EMPYRION WEALTH MANAGEMENT, INC.
Adviser information for EMPYRION WEALTH MANAGEMENT, INC. last updated from Form ADV on April 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 358 | $238.0M |
| Non-Discretionary | 0 | $0 |
| Total | 358 | $238.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 106 | $238.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-36794 |
|---|---|
| SEC ERA File Number | 801-36794 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105888 |
| Legal Entity Identifier | None |
Principal Office
3741 DOUGLAS BLVDSTE 130
ROSEVILLE
CA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 916-786-7626, Fax: 916-773-3287
Websites
Chief Compliance Officer
KIMBERLY FOSS
3741 DOUGLAS BLVD
SUITE 130
ROSEVILLE
CA
United States
Tel:
916-786-7626
Fax:
916-773-3287
K******@*****************M
(Full email address available in API data)
Regulatory Contact
KIMBERLY FOSS
FOUNDER & MANAGING MEMBER
3741 DOUGLAS BLVD
SUITE 130
ROSEVILLE
CA
United States
Tel:
916-786-7626
Fax:
916-773-3287
K*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOSS, KIMBERLY, LINNEA | Individual | – | PRESIDENT, CEO, CCO | 09/1999 | < 5% |
| MERCER GLOBAL ADVISORS INC. | Domestic Entity | – | PARENT COMPANY | 12/2022 | > 75% |