990 | > 75% |
| KLEINSCHMIDT, ROBERT, WILLIAM | Individual | TOCQUEVILLE MANAGEMENT CORP. | SHAREHOLDER | 01/2000 | 50-75% |
| ROBERT W. KLEINSCHMIDT IRREVOCABLE DYNASTY TRUST | Domestic Entity | – | LIMITED PARTNER | 11/2011 | 10-25% |
| KLEINSCHMIDT, ALEXANDER, WILLIAM | Individual | – | TRUSTEE | 11/2011 | 10-25% |
| KLEINSCHMIDT, PAUL, J | Individual | – | TRUSTEE | 11/2011 | 10-25% |
| KLEINSCHMIDT, LARA R. | Individual | – | TRUSTEE | 11/2011 | 10-25% |
| KLEINSCHMIDT, ALEXANDER, WILLIAM | Individual | ROBERT W. KLEINSCHMIDT IRREVOCABLE DYNASTY TRUST | TRUSTEE | 11/2011 | |
| KLEINSCHMIDT, PAUL, J | Individual | ROBERT W. KLEINSCHMIDT IRREVOCABLE DYNASTY TRUST | TRUSTEE | 11/2011 | |
| Kleinschmidt, Lara, R | Individual | ROBERT W. KLEINSCHMIDT IRREVOCABLE DYNASTY TRUST | TRUSTEE | 11/2011 | |
| KLEINSCHMIDT, KIM A | Individual | – | TRUSTEE | 01/2019 | 10-25% |
| Kleinschmidt, Kim, Alan | Individual | ROBERT W. KLEINSCHMIDT IRREVOCABLE DYNASTY TRUST | TRUSTEE | 01/2019 | |
| GRAHAM, KELSEY, DUBOIS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| SCHLESINGER, SCOTT, IRA | Individual | – | CHIEF OPERATING OFFICER AND VICE PRESIDENT OF GP | 01/2020 | < 5% |
| ZATKOWSKY, JEFFREY, LANCE | Individual | – | CHIEF FINANCIAL OFFICER | 02/2021 | < 5% |
| KLEINSCHMIDT, PAUL, J | Individual | – | CEO & PRESIDENT OF GP | 08/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3-D SYS CORP DEL | COM NEW | 136K | 44K | – |
| 3M CO | COM | 397K | 4K | – |
| ABBOTT LABS | COM | 26M | 247K | – |
| ABBVIE INC | COM | 54M | 316K | – |
| ABM INDS INC | COM | 8M | 152K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 292K | 961 | – |
| ACURX PHARMACEUTICALS INC | COM | 23K | 10K | – |
| ADAPTHEALTH CORP | COMMON STOCK | 4M | 378K | – |
| ADOBE INC | COM | 71M | 129K | – |
| AERCAP HOLDINGS NV | SHS | 28M | 299K | – |
| AFLAC INC | COM | 15M | 166K | – |
| AGNICO EAGLE MINES LTD | COM | 598K | 9K | – |
| AIR PRODS & CHEMS INC | COM | 63M | 242K | – |
| ALBEMARLE CORP | COM | 518K | 5K | – |
| ALCOA CORP | COM | 320K | 8K | – |
| ALCON AG | ORD SHS | 2M | 18K | – |
| ALLEGION PLC | ORD SHS | 515K | 4K | – |
| ALLSTATE CORP | COM | 2M | 12K | – |
| ALPHABET INC | CAP STK CL A | 153M | 841K | – |
| ALPHABET INC | CAP STK CL C | 130M | 709K | – |
| ALPS ETF TR | SECTR DIV DOGS | 593K | 11K | – |
| ALPS ETF TR | ALERIAN MLP | 2M | 44K | – |
| ALTRIA GROUP INC | COM | 419K | 9K | – |
| AMAZON COM INC | COM | 158M | 818K | – |
| AMCOR PLC | ORD | 5M | 489K | – |
| AMER SPORTS INC | COM SHS | 592K | 47K | – |
| AMERICAN ELEC PWR CO INC | COM | 5M | 54K | – |
| AMERICAN EXPRESS CO | COM | 13M | 57K | – |
| AMGEN INC | COM | 7M | 21K | – |
| AMPLIFY ETF TR | AMPLIFY ALTERNAT | 541K | 163K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 747K | 12K | – |
| ANSYS INC | COM | 228K | 709 | – |
| APA CORPORATION | COM | 7M | 229K | – |
| APOLLO GLOBAL MGMT INC | COM | 40M | 337K | – |
| APPLE INC | COM | 184M | 873K | – |
| APPLIED MATLS INC | COM | 80M | 338K | – |
| ARC DOCUMENT SOLUTIONS INC | COM | 49K | 18K | – |
| ARCTURUS THERAPEUTICS HLDGS | COM | 341K | 14K | – |
| ARK ETF TR | 3D PRINTING ETF | 2M | 83K | – |
| ARROW ELECTRS INC | COM | 1M | 10K | – |
| ASHLAND INC | COM | 475K | 5K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 4M | 4K | – |
| AT&T INC | COM | 2M | 124K | – |
| ATMUS FILTRATION TECHNOLOGIE | COM | 232K | 8K | – |
| AUTODESK INC | COM | 9M | 35K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 21M | 88K | – |
| AUTOZONE INC | COM | 951K | 321 | – |
| AXALTA COATING SYS LTD | COM | 287K | 8K | – |
| AXOGEN INC | COM | 6M | 770K | – |
| AXSOME THERAPEUTICS INC | COM | 419K | 5K | – |
| BAKER HUGHES COMPANY | CL A | 3M | 81K | – |
| BALL CORP | COM | 3M | 46K | – |
| BANK AMERICA CORP | COM | 17M | 432K | – |
| BANK NEW YORK MELLON CORP | COM | 810K | 14K | – |
| BARRICK GOLD CORP | COM | 5M | 317K | – |
| BAXTER INTL INC | COM | 1M | 40K | – |
| BECTON DICKINSON & CO | COM | 30M | 130K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 4M | 7 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 94M | 230K | – |
| BEST BUY INC | COM | 271K | 3K | – |
| BGSF INC | COM | 895K | 105K | – |
| BHP GROUP LTD | SPONSORED ADS | 2M | 40K | – |
| BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 352K | 17K | – |
| BIO RAD LABS INC | CL A | 1M | 4K | – |
| BIOGEN INC | COM | 51M | 220K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 222K | 3K | – |
| BIOXCEL THERAPEUTICS INC | COM | 56K | 44K | – |
| BLACKROCK INC | COM | 217K | 275 | – |
| BLACKSTONE INC | COM | 12M | 94K | – |
| BLOCK INC | CL A | 2M | 38K | – |
| BLOOM ENERGY CORP | COM CL A | 778K | 64K | – |
| BOEING CO | COM | 356K | 2K | – |
| BOOKING HOLDINGS INC | COM | 37M | 9K | – |
| BOSTON PROPERTIES INC | COM | 715K | 12K | – |
| BOSTON SCIENTIFIC CORP | COM | 39M | 501K | – |
| BP PLC | SPONSORED ADR | 5M | 132K | – |
| BRIDGEBIO PHARMA INC | COM | 385K | 15K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 5M | 120K | – |
| BROADCOM INC | COM | 25M | 15K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 9M | 240K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 2M | 53K | – |
| BROWN & BROWN INC | COM | 208K | 2K | – |
| BUILDERS FIRSTSOURCE INC | COM | 5M | 37K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 308K | 4K | – |
| C3 AI INC | CL A | 350K | 12K | – |
| CAMECO CORP | COM | 46M | 937K | – |
| CANADIAN NAT RES LTD | COM | 2M | 54K | – |
| CANADIAN NATL RY CO | COM | 497K | 4K | – |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 983K | 38K | – |
| CAPITAL ONE FINL CORP | COM | 3M | 23K | – |
| CARETRUST REIT INC | COM | 269K | 11K | – |
| CARLISLE COS INC | COM | 2M | 4K | – |
| CARMAX INC | COM | 539K | 7K | – |
| CARRIER GLOBAL CORPORATION | COM | 21M | 332K | – |
| CARS COM INC | COM | 15M | 758K | – |
| CATALENT INC | COM | 3M | 55K | – |
| CATERPILLAR INC | COM | 46M | 139K | – |
| CBRE GROUP INC | CL A | 493K | 6K | – |
| CHAMPIONS ONCOLOGY INC | COM NEW | 4M | 685K | – |
| CHESAPEAKE ENERGY CORP | COM | 2M | 22K | – |
| CHEVRON CORP NEW | COM | 36M | 231K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 34M | 539K | – |
| CHUBB LIMITED | COM | 31M | 121K | – |
| CISCO SYS INC | COM | 28M | 583K | – |
| CITIGROUP INC | COM NEW | 377K | 6K | – |
| CLARIVATE PLC | ORD SHS | 140K | 25K | – |
| CLOROX CO DEL | COM | 878K | 6K | – |
| CNH INDL N V | SHS | 3M | 260K | – |
| COCA COLA CO | COM | 191K | 3K | – |
| COCA COLA CO | COM | 16M | 257K | – |
| CODA OCTOPUS GROUP INC | COM NEW | 3M | 494K | – |
| COGNITION THERAPEUTICS INC | COM | 66K | 40K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 3M | 45K | – |
| COHERENT CORP | COM | 278K | 4K | – |
| COLGATE PALMOLIVE CO | COM | 61M | 624K | – |
| COMCAST CORP NEW | CL A | 16M | 404K | – |
| COMERICA INC | COM | 276K | 5K | – |
| CONCENTRIX CORP | COM | 1M | 19K | – |
| CONOCOPHILLIPS | COM | 6M | 57K | – |
| CONSTELLATION BRANDS INC | CL A | 19M | 73K | – |
| CONSTELLATION ENERGY CORP | COM | 2M | 12K | – |
| CORNING INC | COM | 7M | 171K | – |
| CORTEVA INC | COM | 428K | 8K | – |
| COSTAR GROUP INC | COM | 231K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 16M | 19K | – |
| COTERRA ENERGY INC | COM | 2M | 88K | – |
| CRANE COMPANY | COMMON STOCK | 11M | 75K | – |
| CRANE NXT CO | COM | 5M | 78K | – |
| CRH PLC | ORD | 4M | 48K | – |
| CROWDSTRIKE HLDGS INC | CL A | 16M | 42K | – |
| CROWN HLDGS INC | COM | 219K | 3K | – |
| CSX CORP | COM | 667K | 20K | – |
| CUMMINS INC | COM | 675K | 2K | – |
| CVS HEALTH CORP | COM | 975K | 17K | – |
| CYBERARK SOFTWARE LTD | SHS | 6M | 21K | – |
| DANAHER CORPORATION | COM | 9M | 35K | – |
| DEERE & CO | COM | 56M | 150K | – |
| DEFINITIVE HEALTHCARE CORP | CLASS A COM | 546K | 100K | – |
| DELL TECHNOLOGIES INC | CL C | 385K | 3K | – |
| DEVON ENERGY CORP NEW | COM | 442K | 9K | – |
| DIAGEO PLC | SPON ADR NEW | 3M | 24K | – |
| DIAMONDBACK ENERGY INC | COM | 46M | 230K | – |
| DISCOVER FINL SVCS | COM | 540K | 4K | – |
| DISNEY WALT CO | COM | 44M | 440K | – |
| DOLLAR GEN CORP NEW | COM | 2M | 16K | – |
| DOLLAR TREE INC | COM | 675K | 6K | – |
| DOMINION ENERGY INC | COM | 747K | 15K | – |
| DONALDSON INC | COM | 3M | 36K | – |
| DOVER CORP | COM | 1M | 8K | – |
| DOW INC | COM | 2M | 34K | – |
| DUKE ENERGY CORP NEW | COM NEW | 16M | 161K | – |
| DUPONT DE NEMOURS INC | COM | 910K | 11K | – |
| DURECT CORP | COM NEW | 401K | 311K | – |
| DYCOM INDS INC | COM | 3M | 15K | – |
| EASTMAN CHEM CO | COM | 213K | 2K | – |
| EATON CORP PLC | SHS | 2M | 7K | – |
| EBAY INC. | COM | 5M | 84K | – |
| ECOLAB INC | COM | 230K | 965 | – |
| EDWARDS LIFESCIENCES CORP | COM | 8M | 88K | – |
| ELEVANCE HEALTH INC | COM | 5M | 9K | – |
| ELI LILLY & CO | COM | 18M | 20K | – |
| EMERSON ELEC CO | COM | 31M | 278K | – |
| ENSIGN GROUP INC | COM | 7M | 54K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 527K | 18K | – |
| ENVIRI CORP | COM | 88K | 10K | – |
| EPAM SYS INC | COM | 2M | 10K | – |
| ESPERION THERAPEUTICS INC NE | COM | 172K | 78K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 1M | 48K | – |
| EVERGY INC | COM | 260K | 5K | – |
| EVERSOURCE ENERGY | COM | 921K | 16K | – |
| EXPEDIA GROUP INC | COM NEW | 4M | 28K | – |
| EXXON MOBIL CORP | COM | 20M | 175K | – |
| F5 INC | COM | 2M | 12K | – |
| FABRINET | SHS | 4M | 16K | – |
| FACTSET RESH SYS INC | COM | 214K | 525 | – |
| FARMER BROS CO | COM | 544K | 203K | – |
| FEDEX CORP | COM | 53M | 178K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 532K | 11K | – |
| FIDELITY NATL INFORMATION SV | COM | 2M | 23K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 204K | 121 | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 1M | 12K | – |
| FIRSTENERGY CORP | COM | 6M | 145K | – |
| FISERV INC | COM | 9M | 58K | – |
| FLEX LTD | ORD | 29M | 994K | – |
| FLOWSERVE CORP | COM | 2M | 35K | – |
| FORD MTR CO DEL | COM | 4M | 335K | – |
| FORTIVE CORP | COM | 4M | 56K | – |
| FRANCO NEV CORP | COM | 17M | 141K | – |
| FREEPORT-MCMORAN INC | CL B | 37M | 766K | – |
| FTI CONSULTING INC | COM | 216K | 1K | – |
| FULLER H B CO | COM | 239K | 3K | – |
| GAMBLING COM GROUP LIMITED | ORDINARY SHARES | 411K | 50K | – |
| GE AEROSPACE | COM NEW | 1M | 7K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 23M | 300K | – |
| GENERAL DYNAMICS CORP | COM | 936K | 3K | – |
| GENERAL MLS INC | COM | 403K | 6K | – |
| GENUINE PARTS CO | COM | 490K | 4K | – |
| GILEAD SCIENCES INC | COM | 6M | 82K | – |
| GLOBAL PMTS INC | COM | 804K | 8K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 2M | 37K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 2M | 75K | – |
| GLOBAL X FDS | GLOBAL X COPPER | 248K | 6K | – |
| GODADDY INC | CL A | 290K | 2K | – |
| GOLDMAN SACHS GROUP INC | COM | 8M | 17K | – |
| GRACO INC | COM | 1M | 14K | – |
| GRUPO TELEVISA S A B | SPON ADR REP ORD | 49K | 18K | – |
| GSK PLC | SPONSORED ADR | 1M | 38K | – |
| HAEMONETICS CORP MASS | COM | 325K | 4K | – |
| HALLIBURTON CO | COM | 12M | 346K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 205K | 2K | – |
| HCA HEALTHCARE INC | COM | 3M | 8K | – |
| HEALTHPEAK PROPERTIES INC | COM | 5M | 231K | – |
| HERSHEY CO | COM | 5M | 25K | – |
| HOME DEPOT INC | COM | 325M | 944K | – |
| HONEYWELL INTL INC | COM | 39M | 183K | – |
| HOWMET AEROSPACE INC | COM | 816K | 11K | – |
| HP INC | COM | 354K | 10K | – |
| ICF INTL INC | COM | 3M | 22K | – |
| ILLINOIS TOOL WKS INC | COM | 7M | 29K | – |
| IMMIX BIOPHARMA INC | COM | 75K | 38K | – |
| INGERSOLL RAND INC | COM | 334K | 4K | – |
| INNOSPEC INC | COM | 246K | 2K | – |
| INOGEN INC | COM | 759K | 93K | – |
| INTEL CORP | COM | 4M | 141K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 24M | 177K | – |
| INTERDIGITAL INC | COM | 204K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 6M | 35K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 662K | 7K | – |
| INTERPUBLIC GROUP COS INC | COM | 1M | 45K | – |
| INTUIT | COM | 11M | 16K | – |
| INTUITIVE SURGICAL INC | COM NEW | 11M | 25K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 616K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | 237K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 4M | 59K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 12K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| IONIS PHARMACEUTICALS INC | COM | 11M | 225K | – |
| IQVIA HLDGS INC | COM | 5M | 25K | – |
| ISHARES GOLD TR | ISHARES NEW | 90M | 2M | – |
| ISHARES INC | CORE MSCI EMKT | 1M | 22K | – |
| ISHARES INC | MSCI JPN ETF NEW | 3M | 42K | – |
| ISHARES TR | MSCI EAFE ETF | 720K | 9K | – |
| ISHARES TR | MSCI EMG MKT ETF | 989K | 23K | – |
| ISHARES TR | EAFE GRWTH ETF | 516K | 5K | – |
| ISHARES TR | RUS 2000 VAL ETF | 4M | 29K | – |
| ISHARES TR | CORE 1 5 YR USD | 445K | 9K | – |
| ISHARES TR | ISHARES BIOTECH | 3M | 20K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
| ISHARES TR | RUS 1000 ETF | 3M | 9K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 11K | – |
| ISHARES TR | CORE S&P500 ETF | 956K | 2K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 1M | 14K | – |
| ISHARES TR | S&P MC 400VL ETF | 204K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 406K | 5K | – |
| ISHARES TR | CORE MSCI TOTAL | 790K | 12K | – |
| ISHARES TR | GL CLEAN ENE ETF | 2M | 161K | – |
| ISHARES TR | MSCI DENMARK ETF | 613K | 5K | – |
| ISHARES TR | SHORT TREAS BD | 398K | 4K | – |
| ISHARES TR | MSCI USA MIN VOL | 319K | 4K | – |
| ISHARES TR | RUS MD CP GR ETF | 7M | 59K | – |
| ISHARES TR | BB RAT CORP BD | 396K | 9K | – |
| ISHARES TR | MSCI CHINA ETF | 11M | 260K | – |
| ISHARES TR | RUS 1000 VAL ETF | 244K | 1K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFD EQT ETF | 7M | 170K | – |
| JEFFERIES FINL GROUP INC | COM | 4M | 77K | – |
| JOHNSON & JOHNSON | COM | 48M | 331K | – |
| JOHNSON CTLS INTL PLC | SHS | 2M | 25K | – |
| JPMORGAN CHASE & CO. | COM | 57M | 281K | – |
| JUNIPER NETWORKS INC | COM | 221K | 6K | – |
| KEURIG DR PEPPER INC | COM | 13M | 394K | – |
| KEYCORP | COM | 1M | 99K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 218K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 7M | 52K | – |
| KINDER MORGAN INC DEL | COM | 5M | 265K | – |
| KKR & CO INC | COM | 243K | 2K | – |
| KLA CORP | COM NEW | 285K | 346 | – |
| KRAFT HEINZ CO | COM | 5M | 159K | – |
| KROGER CO | COM | 1M | 21K | – |
| KULICKE & SOFFA INDS INC | COM | 2M | 31K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 11M | 49K | – |
| LABCORP HOLDINGS INC | COM SHS | 2M | 12K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LANTERN PHARMA INC | COM | 79K | 17K | – |
| LIBERTY BROADBAND CORP | COM SER C | 954K | 17K | – |
| LIFECORE BIOMEDICAL INC | COM | 778K | 152K | – |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 2M | 135K | – |
| LINDE PLC | SHS | 8M | 19K | – |
| LKQ CORP | COM | 216K | 5K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 35K | 13K | – |
| LOCKHEED MARTIN CORP | COM | 35M | 75K | – |
| LOWES COS INC | COM | 17M | 79K | – |
| LUMENTUM HLDGS INC | COM | 795K | 16K | – |
| LXP INDUSTRIAL TRUST | COM | 143K | 16K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 207K | 2K | – |
| M & T BK CORP | COM | 25M | 166K | – |
| MANHATTAN ASSOCIATES INC | COM | 224K | 910 | – |
| MARATHON PETE CORP | COM | 11M | 65K | – |
| MARKEL GROUP INC | COM | 269K | 171 | – |
| MARTIN MARIETTA MATLS INC | COM | 16M | 29K | – |
| MARVELL TECHNOLOGY INC | COM | 31M | 437K | – |
| MASTERCARD INCORPORATED | CL A | 28M | 63K | – |
| MATCH GROUP INC NEW | COM | 583K | 19K | – |
| MAYVILLE ENGR CO INC | COM | 11M | 643K | – |
| MCCORMICK & CO INC | COM NON VTG | 1M | 17K | – |
| MCDONALDS CORP | COM | 37M | 146K | – |
| MCKESSON CORP | COM | 2M | 3K | – |
| MEDTRONIC PLC | SHS | 15M | 191K | – |
| MEIRAGTX HLDGS PLC | COM | 169K | 40K | – |
| MERCK & CO INC | COM | 91M | 737K | – |
| META PLATFORMS INC | CL A | 36M | 71K | – |
| METLIFE INC | COM | 2M | 23K | – |
| MICRON TECHNOLOGY INC | COM | 8M | 64K | – |
| MICROSOFT CORP | COM | 245M | 548K | – |
| MITEK SYS INC | COM NEW | 3M | 286K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 1M | 110K | – |
| MONDELEZ INTL INC | CL A | 5M | 75K | – |
| MORGAN STANLEY | COM NEW | 1M | 15K | – |
| MSC INDL DIRECT INC | CL A | 1M | 15K | – |
| MSCI INC | COM | 2M | 5K | – |
| NAVIGATOR HLDGS LTD | SHS | 705K | 40K | – |
| NCR ATLEOS CORPORATION | COM SHS | 567K | 21K | – |
| NCR VOYIX CORPORATION | COM | 457K | 37K | – |
| NCS MULTISTAGE HLDGS INC | COM NEW | 2M | 138K | – |
| NETAPP INC | COM | 723K | 6K | – |
| NETFLIX INC | COM | 2M | 2K | – |
| NEWMONT CORP | COM | 41M | 983K | – |
| NEXTERA ENERGY INC | COM | 99M | 1M | – |
| NEXTRACKER INC | CLASS A COM | 213K | 5K | – |
| NIKE INC | CL B | 24M | 322K | – |
| NOVARTIS AG | SPONSORED ADR | 12M | 110K | – |
| NOVO-NORDISK A S | ADR | 13M | 94K | – |
| NUCOR CORP | COM | 344K | 2K | – |
| NUTRIEN LTD | COM | 29M | 570K | – |
| NUVEI CORPORATION | SUB VTG SHS | 3M | 80K | – |
| NVENT ELECTRIC PLC | SHS | 6M | 76K | – |
| NVIDIA CORPORATION | COM | 221M | 2M | – |
| NVR INC | COM | 341K | 45 | – |
| OCCIDENTAL PETE CORP | COM | 25M | 394K | – |
| ON SEMICONDUCTOR CORP | COM | 20M | 288K | – |
| ONEOK INC NEW | COM | 1M | 14K | – |
| OPTION CARE HEALTH INC | COM NEW | 1M | 38K | – |
| ORACLE CORP | COM | 22M | 158K | – |
| ORASURE TECHNOLOGIES INC | COM | 64K | 15K | – |
| ORION S.A. | COM | 11M | 504K | – |
| OTIS WORLDWIDE CORP | COM | 2M | 22K | – |
| PACCAR INC | COM | 33M | 318K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 3M | 110K | – |
| PALO ALTO NETWORKS INC | COM | 40M | 117K | – |
| PAN AMERN SILVER CORP | COM | 538K | 27K | – |
| PARKER-HANNIFIN CORP | COM | 37M | 73K | – |
| PAYCHEX INC | COM | 467K | 4K | – |
| PAYPAL HLDGS INC | COM | 6M | 108K | – |
| PEPSICO INC | COM | 49M | 295K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 275K | 19K | – |
| PFIZER INC | COM | 38M | 1M | – |
| PHILIP MORRIS INTL INC | COM | 794K | 8K | – |
| PHILLIPS 66 | COM | 4M | 28K | – |
| PHINIA INC | COMMON STOCK | 631K | 16K | – |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | 613K | 28K | – |
| PLEXUS CORP | COM | 598K | 6K | – |
| PNC FINL SVCS GROUP INC | COM | 532K | 3K | – |
| PORTLAND GEN ELEC CO | COM NEW | 221K | 5K | – |
| POTLATCHDELTIC CORPORATION | COM | 704K | 18K | – |
| PRIMO WATER CORPORATION | COM | 1M | 61K | – |
| PROCTER AND GAMBLE CO | COM | 58M | 353K | – |
| PROGRESSIVE CORP | COM | 43M | 205K | – |
| PROSHARES TR | S&P 500 DV ARIST | 299K | 3K | – |
| PRUDENTIAL FINL INC | COM | 2M | 18K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 2M | 21K | – |
| PULTE GROUP INC | COM | 568K | 5K | – |
| QUALCOMM INC | COM | 116M | 584K | – |
| QUANTA SVCS INC | COM | 6M | 22K | – |
| QUEST DIAGNOSTICS INC | COM | 17M | 126K | – |
| RAPID7 INC | COM | 951K | 22K | – |
| REPUBLIC SVCS INC | COM | 76M | 393K | – |
| RESTAURANT BRANDS INTL INC | COM | 221K | 3K | – |
| REVVITY INC | COM | 9M | 82K | – |
| RISKIFIED LTD | SHS CL A | 3M | 526K | – |
| ROCKET LAB USA INC | COM | 7M | 2M | – |
| ROCKWELL AUTOMATION INC | COM | 20M | 72K | – |
| ROGERS CORP | COM | 2M | 18K | – |
| ROPER TECHNOLOGIES INC | COM | 808K | 1K | – |
| ROSS STORES INC | COM | 22M | 151K | – |
| ROYAL GOLD INC | COM | 355K | 3K | – |
| RPM INTL INC | COM | 2M | 21K | – |
| RTX CORPORATION | COM | 29M | 287K | – |
| RUSH ENTERPRISES INC | CL A | 318K | 8K | – |
| S&P GLOBAL INC | COM | 3M | 7K | – |
| SALESFORCE INC | COM | 54M | 208K | – |
| SANOFI | SPONSORED ADR | 388K | 8K | – |
| SAP SE | SPON ADR | 557K | 3K | – |
| SCHLUMBERGER LTD | COM STK | 17M | 367K | – |
| SCHRODINGER INC | COM | 19M | 993K | – |
| SCHWAB CHARLES CORP | COM | 51M | 689K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 20M | 234K | – |
| SELECT SECTOR SPDR TR | ENERGY | 39M | 429K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 17M | 407K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 11M | 74K | – |
| SELECT SECTOR SPDR TR | INDL | 962K | 8K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 285K | 4K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 598K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 32M | 140K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 2M | 9K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 831K | 12K | – |
| SERVICENOW INC | COM | 11M | 15K | – |
| SHELL PLC | SPON ADS | 14M | 194K | – |
| SHOPIFY INC | CL A | 9M | 133K | – |
| SILVERCREST METALS INC | COM | 3M | 354K | – |
| SIMON PPTY GROUP INC NEW | COM | 5M | 33K | – |
| SKYWORKS SOLUTIONS INC | COM | 664K | 6K | – |
| SM ENERGY CO | COM | 466K | 11K | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 6M | 232K | – |
| SNOWFLAKE INC | CL A | 476K | 4K | – |
| SONOCO PRODS CO | COM | 5M | 93K | – |
| SONY GROUP CORP | SPONSORED ADR | 13M | 153K | – |
| SOUNDHOUND AI INC | CLASS A COM | 4M | 910K | – |
| SOUTHWESTERN ENERGY CO | COM | 18M | 3M | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 4K | – |
| SPDR GOLD TR | GOLD SHS | 14M | 67K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 15M | 28K | – |
| SPDR SER TR | S&P DIVID ETF | 521K | 4K | – |
| SPDR SER TR | S&P BIOTECH | 9M | 95K | – |
| SPDR SER TR | S&P REGL BKG | 10M | 211K | – |
| SPROTT INC | COM NEW | 2M | 56K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 439K | 24K | – |
| SPROTT PHYSICAL PLAT PALLAD | UNIT | 225K | 23K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 318K | 32K | – |
| SPROUTS FMRS MKT INC | COM | 732K | 9K | – |
| STAG INDL INC | COM | 4M | 105K | – |
| STANLEY BLACK & DECKER INC | COM | 340K | 4K | – |
| STARBUCKS CORP | COM | 5M | 61K | – |
| STATE STR CORP | COM | 245K | 3K | – |
| STEELCASE INC | CL A | 2M | 118K | – |
| STERLING BANCORP INC | COM | 732K | 140K | – |
| STRYKER CORPORATION | COM | 638K | 2K | – |
| SUPERIOR GROUP OF CO INC | COM | 2M | 120K | – |
| SYNOPSYS INC | COM | 7M | 12K | – |
| SYSCO CORP | COM | 20M | 274K | – |
| T-MOBILE US INC | COM | 295K | 2K | – |
| TACTILE SYS TECHNOLOGY INC | COM | 3M | 267K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 14M | 79K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 547K | 4K | – |
| TARGET CORP | COM | 2M | 15K | – |
| TEMPEST THERAPEUTICS INC | COM | 89K | 41K | – |
| TETRA TECH INC NEW | COM | 614K | 3K | – |
| TEXAS INSTRS INC | COM | 3M | 17K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 23M | 31K | – |
| TEXTRON INC | COM | 535K | 6K | – |
| THE CIGNA GROUP | COM | 2M | 5K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 42M | 76K | – |
| TILE SHOP HLDGS INC | COM | 1M | 147K | – |
| TJX COS INC NEW | COM | 236K | 2K | – |
| TOTALENERGIES SE | SPONSORED ADS | 4M | 55K | – |
| TOYOTA MOTOR CORP | ADS | 6M | 27K | – |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 5K | – |
| TRANSDIGM GROUP INC | COM | 245K | 192 | – |
| TRAVELERS COMPANIES INC | COM | 1M | 5K | – |
| TRIMBLE INC | COM | 4M | 64K | – |
| TRUIST FINL CORP | COM | 416K | 11K | – |
| TSCAN THERAPEUTICS INC | COM | 1M | 210K | – |
| TTM TECHNOLOGIES INC | COM | 1M | 54K | – |
| TYSON FOODS INC | CL A | 3M | 47K | – |
| UNIFI INC | COM NEW | 157K | 27K | – |
| UNILEVER PLC | SPON ADR NEW | 33M | 598K | – |
| UNION PAC CORP | COM | 12M | 52K | – |
| UNITED PARCEL SERVICE INC | CL B | 4M | 30K | – |
| UNITEDHEALTH GROUP INC | COM | 13M | 25K | – |
| UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 250K | 6K | – |
| US BANCORP DEL | COM NEW | 21M | 520K | – |
| US FOODS HLDG CORP | COM | 411K | 8K | – |
| VALERO ENERGY CORP | COM | 1M | 7K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 337K | 8K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 17M | 500K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 3M | 183K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 836K | 9K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 799K | 3K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 811K | 10K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 17K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 5M | 30K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 901K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 232K | 958 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 2M | 11K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 3M | 18K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 353K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2M | 16K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 803K | 7K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 23K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 12M | 177K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 18M | 411K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 13K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 8M | 109K | – |
| VANGUARD WORLD FD | ENERGY ETF | 1M | 11K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 317K | 3K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 4M | 26K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 2M | 22K | – |
| VANGUARD WORLD FD | INF TECH ETF | 242K | 420 | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 4M | 19K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 2M | 12K | – |
| VERALTO CORP | COM SHS | 297K | 3K | – |
| VERISK ANALYTICS INC | COM | 3M | 10K | – |
| VERIZON COMMUNICATIONS INC | COM | 13M | 320K | – |
| VERTIV HOLDINGS CO | COM CL A | 3M | 37K | – |
| VIATRIS INC | COM | 4M | 347K | – |
| VIEMED HEALTHCARE INC | COM | 3M | 382K | – |
| VISA INC | COM CL A | 23M | 89K | – |
| VISTEON CORP | COM NEW | 534K | 5K | – |
| VOYA FINANCIAL INC | COM | 2M | 24K | – |
| VULCAN MATLS CO | COM | 31M | 124K | – |
| WALMART INC | COM | 44M | 647K | – |
| WASTE CONNECTIONS INC | COM | 655K | 4K | – |
| WASTE MGMT INC DEL | COM | 23M | 106K | – |
| WELLS FARGO CO NEW | COM | 725K | 12K | – |
| WESTROCK CO | COM | 3M | 56K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 40M | 1M | – |
| WHEATON PRECIOUS METALS CORP | COM | 35M | 670K | – |
| WILLIAMS COS INC | COM | 264K | 6K | – |
| WILLIAMS SONOMA INC | COM | 3M | 10K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 3M | 10K | – |
| WNS HLDGS LTD | COM SHS | 3M | 53K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 1M | 26K | – |
| XPO INC | COM | 14M | 128K | – |
| ZEVIA PBC | CL A | 10K | 15K | – |
| ZIFF DAVIS INC | COM | 4M | 73K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 1M | 11K | – |
| ZYMEWORKS INC | COM | 88K | 10K | – |