MCS FAMILY WEALTH ADVISORS
MCS FINANCIAL ADVISORS LLC Legal Name
Adviser information for MCS FAMILY WEALTH ADVISORS last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 213 | $157.5M |
| Non-Discretionary | 0 | $0 |
| Total | 213 | $157.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $7.1M |
| HNW Individuals | 52 | $138.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsFAMILY BUSINESS AND FAMILY WEALTH COUNSELING, EXPERT WITNESS |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-36692 |
|---|---|
| SEC ERA File Number | 801-36692 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106327 |
| Legal Entity Identifier | None |
Principal Office
2215 NW LOLO DR.BEND
OR
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 541-345-7023, Fax: 541-345-9871
Chief Compliance Officer
JEFFREY B. YAMADA
CCO
79 CENTENNIAL LOOP
EUGENE
OR
United States
Tel:
541-345-7023
Fax:
541-345-9871
J***@******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL STALKER
PRESIDENT
750 NW CHARBONNEAU ST
SUITE 201
BEND
OR
United States
Tel:
5413457023
Fax:
541-345-9871
M******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STALKER, MICHAEL, CHARLES | Individual | – | PRESIDENT | 10/1990 | < 5% |
| YAMADA, JEFFREY, B | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2009 | < 5% |
| THE RESTATED STALKER FAMILY TR; MICHAEL STALKER AND DEBORAH STALKER, TRUSTEES | Domestic Entity | – | SOLE MEMBER | 01/2013 | > 75% |