HARTLINE INVESTMENT CORPORATION

HARTLINE INVESTMENT CORP. Legal Name

Adviser information for HARTLINE INVESTMENT CORPORATION last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 422 $457.2M
Non-Discretionary 43 $202.0M
Total 465 $659.3M

Clients

Type Number RAUM
Individuals 159 $46.2M
HNW Individuals 73 $451.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 3 $5.5M
Charitable organizations 17 $156.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-36627
SEC ERA File Number 801-36627
SEC CIK Numbers 945625
SEC CRD Numbers 106923
Legal Entity Identifier None

Principal Office

460 WINNETKA AVENUE
SUITE 5
WINNETKA
IL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 312-726-5703, Fax: None

Chief Compliance Officer

KATHRYN CARROLL
MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER
460 WINNETKA AVENUE
SUITE 5
WINNETKA
IL
United States
Tel: 312-982-2744
Fax: 312-726-7875
(Full email address available in API data)

Regulatory Contact

DEIKER, LISA
CLIENT RELATIONSHIP MANAGER
460 WINNETKA DRIVE
SUITE 5
WINNETKA
IL
United States
Tel: 312-726-6054
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Hart, Brian, William Individual PRESIDENT AND CEO 08/2021 > 75%
Carroll, Kathryn, Dunn Individual CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

10502020202120222023202420256 on 4/29/20206 on 5/1/20206 on 5/1/20206 on 1/5/20216 on 1/5/20216 on 3/23/20216 on 8/16/20216 on 8/16/20216 on 3/23/20226 on 1/5/20236 on 3/30/20236 on 3/30/20236 on 3/27/2024

RAUM, Historic

800M400M0202020212022202320242025491898833 on 4/29/2020491898833 on 5/1/2020491898833 on 5/1/2020491898833 on 1/5/2021491898833 on 1/5/2021712988797 on 3/23/2021712988797 on 8/16/2021712988797 on 8/16/2021775409275 on 3/23/2022775409275 on 1/5/2023497204798 on 3/30/2023497204798 on 3/30/2023659274146 on 3/27/2024

No. Clients, Historic

3001500202020212022202320242025232 on 4/29/2020232 on 5/1/2020232 on 5/1/2020232 on 1/5/2021232 on 1/5/2021242 on 3/23/2021242 on 8/16/2021242 on 8/16/2021240 on 3/23/2022240 on 1/5/2023243 on 3/30/2023243 on 3/30/2023252 on 3/27/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Stock 30M 158K 0
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WASTE MGMT INC DEL COM Stock 3M 12K 0
COSTCO WHSL CORP NEW COM Stock 9M 10K 0
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MARRIOTT INTL INC NEW CL A Stock 19M 78K 0
MEDTRONIC PLC SHS Stock 580K 7K 0
NETFLIX INC COM Stock 518K 767 0
PROLOGIS INC. COM REIT 628K 6K 0
ILLINOIS TOOL WKS INC COM Stock 3M 13K 0
BALLARD PWR SYS INC NEW COM Stock 27K 12K 0
CHUBB LIMITED COM Stock 215K 842 0
MARVELL TECHNOLOGY INC COM Stock 26M 376K 0
KIMBERLY-CLARK CORP COM Stock 350K 3K 0
MICROSTRATEGY INC CL A NEW Stock 630K 457 0
HOME DEPOT INC COM Stock 5M 15K 0
SOUTHERN CO COM Stock 408K 5K 0
LABCORP HOLDINGS INC COM SHS Stock 631K 3K 0
SCHWAB INTERNATIONAL EQUITY ETF ETF 238K 6K 0
SCHWAB U.S. LARGE-CAP ETF ETF 565K 9K 0
TREX CO INC COM Stock 1M 14K 0
AON PLC SHS CL A Stock 700K 2K 0
GALLAGHER ARTHUR J & CO COM Stock 570K 2K 0
SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 224K 2K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 9M 21K 0
ADOBE INC COM Stock 5M 9K 0
EXELON CORP COM Stock 243K 7K 0
ALPHABET INC CAP STK CL A Stock 42M 228K 0
OREILLY AUTOMOTIVE INC COM Stock 2M 2K 0
MICROSOFT CORP COM Stock 43M 96K 0
DTE ENERGY CO COM Stock 216K 2K 0
BLOOM ENERGY CORP COM CL A Stock 126K 10K 0
BERKSHIRE HATHAWAY INC DEL CL A Stock 81M 133 0
NEXTERA ENERGY INC COM Stock 983K 14K 0
CLOUDFLARE INC CL A COM Stock 20M 242K 0
LINDE PLC SHS Stock 2M 5K 0
PUBLIC STORAGE OPER CO COM REIT 849K 3K 0
WELLTOWER INC COM REIT 276K 3K 0
CROWDSTRIKE HLDGS INC CL A Stock 8M 22K 0
MP MATERIALS CORP COM CL A Stock 585K 46K 0
ELI LILLY & CO COM Stock 18M 20K 0
SCHWAB U.S. MID-CAP ETF ETF 219K 3K 0
VERTIV HOLDINGS CO COM CL A Stock 18M 209K 0
CARRIER GLOBAL CORPORATION COM Stock 630K 10K 0
AFLAC INC COM Stock 1M 16K 0
ISHARES FLOATING RATE BOND ETF ETF 5M 104K 0
BUTTERFLY NETWORK INC COM CL A Stock 10K 12K 0
SNOWFLAKE INC CL A Stock 7M 50K 0
ZILLOW GROUP INC CL A Stock 3M 59K 0
PALANTIR TECHNOLOGIES INC CL A Stock 722K 28K 0
FIRST SOLAR INC COM Stock 462K 2K 0
SOFI TECHNOLOGIES INC COM Stock 207K 31K 0
ALTUS POWER INC COM CL A Stock 55K 14K 0
VISA INC COM CL A Stock 7M 28K 0
VANGUARD SMALL-CAP GROWTH ETF ETF 1M 4K 0
ENPHASE ENERGY INC COM Stock 5M 49K 0
ZEBRA TECHNOLOGIES CORPORATION CL A Stock 5M 15K 0
META PLATFORMS INC CL A Stock 12M 25K 0
SERVICENOW INC COM Stock 20M 26K 0
PALO ALTO NETWORKS INC COM Stock 12M 36K 0
BROADCOM INC COM Stock 602K 375 0
ACCENTURE PLC IRELAND SHS CLASS A Stock 3M 8K 0
ENBRIDGE INC COM Stock 861K 24K 0
NVIDIA CORPORATION COM Stock 129M 1M 0
ABBVIE INC COM Stock 2M 9K 0
SPDR S&P BIOTECH ETF ETF 500K 5K 0
ZOETIS INC CL A Stock 2M 12K 0
STRYKER CORPORATION COM Stock 2M 6K 0
FASTENAL CO COM Stock 2M 32K 0
MCDONALDS CORP COM Stock 372K 1K 0
CISCO SYS INC COM Stock 1M 27K 0
ARCADIUM LITHIUM PLC COM SHS Stock 60K 18K 0
ADVANCED MICRO DEVICES INC COM Stock 34M 207K 0
VEEVA SYS INC CL A COM Stock 1M 8K 0
UNION PAC CORP COM Stock 5M 20K 0
CINTAS CORP COM Stock 2M 3K 0
MICROCHIP TECHNOLOGY INC. COM Stock 3M 37K 0
LOCKHEED MARTIN CORP COM Stock 247K 528 0
JPMORGAN CHASE & CO. COM Stock 3M 14K 0
CHEVRON CORP NEW COM Stock 512K 3K 0
EXTRA SPACE STORAGE INC COM REIT 1M 7K 0
WALMART INC COM Stock 14M 203K 0
INTERNATIONAL BUSINESS MACHS COM Stock 10M 56K 0
ORACLE CORP COM Stock 459K 3K 0
PFIZER INC COM Stock 201K 7K 0
MORGAN STANLEY COM NEW Stock 3M 32K 0
ALPHABET INC CAP STK CL C Stock 2M 9K 0
AMERICAN EXPRESS CO COM Stock 3M 11K 0
AMGEN INC COM Stock 930K 3K 0
CANADIAN NATL RY CO COM Stock 567K 5K 0
WOLFSPEED INC COM Stock 316K 14K 0
VANGUARD MEGA CAP GROWTH ETF ETF 899K 3K 0
EXXON MOBIL CORP COM Stock 816K 7K 0
UNITEDHEALTH GROUP INC COM Stock 2M 4K 0
PRICE T ROWE GROUP INC COM Stock 815K 7K 0
LOWES COS INC COM Stock 7M 31K 0
COLGATE PALMOLIVE CO COM Stock 301K 3K 0
SHOPIFY INC CL A Stock 1M 23K 0
NOVO-NORDISK A S ADR ADR 231K 2K 0
SUNRUN INC COM Stock 659K 56K 0
APPLE INC COM Stock 58M 276K 0
ABBOTT LABS COM Stock 849K 8K 0
DISNEY WALT CO COM Stock 1M 13K 0
MARSH & MCLENNAN COS INC COM Stock 3M 14K 0