Hedge Fund Database

WILSHIRE ADVISORS LLC

Adviser information for WILSHIRE ADVISORS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 298
Investment Advisory/Research 93
Registered Broker-Dealer Representatives 15
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 319,668 $94.0B
Non-Discretionary 53,920 $894.5M
Total 373,588 $94.9B

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 5 $1.6B
Business development companies 0 $0
Pooled investment vehicles 83 $35.6B
Pension and profit sharing plans 76,390 $8.9B
Charitable organizations 23 $682.3M
State or municipal gov entities 34 $1.6B
Other investment advisers 12,618 $1.3B
Insurance companies 5 $0
Sovereign wealth funds and foreign official institutions <5 $37.6M
Corporations or other businesses <5 $10,308
Other 284,494 $45.2B
Type Number
No. of Non-RAUM Clients 90910
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMFixed feesPerformance-based feesFEE BASED ON NUMBER OF PLAN PARTICIPANTS
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 45.3B
Both for Same 0
Portfolio Manager to Program Sponsor
MUTUAL FUND/EXCHANGE TRADED FUNDS ADVISORY PROGRAM CETERA INVESTMENT ADVISERS LLC
AMERIPRISE SELECT SEPARATE ACCOUNT PROGRAM AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE ACTIVE PORTFOLIOS PROGRAM AMERIPRISE FINANCIAL SERVICES, LLC

Identifiers

SEC RIA File Number 801-36233
SEC ERA File Number 801-36233
SEC CIK Numbers 1616628
SEC CRD Numbers 6210
Legal Entity Identifier 5493006KQ33M42BQX139

Principal Office

1299 OCEAN AVENUE SUITE 600
SANTA MONICA
CA
United States
Monday - Friday, 8 A.M - 5:00 P.M.
Tel: 310-451-3051, Fax: None

Websites

www.linkedin.com/company/9335/ twitter.com/wilshireassoc twitter.com/wilshireconsult www.wilshire.com twitter.com/w5000 twitter.com/ftw5000 twitter.com/wilshireadvisor

Chief Compliance Officer

SANDY CHOI
GENERAL COUNSEL
1299 OCEAN AVENUE, SUITE 600
SANTA MONICA
CA
United States
Tel: 310-451-3051
(Full email address available in API data)

Regulatory Contact

CONNOR LINGLE
SENIOR COMPLIANCE OFFICER
320 PARK AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel: 212-205-4018
(Full email address available in API data)

Industry Affiliates

2022 WILSHIRE PRIVATE CREDIT GP, LLC Sponsor, GP, manager of pooled investment vehicles
2022 WILSHIRE PRIVATE EQUITY GP, LLC Sponsor, GP, manager of pooled investment vehicles
MILL CREEK WILSHIRE PRIVATE EQUITY 2022 GP, LLC Sponsor, GP, manager of pooled investment vehicles
SUZHOU WILSHIRE INVESTMENT SERVICES CO. LTD. (CHINA) Pension consultantSponsor or syndicator of limited partnerships
WILSHIRE ASIA PRIVATE MARKETS VIII (OFFSHORE), INC. Sponsor, GP, manager of pooled investment vehicles
WILSHIRE ASIA PRIVATE MARKETS VIII, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE ASSOCIATES EUROPE BV Other investment adviser, including financial planners
WILSHIRE AUSTRALIA PTY LIMITED Other investment adviser, including financial planners
WILSHIRE BVK EUROPE II, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVK EUROPE III, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVK EUROPE IV, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVK EUROPE, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE VENTURE FUND, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE, LLC (SERIES I) Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE, LLC (SERIES II) Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE, LLC (SERIES III) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE, LLC (SERIES IV) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE, LLC (SERIES V) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV EUROPE, LLC (SERIES VI) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES I) Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES II) Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES III) Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES IV) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES V) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES VI) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE BVV U.S., LLC (SERIES VII) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE EUROPEAN PRIVATE MARKETS VIII (OFFSHORE), INC. Sponsor, GP, manager of pooled investment vehicles
WILSHIRE EUROPEAN PRIVATE MARKETS VIII, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE EUROPEAN VENTURE CAPITAL FUND II GP S.A.R.L Sponsor, GP, manager of pooled investment vehicles
WILSHIRE GLOBAL ADVISORS LIMITED Other investment adviser, including financial planners
WILSHIRE GLOBAL ADVISORS LLC (DELAWARE) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE GLOBAL PRIVATE MARKETS IX, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE HONG KONG LIMITED Pension consultantSponsor or syndicator of limited partnerships
WILSHIRE MNCPPC EMPLOYEES' RETIREMENT SYSTEM GLOBAL, LLC (SERIES I) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE MNCPPC EMPLOYEES' RETIREMENT SYSTEM GLOBAL, LLC (SERIES II) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE MNCPPC EMPLOYEES' RETIREMENT SYSTEM GLOBAL, LLC (SERIES III) Sponsor, GP, manager of pooled investment vehicles
WILSHIRE NEW WAVES, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE CREDIT GP, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE EQUITY GP, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE MARKETS FAMILY OFFICE I, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE MARKETS FAMILY OFFICE II, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE MARKETS FAMILY OFFICE III, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE MARKETS FAMILY OFFICE IV, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE MARKETS OPPORTUNITIES II-B, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE PRIVATE MARKETS REAL ESTATE FAMILY OFFICE I, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE SUMMIT HILL ALTERNATE YIELD FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE SUMMIT HILL CREDIT, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE SUMMIT HILL REAL ASSETS, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE U.S. PRIVATE MARKETS VII, LLC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE U.S. PRIVATE MARKETS VIII (OFFSHORE), INC Sponsor, GP, manager of pooled investment vehicles
WILSHIRE U.S. PRIVATE MARKETS VIII, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WILSHIRE-BBI UK VC CO-INVEST GP LLP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
2022 WILSHIRE PRIVATE CREDIT ANNUAL FUND SERIES, L.P. Private Equity Fund $38.9M $1.0M 7
2022 WILSHIRE PRIVATE EQUITY ANNUAL FUND SERIES, L.P. Private Equity Fund $19.5M $1.0M 6
BVK EUROPE OPPORTUNITIES FUND I, L.P. Private Equity Fund $190.6M $0.0M 2
BVK EUROPE OPPORTUNITIES FUND II, L.P. Private Equity Fund $279.0M $0.0M 2
BVK EUROPE OPPORTUNITIES FUND III, L.P. Private Equity Fund $240.2M $0.0M 2
BVK EUROPE OPPORTUNITIES FUND IV, L.P. Private Equity Fund $166.6M $0.0M 2
CMAP EMSO FUND LIMITED Hedge Fund $1,341.9M $50.0M 1
CMAP GRAHAM FUND LIMITED Hedge Fund $2,579.2M $150.0M 1
CMAP ISAM FUND LIMITED Hedge Fund $2,153.5M $50.0M 1
CMAP LYNX FUND LIMITED Hedge Fund $3,610.5M $50.0M 1
CMAP MACROA FUND LIMITED Hedge Fund $1,787.8M $50.0M 1
CMAP MACROCP FUND LIMITED Hedge Fund $743.7M $50.0M 1
CMAP MACROGM FUND LIMITED Hedge Fund $288.8M $50.0M 1
CMAP QMS FUND LIMITED Hedge Fund $737.4M $50.0M 1
CMAP SRPA FUND LIMITED Hedge Fund $492.6M $50.0M 1
CMAP SRPB FUND LIMITED Hedge Fund $2,021.9M $50.0M 1
CMAP SRPM FUND LIMITED Hedge Fund $2,596.2M $50.0M 1
CMAP TREND TCYP FUND LIMITED Hedge Fund $2,984.5M $50.0M 1
CMAP TRENDS FUND LIMITED Hedge Fund $1,539.0M $50.0M 1
CMAP TT TCYD FUND LIMITED Hedge Fund $3,747.3M $50.0M 1
LYXOR SELECTIVE OPPORTUNITIES PROGRAM SPC - LYXSOP SEGREGATED PORTFOLIO 1 Hedge Fund $119.3M $5.0M 2
LYXOR SELECTIVE OPPORTUNITIES PROGRAM SPC - LYXSOP SEGREGATED PORTFOLIO 2 Hedge Fund $632.0M $5.0M 2
MANAGED FUND / BRIDGEWATER FUND LIMITED Hedge Fund $1,441.1M $0.1M 79
MILL CREEK WILSHIRE PRIVATE EQUITY 2022, L.P. Private Equity Fund $114.9M $0.5M 104
OCEANS UMBRELLA SICAV SIF - WILSHIRE HEDGED OPPORTUNITIES FUND Hedge Fund $105.0M $0.1M 2
SUMMIT HILL ALTERNATE YIELD FUND, L.P. Private Equity Fund $454.1M $0.0M 2
SUMMIT HILL CREDIT FUND, L.P. Private Equity Fund $921.9M $0.0M 2
SUMMIT HILL REAL ASSETS FUND, L.P. Private Equity Fund $666.8M $0.0M 2
WILSHIRE - BBI UK VC CO-INVEST LP Private Equity Fund $26.4M $6.4M 1
WILSHIRE ASIA PRIVATE MARKETS FUND VIII (OFFSHORE), L.P. Private Equity Fund $30.1M $5.0M 3
WILSHIRE ASIA PRIVATE MARKETS FUND VIII, L.P. Private Equity Fund $56.2M $5.0M 16
WILSHIRE BVV EUROPE VENTURE FUND, L.P. (SERIES I) Private Equity Fund $127.5M $0.0M 2
WILSHIRE BVV EUROPE, L.P. (SERIES I) Private Equity Fund $69.0M $0.0M 2
WILSHIRE BVV EUROPE, L.P. (SERIES II) Private Equity Fund $43.2M $0.0M 2
WILSHIRE BVV EUROPE, L.P. (SERIES III) Private Equity Fund $51.7M $0.0M 2
WILSHIRE BVV EUROPE, L.P. (SERIES IV) Private Equity Fund $104.5M $0.0M 2
WILSHIRE BVV EUROPE, L.P. (SERIES VI) Private Equity Fund $119.1M $0.0M 2
WILSHIRE BVV EUROPE, LP (SERIES V) Private Equity Fund $86.6M $0.0M 2
WILSHIRE BVV U.S., L.P. (SERIES I) Private Equity Fund $27.4M $0.0M 2
WILSHIRE BVV U.S., L.P. (SERIES II) Private Equity Fund $76.3M $0.0M 2
WILSHIRE BVV U.S., L.P. (SERIES III) Private Equity Fund $89.8M $0.0M 1
WILSHIRE BVV U.S., L.P. (SERIES IV) Private Equity Fund $82.2M $0.0M 2
WILSHIRE BVV U.S., L.P. (SERIES V) Private Equity Fund $95.8M $0.0M 2
WILSHIRE BVV U.S., L.P. (SERIES VI) Private Equity Fund $59.7M $0.0M 2
WILSHIRE BVV U.S., L.P. (SERIES VII) Private Equity Fund $140.7M $0.0M 2
WILSHIRE EUROPEAN PRIVATE MARKETS FUND VIII (OFFSHORE), L.P. Private Equity Fund $3.3M $5.0M 2
WILSHIRE EUROPEAN PRIVATE MARKETS FUND VIII, L.P. Private Equity Fund $29.6M $5.0M 19
WILSHIRE EUROPEAN VENTURE CAPITAL FUND II SCSP Private Equity Fund $131.8M $5.5M 14
WILSHIRE GLOBAL PRIVATE MARKETS FUND IX, L.P. Private Equity Fund $69.5M $5.0M 3
WILSHIRE INSTITUTIONAL MASTER FUND II SPC - LARCH LANE ABSOLUTE RETURN STRATEGY SEGREGATED PORTFOLIO Hedge Fund $32.4M $0.1M 34
WILSHIRE INSTITUTIONAL MASTER FUND II SPC - SYSTEMATIC CROSS PREMIA SP Hedge Fund $51.5M $0.1M 1
WILSHIRE INSTITUTIONAL MASTER FUND SPC - GUGGENHEIM ALPHA SEGREGATED PORTFOLIO Hedge Fund $240.3M $0.1M 4
WILSHIRE MNCPPC EMPLOYEES' RETIREMENT SYSTEM GLOBAL, L.P. Private Equity Fund $50.0M $0.0M 2
WILSHIRE MNCPPC EMPLOYEES' RETIREMENT SYSTEM GLOBAL, L.P. (SERIES II) Private Equity Fund $67.4M $0.0M 2
WILSHIRE MNCPPC EMPLOYEES' RETIREMENT SYSTEM GLOBAL, L.P. (SERIES III) Private Equity Fund $4.7M $0.0M 2
WILSHIRE NEW WAVES FUND, L.P. Private Equity Fund $3.8M $5.0M 2
WILSHIRE NEW WAVES SPV, L.P. Private Equity Fund $16.6M $0.0M 5
WILSHIRE PRIVATE CREDIT ANNUAL FUND SERIES, L.P. Private Equity Fund $25.1M $1.0M 4
WILSHIRE PRIVATE EQUITY ANNUAL FUND SERIES, L.P. Private Equity Fund $40.3M $1.0M 6
WILSHIRE PRIVATE MARKETS FAMILY OFFICE FUND I, L.P. Private Equity Fund $17.8M $1.0M 10
WILSHIRE PRIVATE MARKETS FAMILY OFFICE FUND II, L.P. Private Equity Fund $20.8M $1.0M 15
WILSHIRE PRIVATE MARKETS FAMILY OFFICE FUND III, L.P. Private Equity Fund $44.7M $1.0M 23
WILSHIRE PRIVATE MARKETS FAMILY OFFICE FUND IV, L.P. Private Equity Fund $27.4M $1.0M 19
WILSHIRE PRIVATE MARKETS JAPAN MASTER FUND III, LTD. Private Equity Fund $5.2M $10.0M 1
WILSHIRE PRIVATE MARKETS JAPAN UNIT TRUST SERIES C TRUST Private Equity Fund $5.2M $10.0M 1
WILSHIRE PRIVATE MARKETS OPPORTUNITIES FUND II-B, L.P. Private Equity Fund $10.9M $5.0M 6
WILSHIRE PRIVATE MARKETS REAL ESTATE FAMILY OFFICE FUND I, L.P. Private Equity Fund $4.7M $1.0M 16
WILSHIRE SOLUTIONS TRUST - DIVERSIFIED CREDIT FUND Hedge Fund $113.1M $5.0M 13
WILSHIRE SOLUTIONS TRUST-CLIMATE TRANSITION FUND Hedge Fund $223.4M $5.0M 5
WILSHIRE SOLUTIONS TRUST-CORE FIXED INCOME FUND Hedge Fund $193.9M $5.0M 11
WILSHIRE SOLUTIONS TRUST-NON US EQUITY FUND Hedge Fund $72.4M $5.0M 9
WILSHIRE SOLUTIONS TRUST-REAL ASSETS FUND Hedge Fund $95.6M $5.0M 10
WILSHIRE SOLUTIONS TRUST-US EQUITY FUND Hedge Fund $118.2M $5.0M 9
WILSHIRE U.S. PRIVATE MARKETS FUND VII, L.P. Private Equity Fund $34.9M $5.0M 30
WILSHIRE U.S. PRIVATE MARKETS FUND VIII (OFFSHORE), L.P. Private Equity Fund $6.0M $5.0M 3
WILSHIRE U.S. PRIVATE MARKETS FUND VIII, L.P. Private Equity Fund $38.2M $5.0M 18
WM ALTERNATIVES TOPS LONG/SHORT EQUITY MASTER FUND LIMITED Hedge Fund $248.9M $0.0M 167
WM ALTERNATIVES WNT TREND MASTER FUND LIMITED Hedge Fund $73.9M $0.0M 122
WMS SPC - CMAP MACRO WL FUND SP Hedge Fund $249.2M $50.0M 1

Control Persons

Name Type Entity Title Since Ownership
SCHWARZ, JASON, ALEXANDER Individual – DEPUTY CHIEF EXECUTIVE OFFICER AND PRESIDENT 01/2014 < 5%
STEWART, ANDREW, ROBERT ANTHONY Individual – CHIEF EXECUTIVE OFFICER 07/2021 < 5%
MONICA HOLDCO (US) INC. Domestic Entity – MEMBER 01/2021 > 75%
MONICA GUARANTOR, LP Domestic Entity MONICA HOLDCO (US) INC. SHAREHOLDER 10/2020 > 75%
MONICA INTERMEDIATE, LP Domestic Entity MONICA GUARANTOR, LP LIMITED PARTNER 10/2020 > 75%
MONICA INTERMEDIATE HOLDINGS GP, LLC Domestic Entity MONICA GUARANTOR, LP GENERAL PARTNER 10/2020
MONICA HOLDINGS (JERSEY), LP Foreign Entity MONICA INTERMEDIATE, LP LIMITED PARTNER 12/2020 > 75%
MONICA HOLDINGS (JERSEY), LP Foreign Entity MONICA INTERMEDIATE HOLDINGS GP, LLC MEMBER 12/2020 > 75%
MONICA HOLDINGS (JERSEY) GP, LP Foreign Entity MONICA HOLDINGS (JERSEY), LP GENERAL PARTNER 12/2020
MOTIVE MONICA, LP Domestic Entity MONICA HOLDINGS (JERSEY), LP LIMITED PARTNER 09/2020 50-75%
MOTIVE PARTNERS GP, LLC Domestic Entity MOTIVE MONICA, LP GENERAL PARTNER 09/2020
ROB EXPLORATION, LLC Domestic Entity MOTIVE PARTNERS GP, LLC MEMBER 08/2016 > 75%
MOTIVE PARTNERS GP, LLC Domestic Entity MOTIVE PARTNERS OPERATING COMPANY LP GENERAL PARTNER 08/2016
MOTIVE PARTNERS GP, LLC Domestic Entity MOTIVE PARTNERS HOLDINGS II, LP GENERAL PARTNER 08/2016
MONICA TOP GP (CAYMAN), LLC Foreign Entity MONICA HOLDINGS (JERSEY) GP, LP GENERAL PARTNER 12/2020
CC MONICA HOLDINGS, LLC Foreign Entity MONICA HOLDINGS (JERSEY) GP, LP LIMITED PARTNER 11/2020 50-75%
MOTIVE MONICA, LP Domestic Entity MONICA TOP GP (CAYMAN), LLC MEMBER 09/2020 50-75%
MAKEPEACE, MARK, STEPHEN Individual ST. GILES GLOBAL LP LIMITED PARTNER 12/2020 50-75%
MAKEPEACE, MARK, STEPHEN Individual ST. GILES GLOBAL LP MANAGING MEMBER 11/2020 > 75%
CEC INVESTORS, LP Domestic Entity CC CAPITAL SP, LP LIMITED PARTNER 02/2018 > 75%
CC-SGG MONICA AGGREGATOR, LLC Foreign Entity MONICA TOP GP (CAYMAN), LLC MEMBER 12/2020 50-75%
CC MONICA HOLDINGS, LLC Domestic Entity CC-SGG MONICA AGGREGATOR, LLC MANAGING MEMBER 11/2020 50-75%
CC CAPITAL SP, LP Domestic Entity CC MONICA HOLDINGS, LLC MANAGING MEMBER 09/2020 > 75%
CHU, CHINH, PHU Individual CEC INVESTORS, LP LIMITED PARTNER 02/2018 > 75%
ST. GILES GLOBAL LP Domestic Entity CC-SGG MONICA AGGREGATOR, LLC MEMBER 09/2020 25-50%
MONICA INTERMEDIATE HOLDINGS GP, LLC Domestic Entity MONICA INTERMEDIATE, LP GENERAL PARTNER 10/2020
CC CAPITAL GP LLC Domestic Entity CC CAPITAL SP, LP GENERAL PARTNER 02/2018
CEC INVESTORS, LP Domestic Entity CC CAPITAL SP, LP LIMITED PARTNER 02/2018 > 75%
CHU, CHINH, PHU Individual CC CAPITAL GP LLC MANAGING MEMBER 02/2018 > 75%
CC CAPITAL GP LLC Domestic Entity CEC INVESTORS, LP GENERAL PARTNER 02/2018
CHU, CHINH, PHU Individual CEC INVESTORS, LP LIMITED PARTNER 02/2018 > 75%
HEYVAERT, PAUL LUC, ROBERT Individual ROB EXPLORATION, LLC MEMBER 01/2016 > 75%
ST GILES GLOBAL GP LLC Domestic Entity ST. GILES GLOBAL LP GENERAL PARTNER 12/2020
CONDRON, SCOTT, JAMES Individual – CHIEF OPERATING OFFICER 03/2022 < 5%
MOTIVE PARTNERS OPERATING COMPANY LP Domestic Entity MOTIVE CAPITAL MANAGEMENT, LLC MEMBER 08/2016 > 75%
MOTIVE CAPITAL MANAGEMENT, LLC Domestic Entity MOTIVE MONICA GP HOLDINGS, LP LIMITED PARTNER 07/2021 25-50%
MOTIVE MONICA GP HOLDINGS, LP Domestic Entity MONICA HOLDINGS (JERSEY) GP, LP LIMITED PARTNER 07/2021 25-50%
MOTIVE PARTNERS HOLDINGS II, LP Domestic Entity MOTIVE PARTNERS OPERATING COMPANY LP LIMITED PARTNER 10/2018 > 75%
HEYVAERT, PAUL LUC, ROBERT Individual MOTIVE PARTNERS HOLDINGS II, LP LIMITED PARTNER 10/2018 > 75%
MOTIVE MONICA, LP Domestic Entity MOTIVE MONICA GP HOLDINGS, LP LIMITED PARTNER 07/2021 > 75%
MOTIVE PARTNERS GP, LLC Domestic Entity MOTIVE MONICA GP HOLDINGS, LP GENERAL PARTNER 07/2021
BROWN, EMILY, ELIZABETH Individual – CHIEF FINANCIAL OFFICER 08/2022 < 5%
CHINH E. CHU DESCENDANTS TRUST Foreign Entity CHU, CHINH, PHU TRUST 01/2012
CHU, CHINH, PHU Individual CHINH E. CHU DESCENDANTS TRUST TRUSTEE 01/2012
CHOI, SANDY, SUH MOON Individual – GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 06/2023 < 5%
EMANUEL, JOSHUA, MOSES Individual – CHIEF INVESTMENT OFFICER 05/2015 < 5%
SIMPSON, ERIN, ROYE Individual – HEAD OF OPERATIONS AND RISK 01/2016 < 5%

No. Employees, Historic

40020002019202020212022202320242025270 on 4/23/2019270 on 5/30/2019270 on 7/15/2019270 on 11/20/2019265 on 3/30/2020265 on 6/15/2020265 on 6/25/2020265 on 12/21/2020265 on 12/21/2020265 on 2/8/2021265 on 2/10/2021265 on 3/4/2021265 on 3/31/2021265 on 4/6/2021265 on 5/20/2021265 on 10/7/2021265 on 1/4/2022265 on 1/5/2022310 on 3/31/2022310 on 4/15/2022310 on 4/15/2022310 on 4/18/2022310 on 6/16/2022310 on 8/4/2022310 on 9/9/2022273 on 3/31/2023273 on 7/13/2023273 on 7/18/2023273 on 12/15/2023298 on 3/30/2024

RAUM, Historic

100B50B0201920202021202220232024202560781944747 on 4/23/201960781944747 on 5/30/201960781944747 on 7/15/201960781944747 on 11/20/201972750199487 on 3/30/202072750199487 on 6/15/202072750199487 on 6/25/202072750199487 on 12/21/202072750199487 on 12/21/202072750199487 on 2/8/202172750199487 on 2/10/202172750199487 on 3/4/202183263197721 on 3/31/202182791465583 on 4/6/202182791465583 on 5/20/202182791465583 on 10/7/202182791465583 on 1/4/202282791465583 on 1/5/202296494557024 on 3/31/202296494557024 on 4/15/202296494557024 on 4/15/202296494557024 on 4/18/202296494557024 on 6/16/202296494557024 on 8/4/202296494557024 on 9/9/202295554572990 on 3/31/202395554572990 on 7/13/202395554572990 on 7/18/202395554572990 on 12/15/202394873146068 on 3/30/2024

No. Clients, Historic

400,000200,00002019202020212022202320242025267523 on 4/23/2019267542 on 5/30/2019267542 on 7/15/2019267542 on 11/20/2019294719 on 3/30/2020294719 on 6/15/2020294719 on 6/25/2020294719 on 12/21/2020294719 on 12/21/2020294719 on 2/8/2021294719 on 2/10/2021294719 on 3/4/2021308737 on 3/31/2021308750 on 4/6/2021308750 on 5/20/2021308750 on 10/7/2021308750 on 1/4/2022308750 on 1/5/2022321835 on 3/31/2022321835 on 4/15/2022321835 on 4/15/2022321835 on 4/18/2022321835 on 6/16/2022321835 on 8/4/2022321835 on 9/9/2022308160 on 3/31/2023308160 on 7/13/2023308160 on 7/18/2023308160 on 12/15/2023373652 on 3/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 3M 26K –
ISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ISHS 1-5YR INVS 2M 41K –
ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 5M 65K –
ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 2M 21K –
ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 702K 13K –
ISHARES CORE MSCI EAFE ETF GLOBAL REIT ETF 501K 22K –
ISHARES TR 0-5 YR TIPS ETF 2M 24K –
ISHARES CORE U.S. AGGREGATE BO CORE MSCI EAFE 1M 20K –
ISHARES 0 5 YEAR TIPS BOND ETF CORE MSCI EMKT 251K 5K –
ISHARES GLOBAL REIT ETF CORE S&P500 ETF 3M 6K –
ISHARES CORE MSCI EMERGING MAR CORE US AGGBD ET 4M 37K –
ISHARES 0 5 YEAR TIPS BOND ETF GLOBAL REIT ETF 476K 20K –
ISHARES CORE MSCI EMERGING MAR 0-5 YR TIPS ETF 2M 23K –
ISHARES CORE U.S. AGGREGATE BO CORE MSCI EAFE 1M 19K –
ISHARES GLOBAL REIT ETF CORE MSCI EMKT 239K 4K –
ISHARES CORE MSCI EAFE ETF CORE S&P500 ETF 3M 6K –
ISHARES TR CORE US AGGBD ET 3M 36K –
ISHARES CORE MSCI EMERGING MAR GLOBAL REIT ETF 1M 49K –
ISHARES TR 0-5 YR TIPS ETF 3M 32K –
ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 3M 42K –
ISHARES CORE U.S. AGGREGATE BO CORE MSCI EMKT 676K 13K –
ISHARES 0 5 YEAR TIPS BOND ETF CORE S&P500 ETF 7M 12K –
ISHARES GLOBAL REIT ETF CORE US AGGBD ET 6M 60K –
ISHARES TR GLOBAL REIT ETF 1M 59K –
ISHARES CORE U.S. AGGREGATE BO 0-5 YR TIPS ETF 3M 31K –
ISHARES CORE MSCI EMERGING MAR CORE MSCI EAFE 5M 72K –
ISHARES GLOBAL REIT ETF CORE MSCI EMKT 1M 21K –
ISHARES 0 5 YEAR TIPS BOND ETF CORE S&P500 ETF 10M 18K –
ISHARES CORE MSCI EAFE ETF CORE US AGGBD ET 6M 61K –
ISHARES 0 5 YEAR TIPS BOND ETF GLOBAL REIT ETF 2M 77K –
ISHARES TR 0-5 YR TIPS ETF 3M 27K –
ISHARES CORE U.S. AGGREGATE BO CORE MSCI EAFE 6M 88K –
ISHARES CORE MSCI EAFE ETF CORE MSCI EMKT 2M 31K –
ISHARES CORE MSCI EMERGING MAR CORE S&P500 ETF 13M 24K –
ISHARES GLOBAL REIT ETF CORE US AGGBD ET 4M 43K –
ISHARES GLOBAL REIT ETF GLOBAL REIT ETF 2M 94K –
ISHARES CORE U.S. AGGREGATE BO 0-5 YR TIPS ETF 2M 20K –
ISHARES 0 5 YEAR TIPS BOND ETF CORE MSCI EAFE 7M 94K –
ISHARES CORE MSCI EMERGING MAR CORE MSCI EMKT 2M 35K –
ISHARES TR CORE S&P500 ETF 13M 24K –
ISHARES CORE MSCI EAFE ETF CORE US AGGBD ET 2M 23K –
ISHARES CORE MSCI EMERGING MAR GLOBAL REIT ETF 2M 66K –
ISHARES 0 5 YEAR TIPS BOND ETF 0-5 YR TIPS ETF 961K 10K –
ISHARES GLOBAL REIT ETF CORE MSCI EAFE 5M 72K –
ISHARES INC CORE MSCI EMKT 2M 28K –
ISHARES CORE MSCI EAFE ETF CORE S&P500 ETF 10M 19K –
ISHARES CORE U.S. AGGREGATE BO CORE US AGGBD ET 762K 8K –
ISHARES 0 5 YEAR TIPS BOND ETF GLOBAL REIT ETF 1M 56K –
ISHARES GLOBAL REIT ETF 0-5 YR TIPS ETF 652K 7K –
ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 5M 70K –
ISHARES CORE MSCI EMERGING MAR CORE MSCI EMKT 1M 25K –
ISHARES TR CORE S&P500 ETF 9M 16K –
ISHARES CORE U.S. AGGREGATE BO CORE US AGGBD ET 324K 3K –
ISHARES CORE U.S. AGGREGATE BO GLOBAL REIT ETF 124K 5K –
ISHARES CORE MSCI EAFE ETF 0-5 YR TIPS ETF 62K 622 –
ISHARES GLOBAL REIT ETF CORE MSCI EAFE 492K 7K –
ISHARES INC CORE MSCI EMKT 123K 2K –
ISHARES 0 5 YEAR TIPS BOND ETF CORE S&P500 ETF 816K 1K –
ISHARES CORE MSCI EMERGING MAR CORE US AGGBD ET 31K 316 –
ISHARES TR GLOBAL REIT ETF 102K 4K –
ISHARES CORE MSCI EAFE ETF 0-5 YR TIPS ETF 51K 508 –
ISHARES CORE MSCI EMERGING MAR CORE MSCI EAFE 404K 6K –
ISHARES 0 5 YEAR TIPS BOND ETF CORE MSCI EMKT 101K 2K –
ISHARES GLOBAL REIT ETF CORE S&P500 ETF 668K 1K –
ISHARES CORE U.S. AGGREGATE BO CORE US AGGBD ET 25K 259 –
ISHARES TR GLOBAL REIT ETF 827K 36K –
ISHARES 0 5 YEAR TIPS BOND ETF 0-5 YR TIPS ETF 4M 39K –
ISHARES CORE MSCI EMERGING MAR CORE MSCI EAFE 2M 33K –
ISHARES CORE U.S. AGGREGATE BO CORE MSCI EMKT 422K 8K –
ISHARES CORE MSCI EAFE ETF CORE S&P500 ETF 5M 10K –
ISHARES GLOBAL REIT ETF CORE US AGGBD ET 6M 62K –
Parthenon Investors IV, L.P. - loan Depot (LDI) COM CL A 13K 8K –
Parthenon Investors III, L.P. (Sec - 1) - loan Depot (LDI) COM CL A 33K 20K –
Polaris Venture Partners V, L.P. - Fate Therapeutics, Inc. (FATE) COM 13K 4K –
Alta Partners VIII, L.P. - Allakos Inc (ALLK) COM 75K 75K –